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Judicial Watch • Harold D. Whipple – 2012

Harold D. Whipple – 2012

Harold D. Whipple – 2012

Page 1: Harold D. Whipple – 2012

Category:Federal Judges

Number of Pages:11

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Harold D Whipple, WHIPPLE, Appraisal, Estate, 2012, Gross, Market, assets, INVESTMENTS, spouse, transactions, Codes, dividend, reportable, reporting, Federal Judge, income, Judge


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Government Act f/978 
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. upp.  1-11 Person Reporting (last name, first, middle initial) WHIPPLE, HAROLD Court Organization Western District Missouri Date Report 05/13/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) DISTRICT JUDGE (Senior Status)  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period Ol/OI/2ol2 12/31/2012 Chambers Office Address 
8462 Chas. Evans Whittaker Crt 400 East 9th Street Kansas City, 64106 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

III. N0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instmctions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 
SOURCE AND TYPE  
 
(yours, not spouse's) 2012  Missouri Judges Retirement System -Pension  $41,274.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2012 Administrative Office -U.S. Courts -Administrative Assistant 

IV. REIMBURSEMENTS --transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 
VALUE 

VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
05/13/2013
WHIPPLE, HAROLD 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see pp. 34-60 a/filing instmctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

(I) 
(2) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 $2.501 -$5,000  D45,001-$15.000 =$15,001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 $100,001 -$1,000,000 =$1,000,001 -$5.000.000  112 =More than $5.000,000 Value Codes =$15,000 less $15,001 -$50.000 450.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250,001 -$500,000  0=$500,001 -$1.000.000 =$1.000,001 -$5,000.000  1'2 =$5,000.001 -$25,000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and depent1ent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period  ofreporting period  

(2) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less 41,001 -$2.500 =$2.50 -$5.000 =$5.001 -$15.000  E=$15.001 -$50,000  
(Sec Columns and 04)  F=$50.001 -$100,000 4100,001 -$1.000,000  Ill 41.000.001 -$5.000.000  112 =More than $5,000,000 Value Codes  J=$15.000 less 415,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250,001 -$500,000  0=$500,00 -$1.000.000 =$1.000.001 -$5.000.000  1'2 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only)  S=Assessment  T=Cash Market  
(Sec Column CZ) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those ofspo11se and dependent children; see PP 34-60 filing insrmctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

{I) {I) (3) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000  D=$5.00l -$15,000 =$15.00 $50,000  
(Sec Columns and 04)  F=$50,00I -$!00.000 =$100,001 -$1.000.000  111 =$1 .000 .00 -$5 .000 .000 =More than $5,000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$!00.000 =$!00.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1,000.001 -$5.000.000 =$5.000,001 -$25,000,000 =$25.000,001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including tmst assets) reporting period reporting period Income Gain Codes: 41.000 less 8=$1,001-$2.500 $2.501 -$5.000 0=$5.001 -$15.000 E=$15.001-$50.000 (Sec Columns and 04) F=$50.001-$100.000 4100,001 -$1.000.000 111 41,000.001 -$5,000.000 112 =More than $5,000,000 
Value Codes =$15.000 less 415,001 -$50.000 $50.001 -$100.000 =$100.001 -$250.000 

(Sec Colu111ns and 03) 4250.001 -$500.000 =$500,001 -$1.000.000 =$1,000,001 -$5,000.000 1'2 =$5.000.001 -$25,000.000 
1'3 =$25.000.00 -$50,000.000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) V=Othcr =Book Value =Estimated 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des t1tose spouse and dependent chitdren; see PP 34-60 filing ins1r11ctitms.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2,501 -$5.000 =$5,001 -$15.000  E=$15,00 -$50,000  
(Sec Columns and 04) =$50,001 -$100.000 =$I 00,00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5,000.000 Value Codes =$15.000 less  K=$15,00l -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250,001 -$500.000 =$500,00 -$1.000,000 =$1.000.001 -$5,000.000  1'2 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

WHIPPLE, HAROLD 
05/13/2013
VII. INVESTMENTS and --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(I) (2) (3) (4) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity
 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (ifprivate (Q-W) transaction) 
86.  Buy (add'!)  12/18/12  
87. PIMCO Total Return (x)  Dividend  Buy  05/31/12  
88.  Buy (add'!)  12/18/12  
89. Robeco Boston Partners (x)  Dividend  Buy  06/20/12  
90.  Buy (add'!)  12/18/12  
91. Tortoise Energy Infrastructure (x)  Dividend  Buy  05/29/12  
92.  Buy (add'!)  12/18/12  
93. Vanguard Equity Income (x)  Dividend  Buy  12/18/12  
94. Vanguard Total Stock (x)  Dividend  Buy  12/19112  
95. Virtus Emerging Mkts (x)  Dividend  Buy  12/19112  
96. Wasatch Small Cap Growth Fund (x)  Dividend  Buy  12/18112 Income Gain Codes: =$1.000 less =$1,001  $2.500 =$2.501  $5.000 =$5.001  $15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001-$1.000.000  111 =$1.000.001 -$5.000,000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 I-$100,000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 .-$500.000 =$500.001 -$1.000.000 =$1,000,001 -$5.000,000 =$5.000.001 -$25,000,000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Rear Estate Only) ssessment =Cash Market  
(Sec Column C2) =Book Value =Other =E.stimatcd  

WHIPPLE, HAROLD 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicale part ofreporl.) 
Part VII. Investments and Trusts. Number formerly named AIM Int'! Mutual Fund; Number formerly named AIM Equity Funds CLA; and, Number formerly named AIM Growth SER. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: HAROLD WHIPPLE 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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