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Judicial Watch • Harris L Hartz Financial Disclosure Report for 2003

Harris L Hartz Financial Disclosure Report for 2003

Harris L Hartz Financial Disclosure Report for 2003

Page 1: Harris L Hartz Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:14

Date Created:November 26, 2004

Date Uploaded to the Library:November 13, 2013

Tags:Hartz, Harris L Hartz, Harris, Judges, ATF, partial, DOJ, mutual, Gross, trust, 2003, TRUSTS, IRS, Financial Disclosure, ICE, CIA, Judge


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UlTI'ED STATES COURT APPEALS 
TENTil CIRCUIT 
201 THrRD STREET NW SUITE 1870 

ALBUQUERQUE, 87102 CHA.Maas TELEPHONE HARrus HAR:rz (505) 843.Q196Cracorr JuooR FAX (505) 843-6202 
July 28, 2004 
Judge Mary Lisi, Chair Judicial Conference the United States Committee Financial Disclosure  if> ,..,,  
One Columbia Circle, N.E. Washington, D.C. 20544 :ii:%cn'E   
-nr"  
Re: Calendar Year 2003 Filing  ..,.., lTI  -!E  
Dear Chair Lisi: responding your letter July 2004. Please amend 2003 report follows: part VII, page line 130, Column C(2), change the code from "W' "T." Part VII, page line 131, Column C(2), change the code from "U" "T." Part VIII add: "3. The asset line 108 2002 report longer meets 
the threshold for reporting." Yours truly, 
i. 
Harris Hartz HLH/rb 
Rei)ort Requirec.! the Ethics 
AOlG FlNANClAL DISCLOSURE REPORT Gol'ernment Ac! 978 
Rev. l/2004 
Calen:iac Year 2003 U.S.C npp.  JOH 11) Court Organization Da:e Report Person Reporting (I.as: name, First name, 1'.1iddle ir.itia!) 
Tenth Circuit Court AppealsH11rtz, Harris 4'2712004 Title {Article I'J Judges indicate active senior status; R}orting Period magistrate judges indicate full part--time) Nomination, Date 11112003. 
Circuit Judge Active 
loQ FJml !Ull/2C03 the bnsi;; ofthe information oontalned this Report and any modifications pertaining hereto, is, i.'1 opinlon. compliance Cha.rnbers Office Address 
201 Taird St. h'W, #1870 
with applicable laws and regu1i:.:Jor.s 
.A.lbuquerquc, !-.'M 87102 

Jleviewing Officer. 
Il'.:fPQRTANTNOTBS: The instructions accompanying this form must follov.'ed.. Corr.pJete all ?arts, checking the NONE box for each part whe:-eyou have reportable ir.fonnatior... Sign last page, POSIDONS. (Reponing individual only. see pf>. 9-13 filing instructions) NONE (No rcpornhlepositions.)
 
Trustee Trust No. 
Trustee Trust No. .Chair-elect A.BA Appellate Judges Conference Director _Appellate Judges Education Instit.Jte AGREEMENTS, (Reporting irdividucl only; see ?P 14 offiEng instructions) NONE (No reportable ngreen:ents.) 
 lJy judicial pension from the State New Mexico has vested and will distributed rrun age-eligible 
(/) 
o-c:....> : ;io., :;e ;:.;::; 
r;;o 
"'"" 
oi: 

""1"i r'* 
l"1 ri'l
n'i 
Htrt1., Harrist  127/2004  

IlL NON-INVESTMENT INCOME. (Reporting individual and spo;ise; see pp. 17-24 offiling instm:tions) Filer's Non*lnvestment Incom 
li?J NQl'f_E -(No reportnblc: n::in-investmen: income.) 
{yours, oot potme Spouse Non-Investment Income -(Ifyou were married during any par.ion the reporting year, please complete this section. (doliar amount oo! required except fur hDncraria) CNo reportable non-investment income.) 
(fncludes tbose spouse and de;>endent chltdren. See pp, 25-27 lnslr.ictions.) 
l.J NONE (No such "'!"'rtablc rein:burzelllllllts.) 
 
