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Judicial Watch • Harris L. Hartz – 2005

Harris L. Hartz – 2005

Harris L. Hartz – 2005

Page 1: Harris L. Hartz – 2005

Category:Federal Judges

Number of Pages:10

Date Created:August 2, 2006

Date Uploaded to the Library:October 28, 2014

Tags:Hartz, Harris L Hartz, Harris, Market, 2005, assets, INVESTMENTS, transactions, TRUSTS, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 US.C. app.  101-111) Person Reporting (last name, first, middle initial) Hartz, Harris Court Organization Tenth Circuit Court Appeals Date Report 05/04/2006 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judge Active Sa. Report Type (check appropriate type) Nomation, Date Initial Annual Final Reporting Period 0110112005 12/3112005 
Sb. Amended Report Chambers Office Address 201 Third St. NW, #1870 Albuquerque, 87102 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) Trustee Trust No. 
Immediate Past Chair ABA Appellate Judges Conference 
Chair Appellate Judges Education Institute 
 
 
,..._,C:-J 
C:.:::l 
 
(/) :;o 
:::.;: 
o --< 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 Instructions.) 
:,.:-.) :?:: r,1.; NONE (No reportable agreements.) 
-,., r 
 
AND 1) I 
- judicial pension from the State New Mexico has vested and will distributed when age-elle 
 
 
 
05/04/2006 
Hartz, Harris 
III. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-14 instructions.) Filers Non-Investment Income 
[EJ NONE (No reportable non-investment income.) AND TYPE 
 
 
(yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year,.complete this section. 
(Dollar amount not required except for honoraria.) 
[EJ NONE (No reportable non-investment income.) 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children. See pp. 25-27 instn1ctions.) 
NONE (No reportable reimbursements.) 
 
l.ABA 2/12-13, Salt Lake City, UT, Appellate Judges Conference (meals and room) 
2.ABA 8/5-7, Chicago, IL., Appellate Judges Conference (meals and room) 
 
 
V GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[Kl NONE (No reportable gifts.} 
 
 
VI. LIABILITIES, (Includes those spouse and dependent children. See pp. 32-34 instructions.) 
[Kl NONE (No reportable liabilities.) 
 
DESCRIPTION 
 
CODE 
 
 
 
 
 
Hartz, Harris 
05/04/2006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(1) (1) (2) not exempt from disclosure 
Place (X) after each asset Amount Type (e.g. Value Value Type(e.g. 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, 
(A-H) int.) (J-P) Code merger, 
(Q-W) redemption) 
 
(3) 
(2) 
(5) Trust Div. And int 
2.--BRKA 
ValueDate 
Gain 
Identity 
MonthCode2 
Code 
buyer/seller Day 
(J-P) (if private transaction) 
(A-H) Income Gain Codes: 41,000 less =Sl,OOt -$2,500 =$2,501  $5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) F=$50,00I -$100,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes $15,000 less K=Sl5,00I -$50,000 =$50,001 -$100,000 =$100,001  $250,000 
(See Colwnns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =SI,000,001 -$5,000,000 =$5.000,001  $25,000,000 Value Method Codes =$25.000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 ::OC:ash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value Estima ted 
 
Date Report 
Hartz, Harris 
0510412006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =$!,O-Ol -$2,50-0 =$2,501 -$5,000 =$5,001 -$15,000 =SI5,00I -$50,000 
(See Columns and D4) =$50,00 -$I 00,000 =$100,001 -$1,000,000 =SI,000,001 -$5,000,000 =More than $5,000,000 YaJue Codes =$1.5,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000 
(See Columns and 03) =$250,0-01 -$50-0,000 =$500,001 -$1,000,00-0 =$1,000,001 -$5,00-0,000 =$5,00-0,001 -$25,000,0-00 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,0-00,000 ==Cash Market 
(See Column C2) Q=Appraisal =-Other =Assessment Book Value =Estimated 
 
 
Date Report 
Hartz, Harris 
0510412006 
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those the spouse and dependent children. See PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during 
Gross value end 
Transactions during reporting period 
(including trust assets) 
reporting period 
reporting period 
(2) 
(I) 
Place (X) after each asset Amount Type (e.g. Value Value Type(e.g. 
exempt from prior disclosure Code div., rent, Code Method buy, sell, 
(A-H) int.) (J-P) Code merger, 
 
redemption) 
Ifnot exempt from Wsclosure 
(2) (3) (4) (5) 
Date Value Gain Identity 
Month Code Code buyer/seller 
Day (J-P) (A-H) (if private 
transaction) 
 
35. Tech. Commercialization Int!, crnn None 
36.Wells Fargo Bank Account Interest 
37. State oflsrael Bonds Interest 
38.US Savings Bonds Iiiterest Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =Sl00,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Codes ::=$I 5,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =-Other =Assessment =Book Value =Estimated 
 
 
05/04/2006 
Hartz, Harris 
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those the spouse and dependent children. See PP 34-57 filing ins/ructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) Ifnot exempt from disclosure 
Amount Code (A-H) Type (e.g. div., rent, int.) Value Code (J-P) Value Method Code3 (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month -Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 less =SI,001 -$2,500 c=$2,501 -$5,000 D=S5,001-$15.000 E=Sl5,001 -$50,000 
(See Columns and D4) F=$50,001 -$100,000 =$100,001 -$1,000,000 =Sl,000.001 -$5,000,000 H2=More than $5,000,000 Value Codes J=S15,000 less K=Sl5,00I -$50,000 L=$50,00 -$I 00,000 =$100,001 -$250,000 
(See Columns and D3) N=$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 ==Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other S=Assessment 
U=Book Value Estimated 
 
 
0510412006 
Hartz, Harris 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. See PP. 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reportiog period 
(!) (2) (I} (2) (I} Ifnot exempt fro disclosure 
Amount Code (A-H) Type(e.g. div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Income Gain Codes: ==$1,000 less ,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 E=Sl5,001-S50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001-Sl,000,000 =Sl,000,001 -S5,000,000 =More than $5,000,000 Value Codes ==$15,000 les =$15,001 -$50,000 =$50,001 -$100,000 =Sl00,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More thao $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value =Esti mated 
 
05/04/2006 
Hartz, Harris 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicaleparlo/Report.) Lines 20-24, 28-29, 80. 4/25, there was class exchange from class class for these mutual funds Lines 50, 54. 5/19 there was class exzchange from class class for these mutual funds. 
 
 
 
05/04/2006 
Hartz, Harris 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and bonoraria and tbe acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544