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Judicial Watch • Harris L. Hartz – 2012

Harris L. Hartz – 2012

Harris L. Hartz – 2012

Page 1: Harris L. Hartz – 2012

Category:Federal Judges

Number of Pages:10

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Hartz, Harris L Hartz, Harris, 2012, Washington, spouse, transactions, TRUSTS, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Repo rting (last name, first, middle initial) Hartz, Harris Court Organization Tenth Circuit Court Appeals Date Report 04/30/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Judg Active  Sa. Report Type (check appropriate type) Nomination Date Initial [Z] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
201 Third St. NW, #1870 
Albuquerque, 87102 

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT} ONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
Truste Trust No. 
Member, Board Directors Searle Civil Justice Institute 
Member, Dean's Advisory Committee University California Irvine law school 

II. REE MEN TS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Hartz, Harris 
04/30/2013
III. 0N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2012  New Mexico Judicial Pension  $48,252.00 Spouse's Non-Investment Income you were married during any portion the reporting year, complete this section.
(Dollar amount not required except/or honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  George Washington University law school  2/1-3  Washington, D.C.  Moot court  transportation, lodging, food  

George Mason school law  4/25-27  Washington,  Searle Center board  transportation, lodging, food  
meeting  
Sedona conference  5/2-4  Del Mar,  Conference class actions  transportation, lodging, food  

American Law Institute 7/27 
American Academy 10/4-5 Colorado Springs, Panel appellate Transportation, lodging, food appellate lawyers argument 

Hartz, Harris 
04/30/2013

George Mason School Law I0/24-25 Washington, Searle Center board Transportation, lodging, food meeting 

Hartz, Harris 
04/30/2013 GIFTS. (lnc/11des those spouse and dependent children; see pp. 18-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VJ. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Hartz, Harris 
04/30/2013
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 
Transactions during reporting period 

(including trust assets)  reporting period reporting period  
(1)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: J.000 less =$1.001 -$2.500  c=$2,501 -$5.000  D=$5.00I -$15,000  E=$15.001-$50.000  
(Sec Columns and D4)  F=$50.001 -$100.000  G=$100.001-$1.000.000  111 =$1.000,001 -$5.000.000  112=More than $5,000,000 Value Codes =$15.000 less =$15.001 -$50.000  L=$50.001 -$100.000 =$100.001 -$250,000  
(Sec Columns and D3)  N=$250.00 -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5,000,000  P2=$5.000.001 -$25,000.000  
1'3 =$25.000.001 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Apprnisal =Cost (Real Estate Only)  S=Assessment  T=Cash Market  
(Sec Column C2) =Book Value =Other  W=Estimated  

Hartz, Harris 
04/30/2013
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see pp. 34-60 otfmnc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period Income Gain Codes: =$1.000or less  B=$1.001 -$2,500  c=$2,501 -$5.000 =$5.001 -$15,000 =$15.001 -$50.000  
(Sec Columns and D4)  F=$50. 001  $100.000  G=$!00,001 -$1.000.000  Ill =$1.000.001 -$5.000.000  B2=Morethan $5.000.000 lue Codes =$15.000 less =$15.001 -$50.000  L=$50,001 -$100.000 =$100.001 -$250.000  
(Sec Colu111ns and D3) =$250.001 -$500.000 =$500.00I -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 lue Method Codes  Q=Appraisal =Cos (Real Estate Only) =Assessment ash Market  
(Sec Column C2) =Uook Value =Other  W=Estimated  

Hartz, Harris 
04/30/ 2013 

VII. INVESTMENTS and TRUSTS --income, va1ue, transactions r1nc1udes those spouse and dependent c1ti/dren; see PP 34-60 fiting instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (I) 
(2) 
(I) (2) 
(4) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) 
(A-H) (if private 
(Q-W) 	transaction) 
35. --ING Fixed Account  
36. --ING Balanced  
37. IRA Account  Dividend  
38. --Gov't Nat') Mtge Ass'n Pool  
39. --US Treasury Bond  Matured  11/ 15/12  
40. --AMODX  
41. --AWSAX  
42. --MSACX  
43. --MSSGX  
44. --MPEGX  
45. --VSMIX  
46. --MSAIX  
47. --MS Spectrum Select  
48. --MS Spectrum Tech  
49. --MS Spectrum Currency  
50. --Morgan Stanley Bank Acc't  
5). --ACSDX nco Gain Codes: =$1.000 less =$1,001  $2.500 c=$2,501 -$5.000 45,001 -$15.000 =$15.001 -$50.000 (Sec Columns 04) F=$50.001 -$t 00.000 =$100.001 -$1.000.000 Ill =$1.000,001 -$5.000.000 112 =More than $5,000.000 
Value Codes =$15.000 less K=$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 

(Sec Columns and D3) =$250.001 -$500.000 0=$500.00 -$1.000.000 =$t.000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 
Value Method Codes 	Q=Appraisal =Cost (Real Estate Only) =Assessment ash Market (Sec Column C2) =Other 

U=Book Value =Estimated 

Hartz, Harris 
04/30/2013
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during repm1ing period  
(including tmst assets)  reporting period reporting period  

(2) 
(1) 
(2) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
52. Annuity  Interest  
53. --ING Inter Bond Portfolio  
54. Allstate Life Ins. Co. annuity  Interest  
55. Life Ins. Policy  Interest  
56. MONY Life Ins. Policy  Dividend  
57. TETIX***  Dividend  
58. EVGFX  None  
59. OPP  Dividend  
60. SCINX  Dividend  
61. AMOAX  None  
62. LCEAX  Dividend  
63. Morgan Stanley Bank Acc't  Interest come Gain Codes: =$1,000 less =$1.001 -$2.500 =$2,501 -$5.000  045.001. $15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.00 -$1.000.000 =$1.000, 001 -$5.000.000  ll2 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001  I00.000 =$100.001 -$250,000  
(Sec Columns and 03) =$250.001  $500.000 =$500,00  $1.000.000 =$1,000.001  $5.000.000 =$5,000.001 -$25,000.000  
1'3 =$25.000.001  $50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) .=ijook Value =Other =Estimated  

Name Person Reporting 
Date Report 
Hartz, Harris 
04/30/2013
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate part ofreport.) Line4: OIB was converted OJA August 28, 2012. Line Shares PSX were distributed holders COP shares April 30, 2012 
*** Line 57: Shares ofTETSX were converted TETIX November 27, 2012 

Hartz, Harris 
04/30/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Harris Hartz 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544