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Judicial Watch • Harris L. Hartz – 2003

Harris L. Hartz – 2003

Harris L. Hartz – 2003

Page 1: Harris L. Hartz – 2003

Category:Federal Judges

Number of Pages:14

Date Created:November 26, 2004

Date Uploaded to the Library:October 28, 2014

Tags:Hartz, Harris L Hartz, Harris, Judges, ATF, partial, mutual, Gross, trust, 2003, TRUSTS, disclosure, reporting, report, Federal Judge, financial, Judge


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UlTIED STATES COURT APPEALS 
TENTil CIRCUIT 
201 THrRD STREET NW SUITE 1870 
 
ALBUQUERQUE, 87102 CHA.Maas TELEPHONE HARrus HAR:rz (505) 843.Q196Cracorr JuooR FAX (505) 843-6202 
July 28, 2004 
Judge Mary Lisi, Chair Judicial Conference the United States Committee Financial Disclosure if> ,..,, 
One Columbia Circle, N.E. Washington, D.C. 20544 :ii:%cnE  
-nr 
Re: Calendar Year 2003 Filing ..,.., lTI -!E 
Dear Chair Lisi: responding your letter July 2004. Please amend 2003 report follows: part VII, page line 130, Column C(2), change the code from Part VII, page line 131, Column C(2), change the code from Part VIII add: The asset line 108 2002 report longer meets 
the threshold for reporting. Yours truly, 
i. 
Harris Hartz HLH/rb 
Rei)ort Requirec.! the Ethics 
AOlG FlNANClAL DISCLOSURE REPORT Golernment Ac! 978 
Rev. l/2004 
Calen:iac Year 2003 U.S.C npp.  JOH 11) Court Organization Da:e Report Person Reporting (I.as: name, First name, 1.1iddle ir.itia!) 
Tenth Circuit Court AppealsH11rtz, Harris 42712004 Title {Article Judges indicate active senior status; R}orting Period magistrate judges indicate full part--time) Nomination, Date 11112003. 
Circuit Judge Active 
loQ FJml !Ull/2C03 the bnsi;; ofthe information oontalned this Report and any modifications pertaining hereto, is, i.1 opinlon. compliance Cha.rnbers Office Address 
201 Taird St. hW, #1870 
with applicable laws and regu1i:.:Jor.s 
.A.lbuquerquc, !-.M 87102 
 
Jleviewing Officer. 
Il.:fPQRTANTNOTBS: The instructions accompanying this form must follov.ed.. Corr.pJete all ?arts, checking the NONE box for each part whe:-eyou have reportable ir.fonnatior... Sign last page, POSIDONS. (Reponing individual only. see pf>. 9-13 filing instructions) NONE (No rcpornhlepositions.) 
 
Trustee Trust No. 
Trustee Trust No. .Chair-elect A.BA Appellate Judges Conference Director _Appellate Judges Education Instit.Jte AGREEMENTS, (Reporting irdividucl only; see ?P 14 offiEng instructions) NONE (No reportable ngreen:ents.) 
 lJy judicial pension from the State New Mexico has vested and will distributed rrun age-eligible 
(/) 
o-c:....> : ;io., :;e ;:.;::; 
r;;o 
 
oi: ril 
Htrt1., Harrist 127/2004 
 
IlL NON-INVESTMENT INCOME. (Reporting individual and spo;ise; see pp. 17-24 offiling instm:tions) Filers Non*lnvestment Incom 
li?J NQlf_E -(No reportnblc: n::in-investmen: income.) 
{yours, oot potme Spouse Non-Investment Income -(Ifyou were married during any par.ion the reporting year, please complete this section. (doliar amount oo! required except fur hDncraria) CNo reportable non-investment income.) 
(fncludes tbose spouse and de;>endent chltdren. See pp, 25-27 lnslr.ictions.) 
l.J NONE (No such !rtablc rein:burzelllllllts.) 
 
ABA i/23M24, Dallas,Tcxns, Appellate Judges Conference (Travel, meals., arid room) 
ABA 3/15-16, Chicago, R., Appellate Judges O:inference. .ravel, roeals, and room) 
 
