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Judicial Watch • Harold D. Vietor – 2006

Harold D. Vietor – 2006

Harold D. Vietor – 2006

Page 1: Harold D. Vietor – 2006

Category:Federal Judges

Number of Pages:7

Date Created:August 31, 2007

Date Uploaded to the Library:December 30, 2014

Tags:Harold D Vietor, Vietor, HAROLD, Merrill, Lynch, mutual, 2006, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 V.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Vietor, Harold Court Organization S.D. Iowa Date Report 04/25/2007 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Senior U.S. District Judge Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 0110112006 1213112006 
Sb. Amended Report Chambers Office Address U.S. Courthouse 123 Walnut Street Des Moines, 50309 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) [K) NONE (No reportable positions.) 
POSITION NAME 
 
 
,..__, 
(.-::J 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[K) NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
 
 
III, NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income fK] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
fK] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
JV, REJMB URSEMENTS transportation, /odging,Jood, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
fK] NONE (No reportable reimbursements.) 
SOURCE DESCRIPTION 
 
04/25/2007 
Vietor, Harold JFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
!KJ 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VJ. LJABJLJTJES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
!KJ NONE (No reportable liabilities.) 
DESCRIPTION 	VALUE CODE 
 
 
 
04/2512007 
Vietor, Harold 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (!) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J.P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Veterans Administration Insurance Policy Dividend ING insurance policies Dividend Bankers Trust (Accounts CDs) Interest John Hancock Invest Trust (mutual) Dividend Hartford Income Shares Fund (mutual) Dividend Van Kampen Mtg Fund (mutual) Dividend Columbia Income Fund (mutual) Dividend Merrill Lynch Deposit Program, fmly Banking Interest Merrill Lynch Basic Value Fund (mutual) Dividend Dist. mer See 10-2 
10. Merrill Lynch Global Value Fund (mutual) Dividend Dist mer,er See !0-2 
11. Putnam Voyager Fund (mutual) Dividend 
12. Fidelity Adv Group (mutual) None 
13. Xcel Energy, Inc. (common) Dividend 
14. Merrill Lynch Fundamental Growth (mutual) None mer,er See I0-2 
15. Principal Financial Group, Inc. (common) Dividend 
16. Blackrock Basic (mutual) Dividend Dist merger See 10-2 
17. Blackrock Global (mutual) Dividend mer,er See 10-2 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) F=$50,001-$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than ,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00J -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cush Market 
(Sec Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
Date Report 
Name Person Reporting 
0412512007 
Vietor, Harold 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those of/he spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g. div., rent, int.) (!) (2) Value Value Code Method (J-P) Code (QW) (I) Type (e.g. buy, sell, redemption) (2) Date Month  Day (3) Value Code (J-P) (4) Gain Code (AH) (5) Identity buyer/seller (if private transaction) 
 
18. Blackrock Fundamental (mutual) None merger 10-2 
See Income Gain Codes: =$t,OOO less 41,001  $2,500 =$2,501  $5,000 =$5,001 -$15,000 415,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes 415,000 less =$15,001 -$50,000 =$50,001 -$100,000 4100,001  $250,000 
(See Columns and D3) 4250,001  $500,000 =$500,001 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost {Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) Q=Appraisal =Other ::::Assessment =Book Value :;:;Estimated 
 
 
04/25/2007 
Vietor, Harold 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReporl.) 
Part VII: Concerning Items and Part VII, report insurance policy information because receive the dividends cash. 
 
 
 
 
 
04/25/2007 
Vietor, Harold 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE TIDS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544