ABA i/23M24, Dallas,Tcxns, Appellate Judges Conference (Travel, meals., arid room) 
ABA 3/15-16, Chicago, R., Appellate Judges O:inference. .ravel, roeals, and room) 

ABA 9/18-20, Chicago, JL. Appella:eJudges Conference (Trav-cl., meills, and room) 
10!2-5, Mont:eat, Canada, ,,t,,.dviscrs Restatement (Thi:d) Agency CT'ravel, meals, and -mom)---------.... 
--------------- --------.. ----____ 
A.BA 11n-e, Dallas, Texas, AppUate Judgl!t' Ccnference (Trsv!:l, rnezls, end :ocn1) 
Na:ae ofPcrsor. Rcportinu:
FINANCTAL DISCLOSURE REPORT 
Date Report 
Hartz. Hanis 
T. GIFTS. (InclJdes those spouse and tlepoodent chlldL See pp. 2-3: instructions,) 
 NONE (No suoh reportable gifts.) LIABJLITIES. (lncludesthose ofspousosnd dependent cbiklo:n: See pp. >i-34 ofinstruc1oos.) 
 NONE (No reportab!eliabiliHes.) CODE 
Date ofRep0r< 
4n7/2004 
VIL NVESTMENTS and TRUSTS -c. 
lncom:: dt'dng Groiis viiltient eOO Tnmsactions: during n:portbg period DM?t!ou AsiMtS rop:irthlg period repm 1ir,g period (inc!mfmstrust asse:s) ifnot exempt from discwsc.re 
(3)PillC "{X)" nfkr i:c.:.h asse:l cxemp; from prior disc!oitlttt 
Amm1ru 
Vaiu:: Value Typ:: Date: 
Vclue
Cctl:'l2 
(}Gain identny Code buye:llldlcr
buy. sell, 
Codel.. Mellmd Month 
(JP) Ccl.'.lft:tf.-:.'1 .::;c,,oo:,,uoD ""$l0'.l,0Ci-$:50,M1 f'2 $5,[.{l.0Vl-!25l'J0,t:Sl.i  c:--o;:: :r:;:'. 1nk (.;r,Jy' Cdc::  As5::s:;i:.nl E:;'.;r:i.;i.;::::  CJsl11Jd'.}r;:;( FI'.'i"ICiAL DISCLOStJRE REPORT 
Nameof Perwn Reporting 
VIL INVESTMETS and 1RUSTS Dcseripllon Assets: (inclOO.ing trUSt :asseu:)  B,Income during repurtlng petitxl  G:-oss Vlilue .end repcrting period  
Pmce ")..')" nfter el.I sse1 exemp ftom prier disclooure- AmounCodd(AE)  Ty;ie {!}div. ret'll im.)  ValueCodS:JOO S1'30,IJUi-SJ,ODU.OOC $1_00(i(JJ.5,fXlf!_(l(lJ "'!f!XC than 55.0:J. ,D00 Sl5,0'.IJ.S5-D,LW 
D.nte Report
Name Person Rey.iorti:;g 
Him Harris 
4127/20:14 
VU. ll'VESTMR'TS and TRUSTS 
lnrome dnring Gross value 'COd Tran:mction,; durng reporting period 
iJc.sc'.iption Assets 

rcyarting pc!iOO (i;i;:]ading trust 11ssets:) not ex-empt from 01sclcsure 
(l) 
Pl.zce "[X)" nfu:r ea:;ll rumci ext 	Value Vol; Type (e.g. Dute:
Am:n.::n  (e.g. Value Onin ;dtmt::y fr){;  ""S5Q,t;!l-S:Hl0,mm  l/:  "'$ WG_OOl-l.'350,00[)  =,-Sf;,DOJL.Li:IO.{;{!  :J''l  "'SJ ,dOO,ODl-$5,rxi-:.,oo  !'2  i5,l'.10.0tJ: -5.0:..i,LJD(i _-:.,,, 
FINANCIAL DISCLOStJRE REPORT Page5of8 VIL INVESThIBNTS and TRUSTS  Name Perso::l Reporting Hart.z, Hanis  Date Report 4127/2004 Dll.Crip!ioa Auets (indut.lint;. trnst usse:S:)  ll. lm:cnre during reponing peric:l Gross value lit end rcpnrring pttiod  !). iturm.ctinns during reponiug period not exemp1 from  
Plnee "(X)" after e.i.cb llssel e11:empi fr;:irn prio; dli;dtJiWre  Arr.011at Code {AH)  Type (e.g. div. nm!.. inl)  Value Cade2 (lP)  Value Metnod Code3 (Q-W)  T;'J" (e,B. buy, sell, ::n::rger, redcm;:tion)  Dn;e, Month Day  Vnlue (J..P)  Gain CoC.e (A ;.i;  identity huyerlselier (if private 'lnm.SUCliOn)  
73.  -DIVBX  Partial sale  1/27  