 
ABA 9/18-20, Chicago, JL. Appella:eJudges Conference (Trav-cl., meills, and room) 
10!2-5, Mont:eat, Canada, ,,t,,.dviscrs Restatement (Thi:d) Agency CTravel, meals, and -mom)---------.... 
--------------- --------.. ----____ 
A.BA 11n-e, Dallas, Texas, AppUate Judgl!t Ccnference (Trsv!:l, rnezls, end :ocn1) 
Na:ae ofPcrsor. Rcportinu: 
FINANCTAL DISCLOSURE REPORT 
Date Report 
Hartz. Hanis 
T. GIFTS. (InclJdes those spouse and tlepoodent chlldL See pp. 2-3: instructions,) 
 NONE (No suoh reportable gifts.) LIABJLITIES. (lncludesthose ofspousosnd dependent cbiklo:n: See pp. >i-34 ofinstruc1oos.) 
 NONE (No reportab!eliabiliHes.) CODE 
Date ofRep0r< 
4n7/2004 
VIL NVESTMENTS and TRUSTS -c. 
lncom:: dtdng Groiis viiltient eOO Tnmsactions: during n:portbg period DM?t!ou AsiMtS rop:irthlg period repm 1ir,g period (inc!mfmstrust asse:s) ifnot exempt from discwsc.re 
(3)PillC {X) nfkr i:c.:.h asse:l cxemp; from prior disc!oitlttt 
Amm1ru 
Vaiu:: Value Typ:: Date: 
Vclue 
Cctl:l2 
(}Gain identny Code buye:llldlcr 
buy. sell, 
Codel.. Mellmd Month 
(JP) Cc$5,.0tX.1 S5,001-$l5,0{l0-- S15)1il-S5:10:io ::: 5.0iE50,CJ0 .i:508Jl!Jl-S :,OCC.:JJ(l(J :--;: s.;:;pn ioo,coo .S: ,000,0G 1-S-5 ,GG-D,Cfr:; S>l..lft:tf.-:.1 .::;c,,oo:,,uoD $l0.l,0Ci-$:50,M1 $5,[.{l.0Vl-!25lJ0,t:Sl.i c:--o;:: :r:;:. 1nk (.;r,Jy Cdc:: As5::s:;i:.nl E:;.;r:i.;i.;:::: CJsl11Jd.}r;:;( FI.iICiAL DISCLOStJRE REPORT 
Nameof Perwn Reporting 
VIL INVESTMETS and 1RUSTS Dcseripllon Assets: (inclOO.ing trUSt :asseu:) B,Income during repurtlng petitxl G:-oss Vlilue .end repcrting period 
Pmce )..) nfter el.I sse1 exemp ftom prier disclooure- AmounCodd(AE) Ty;ie {!}div. retll im.) ValueCod,,f ,,.5100J1G1-ssn,uoc 
(;)t :.c!ucn ;.-::, a11C. :i::;, S::5.J,00.;-!5;.;1;:1or $5CO:J1-SlJ!OJ.:)0 JlJ Sl,DD0,001-55,G:J.!,llOD p,:: ,,,. :05.0!0.0l:d-25.00(;,DOil 
:i:. ::l5.fl(f1,01JlS1l{l:;;:;,t:fi11 
 
Date rReport 
Na1ne orPeraor1 Reporting 
Hartz, Harris 
4127/20G4 
VIL INVESTS and TRUSTS lnoome Cc.ring Qmsi; vnlur end Tnms.ac!.ions during tt:porti:igperiod 
DO$criplio11 Amts ingpi:riOO reporting perkitl 
fmdmJIDg trru:: tial Buy 316 
60. 
J>.rtial Buy 6/ll 
61. 
 
Pa.alBuy 7125 
62. 
Parcel Unimproved real: estate :in San Juan Rent 
County, 
Parcel Unimproved real estate San J-cn Rent orli::ss s:.Otll-$:;L50il S2,50l-t5,000 $5,00 SI 5,000 Sl5,0Dl-$5f;JJ0(i s.m >JVi..SiiX1,ooi-1 SHJJ,{)IJJ-.tl.1:lu.0) ,.. $1,U00.00>S5,Vti0,(XlG Won h:m S5.00fJ,D00 
 !5.0ftO orkl:: S,UG>S:iG,>){; S5Q,t;!l-S:Hl0,mm l/: WG_OOl-l.350,00[) =,-Sf;,DOJL.Li:IO.{;{! :Jl ,dOO,ODl-$5,rxi-:.,oo i5,l.10.0tJ: -5.0:..i,LJD(i _-:.,,, 
FINANCIAL DISCLOStJRE REPORT Page5of8 VIL INVESThIBNTS and TRUSTS Name Perso::l Reporting Hart.z, Hanis Date Report 4127/2004 Dll.Crip!ioa Auets (indut.lint;. trnst usse:S:) ll. lm:cnre during reponing peric:l Gross value lit end rcpnrring pttiod !). iturm.ctinns during reponiug period not exemp1 from 
Plnee (X) after e.i.cb llssel e11:empi fr;:irn prio; dli;dtJiWre Arr.011at Code {AH) Type (e.g. div. nm!.. inl) Value Cade2 (lP) Value Metnod Code3 (Q-W) T;J (e,B. buy, sell, ::n::rger, redcm;:tion) Dn;e, Month Day Vnlue (J..P) Gain CoC.e (A ;.i; identity huyerlselier (if private lnm.SUCliOn) 
73. -DIVBX Partial sale 1/27 
 
