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Judicial Watch • Harold Baer – 2012

Harold Baer – 2012

Harold Baer – 2012

Page 1: Harold Baer – 2012

Category:Federal Judges

Number of Pages:7

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Harold Baer, Royalties, HAROLD, 2012, filing, spouse, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app. JOI-I II) Person Reporting (last name, first, middle initial) BAER, HAROLD Court Organization UNITED TES DISTRICT COURT Date Report 5115/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) SENIOR JUDGE  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
500 PEARL STREET U.S. COURTHOUSE ROOM 2230 NEW YORK, NEW YORK 0007 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 

NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Rporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS  SOURCE  DATES May21 -May 25, LOCATION Berkeley, PURPOSE seminar ITEMS PAID PROVIDED lodging and transportation  Federal Judicial Center  September 13,2012 September October 3,2012 Portland, Memphis, seminar seminar lodging and transportation lodging and transportation  

BAER, HAROLD 
511 5/2013 

III. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) 
I.2012 Matthew Bender Co. -Book Royalties 48.00 
2.2012 American Bar Association -Book Royalties ,272.00 3.2012 State Bar Association -Book Royalties $1,39
3.00 
4.2012 Pension -NY State Retirement System $22,622.00 Spouse'S Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
2.2012 TEACHERS INSURANCE ANNUITY ASSOCIATION 
IV. REIMBURSEMENTS transportation, lodging, food, entertainmenL
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION  
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.)  CREDITOR WELLS FARGO ADVISORS  DESCRIPTION SECURITIES MARGIN ACCOUNT  VALUE CODE  CitiMortgage Inc.  Part VII Line Rental Property, Sayville, N.Y. Appraisal Date February 23, 2009. BAER, HAROLD 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (2) (2) (4) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  ALERIAN MLP  Dividend 
Income Gain Codes: 41.000 less B41.00l -$2.500 c=$2.501 -$5.000 0=$5.001 -$15.000 E=$15.001 -$50.000 (Sec Columns and 04) f=$50.001 -$100.000 =$100.00 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 
Value Codes J=$15.000 Jess K=$15.001 -$50.000 =$50.00 100.000 M=$100.001 -$250.000 

(See Columns and 03) N=$250.00 -$500.000 0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 
1'3 =$25.000.001 -$50.000.000 P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cas Market (See Column C2) V=Othcr
U=Book Value =Estimated 

BAER, HAROLD 
5/15/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reporting period  
(including trust assets)  reporting period  ofreporting period  
{I)  (2)  {I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) nt.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. 	
ROCHESTER MUNI INC. Interest Sold 12/2 (part) 

19. 
INVESTORS BANK CORP. INC Dividend 	Buy 08/20/12 

20. 
SUPERVALU INC. Dividend 	Buy .06/04/12 

21. 
CYPRESS SEMICONDUCTOR CORP. Dividend Buy 08/20/12 Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2.501 -$5.000  0=$5.001-$15.000 =$15.001 -$50,000  
(Sec Columns and D4)  F=$50.001 -$100.000 =$!00.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000  L=$50.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 $25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
{Sec Column C2) =Book Value  V=Othcr  W=Estimated  

Name Person Reporting 
BAER, HAROLD 
511512013

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate part report.) 

Line -Medco HelathS olutions merged with Express Scripts Hldgs 4/2/12. Medco changed name Express Scripts Hldgs. Gain was recognized cash received. 
Line -Rental property appraisal date February 23, 2009. 

BAER, HAROLD 
5/15/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  and Judicial Conference regulations. 
Signature: HAROLD BAER 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2.-301 One Columbus Circle, N.E. Washington, D.C. 20544