Partial sale 2/25
74. 
Partial sale 3125
75. 
Partial salo 4125
76. 
Partial sale 5121
77.  Partial saie 6/25 
 S2,5Dl-$5JJOG  
{S"e CW:.urmr.BJ w:ci f:L)  ""$:$G,DJJ-5l00,0(J()  til "'!':l,OD'.:.."lli.S:i,Ofifl,DOO  H:?. ,,_More :i1m: ;,:;:>:i,o::::i  
h1lu:Cctles ""'!ii.fl{J'>o:l:: ""S5(1,(J11-S,)[;d1(!0 .,. :.;:o:.:.or.;.125'.1,'.::i  
{Stt-C:::iumos ::.: ;i;iG D3}  .., 15L>,OOS:>::.c,ooe ,0G'.i)J'._", -S-." ,Ullt,UOl)  P.2 ,,,, 5,CO(.,(,(;. -S:.!5.00L,Ct:  i.2S-,OJ0;',fi:!-S5.0:i8,(/0L ""Stv'!l:w: tlmi. S'.iu,OGU.:;JJ  

FI:'{ANCIAL DISCLOSURE REPORT 
Date Repvrl 
Name Person Reporting 
Hartz. Hnrris 
412712004 
VJI. INVESTJffi'JTS and TRUSTS 
lncorne duriflg Gross. vtilue en:J Trnusaclionsduriug reponi!lg period Dest:riptioo As!ltts 
rcpwt:ing pcriorl (inclutling: tnl>l \SOU:) nnl exempt froo: 
r'llii('tl "(X)" nfrer eaeh nsset e:mnp: AmOun: T>'!>' (e.g. Vnlue Value Type (e.g. Datt:: Vt1lU!!: Gain identity Jh;mi prirn dmclosun: Ccxie div. reni., Code2 Me;thoCed -ING Fixed Accot:nt 
99. --ING GET Fund, Series 
DividendIRA. Account !OL 
100. 
-SPJBX 102, -;GovUal'I Mtge Assn Pool (see note 
103. -DIVBX 
-EUGBX!04. 1D5. !06.  -MSDWLiquid Ass.et Fd, mutual fd. -US Treasury Bo"  
JG7.  -AM8SX 108.  Annuity  Dividend  ... 

.i. Jncm11G.;rmCodcs:  ""5JJW0or  ,,, s:,001-1.::.,sov S2.,50l -S:5,DQD  ,,_  
:St:e Colw;:m;: nm:;  '"'S.:m,001-,lOl'.J.OOO "'Sl,OO'J,Offi-S5,Q0[',0DO  .fl.'. i,1mc tfom .CO:J,1J!'.) Vi::lut.Co::l  ""Sl5,tl00orles;.  ,,, ssr,r;01-s::oo.r:::::  1,1  ""s1or.u11-S:-:2SC.c,.0  
(Sc Co'.w:n;i:; (I.II D3J  $25!J,:X:G-:;5UG;1Qf:  ::5J;;-iD,0t:, ZSH.OLD,t>i'.HJ  

FNANCIAL DISCLOSURE REPORT 
Date Rej)(lf! 
Nar!)e c::'Pr:rson Reporting 
Hartz, Hru:ris 
412712004 
VU. INVESTMENTS and TRUSTS 
:n. ll. lncorne-t.htriat Gross vnlue end Transa.;[lJ  o.. :,s. {f;;'.;: :-;::.:c Oul:;)  0 /csss.:.inen'  -...  

FINANCIAL DISCLOSIIRE REPORT 
Dute o.fRepo-rl 
Name P.erson Reporting 
Bartz, Harris 
4127/2004 
-income, value, ;:nmscruion. (incbdL'S !hose J.bc: spouse and dt.
-p.."n



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