Partial sale 2/25 
74. 
Partial sale 3125 
75. 
Partial salo 4125 
76. 
Partial sale 5121 
77.  Partial saie 6/25 
 S2,5Dl-$5JJOG 
{Se CW:.urmr.BJ w:ci f:L) $:$G,DJJ-5l00,0(J() til !:l,OD.:..lli.S:i,Ofifl,DOO H:?. ,,_More :i1m: ;,:;:>:i,o::::i 
h1lu:Cctles !ii.fl{J>o:l:: S5(1,(J11-S,)[;d1(!0 .,. :.;:o:.:.or.;.125.1,.::i 
{Stt-C:::iumos ::.: ;i;iG D3} .., 15L>,OOS:>::.c,ooe ,0G.i)J._, -S-. ,Ullt,UOl) P.2 ,,,, 5,CO(.,(,(;. -S:.!5.00L,Ct: i.2S-,OJ0;,fi:!-S5.0:i8,(/0L Stv!l:w: tlmi. S.iu,OGU.:;JJ 
 
FI:{ANCIAL DISCLOSURE REPORT 
Date Repvrl 
Name Person Reporting 
Hartz. Hnrris 
412712004 
VJI. INVESTJffiJTS and TRUSTS 
lncorne duriflg Gross. vtilue en:J Trnusaclionsduriug reponi!lg period Dest:riptioo As!ltts 
rcpwt:ing pcriorl (inclutling: tnl>l \SOU:) nnl exempt froo: 
rllii(tl (X) nfrer eaeh nsset e:mnp: AmOun: T>!> (e.g. Vnlue Value Type (e.g. Datt:: Vt1lU!!: Gain identity Jh;mi prirn dmclosun: Ccxie div. reni., Code2 Me;thoCed -ING Fixed Accot:nt 
99. --ING GET Fund, Series 
DividendIRA. Account !OL 
100. 
-SPJBX 102, -;GovUalI Mtge Assn Pool (see note 
103. -DIVBX 
-EUGBX!04. 1D5. !06. -MSDWLiquid Ass.et Fd, mutual fd. -US Treasury Bo 
JG7. -AM8SX 108. Annuity Dividend ... 
 
.i. Jncm11G.;rmCodcs: 5JJW0or ,,, s:,001-1.::.,sov S2.,50l -S:5,DQD ,,_ 
:St:e Colw;:m;: nm:; S.:m,001-,lOl.J.OOO Sl,OOJ,Offi-S5,Q0[,0DO .fl.. i,1mc tfom .CO:J,1J!.) Vi::lut.Co::l Sl5,tl00orles;. ,,, ssr,r;01-s::oo.r::::: 1,1 s1or.u11-S:-:2SC.c,.0 
(Sc Co.w:n;i:; (I.II D3J $25!J,:X:G-:;5UG;1Qf: ::5J;;-iD,0t:, ZSH.OLD,t>i.HJ 
 
FNANCIAL DISCLOSURE REPORT 
Date Rej)(lf! 
Nar!)e c::Pr:rson Reporting 
Hartz, Hru:ris 
412712004 
VU. INVESTMENTS and TRUSTS 
 
:n. ll. lncorne-t.htriat Gross vnlue end Transao t:mc )5, {J>.;[lJ o.. :,s. {f;;.;: :-;::.:c Oul:;) 0 /csss.:.inen -... 
 
 
FINANCIAL DISCLOSIIRE REPORT 
Dute o.fRepo-rl 
Name P.erson Reporting 
Bartz, Harris 
4127/2004 
-income, value, ;:nmscruion. (incbdLS !hose J.bc: spouse and dt. 
-p..nrt ofRepon.) Line 02, this asset had beer. mlsde..1.tlficd with the symbol USGBX O!i prier forms, .2. Trust the 2002 form longer u.eet:s the threshold for reporting. 
 
 
 
IX. CERTIFICA110N. certifythat all information ven above (including lnfonnation pertaining spouse and rnino: dependent childre:a, any) accurate, true, and complete the best knowbige and belief, and that any information not reported was withhe:d because met applicable statutory provisions permitting non-disclosme. further cert!fy that earned income from outside employment and honoraria and the acceptance gifts whicl: have been reported are compliance with the provisions U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Confe:enc regulations.