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Judicial Watch • Harry Pregerson Financial Disclosure Report for 2007

Harry Pregerson Financial Disclosure Report for 2007

Harry Pregerson Financial Disclosure Report for 2007

Page 1: Harry Pregerson Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:9

Date Created:December 12, 2008

Date Uploaded to the Library:November 13, 2013

Tags:Harry Pregerson, harry, Janus, 2007, EPA, transactions, TRUSTS, dividend, Financial Disclosure, ICE, CIA, income, Judge


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POSITIONS. (Reporting individual only; see pp. 9-13 o/JWng instructions.) NONE (No reportable positions.) 
Member Marine Corps Reserve Officers Association 
Member Advisory Board, Childhelp USA 
Member Advisory Board Directors, Metropolitan Division, The Salvation Army 

Member 

fTl 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 offiling instructions.) 
[2J NONE (No reportable agreements.) 

PARTIES AND TERMS 

instructwns.)
Ill. N-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

(yours, not spouse's) 2007  State California Judge's Retirement System 15,008. 2007  GGWHLLC 18,000. Spouse's Non-Investment Income -I/you were ma"ied during any portion the reporting year, complete this section. (Dollar amount not required except/or honoraria.) 
[ZJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[ZJ NONE (No reportable reimbursements.) 
ITEMS PAID PROVIDED 

Date Report 
Pregersoo, Harry 
09/04/2008 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 f'ding instructions.) 
[Z] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes tltose spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

VIL INVESTMENTS and TRUSTS -income-, value, transactions (lndudes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Date Report 
Pregerson, Harry 
09/04/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure  (1) Amount Code (A-H) (2) Type (e.g., div., rent, int.) Gross value end reporting period (1) (2) Value Value Code (J-P) Method Code (Q-WJ  (I) Type (e.g., buy, sell, redemption)  
18.  Janus Research Fund (formerly Janus Mercury) #37  Dividend  Exchange 
Transacrioru; during reporting period 

--- 
(2)  (3)  (4)  (5)  
Date  Value  Gain  Identity  
Month- Code  Code  buyer/seller  
Day  (J-P)  (A-HJ  (if private  
transaction)  

8/7 
19. 
Janus Olympus Fund Dividend 

20. 
Janus Orion Fund #37 Dividend Exchange 9112 

21. 
Janus Moneymarket Fund Dividend Echange 8/7 

22. 
Janus Money Market Fund Dividend Exchange 8/7 

34. World Savings Bank Income Gain Codes: 
(See Columns and D4) 
Value Codes 
(See Columns and DJ) 
Valu Method Codes 
(See Column C2) 
A=::$ 1,000 less =$50,00 -SI 00,000 =Sl5,000 less =$250,00 -$500,00D =$25,000,001 -$50,000,000 
Q=::Apisal ""Book Value 
Interest =Sl,001 -$2,500 =$100,001 -$1,000,000 =$15,001 -$50,DOO =$500,00 1,000,000 =Cost (Real Estate Only) =Other =$2,501. $5,000 =Sl,000,001 -$5,000,000 =$50,00 -$I 00,000 =$1,000,00 -$5,000,000 =More than $50,000,000 ==Assessment W::=:Esrim ated =$5,00 -$15,000 =More than S5,00D,DOO 

Date Report 
Pregerson, Harry 
09/04/2008 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 14-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets (including trust assets)  Income during reporting period  Gross value end reporting period  Transactions during reporting period  __J  

(2)
(I) 
(I) (2) (3) 
Value Value 
Type (e.g., Date :in Ide;ot
Place "(X)" after each asset Amount Type (e. Valueg.,
Code 
buy, sell, Month Code Code
div., rent, 
Code 
Method
exempt from prior disclosure buyer/seller 
(A-HJ int)  (J-P)  Code 3(Q-W)  redemption)  Day  (J-P)  (A-H)  (if private transaction)  
35.  Nuveen Preferred Conv. Income Fund  Dividend  
36. Capital Markets Gov't Money Investments  Interest Capital Markets Core Fixed Income Interest Fund 
38. Capital Markets Capital value Interest Investment Income Gain Codes: (See Columns and D4) =$1,000 less =$50,00I  00,000  B=Sl,001-$2,500 =SI 00,00 -$I ,000,000 =$2,501 -$5,000 =$1,000,001 -$5,000,000 Value Codes =o$ 5.000 less =$15,00 -$50,000 =$50,001 -$100,000  
(See Columns and DJ) =$250,00  $500,000 s500,001 -s1.ooo,ooo =$1,000,001 -$5,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ""Assessment  
(See Column C2) o::Book Value ,q)ther =Estimated =S5,00  $15,000 =si5,oo  s5o,ooo =More than SS,000,000 =SJ00,001 -$250,000 =S5,000,00! -$25,000,000 =Cash Market  

Name Person Reporting Date Report 
Pregerson, Harry 0910412008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
T------ 
Description Assets Income during Gross value end 
Transactions during reporting period 
(including trust assets) reporting period reporting period 
1,- 
Amount Type Value Value inJ-P
(2) (1) (2) 

(2)
Date 
(3) (4)

Value Gain 

Ideo---1
Place "(X)" after each asset 
(A-H) 

MonthMethod Code Code buyer/sellerexempt from prior disclosure 
(A-H)

(J-P)
Code Day 
(if private

L_I_ (Q-WJ 
transaction)
52. U.S. Treasury Bills Interest Buy 3/5 
U.S. Treasury Bills Interest Buy 8/6 Income Gain Codes: (See Colwnns and D4) 
Value Codes (See Columns and DJ) 
Value Method Codes (See Column CZ) ""Sl,000 less =S50,00 -SI 00,000 15,000 less =$250,00 -$500,000 =$25,000,001 -$50,000,000 ==Appraisal =Book Value 1,00 -$2,500 =SI00,001 -Sl,000,UOO =$15,001 -S50.000 =$500.001  Sl.000,000 =Cost (Real Estate Only) Vajther =S2.50 -S5,000 =Sl.000,001 -S5,000,000 =S50,00 -SI 00.000 1,000,00 -S5,000,000 =More than S50,000,000 ""Assessment ''Estimated =$5,00 15,000 =More than $5,000,000 =SI 00.00 -$250,000 >5.000,001 -s25,ooo.ooo =Cash Market 
Date Report 
Pregerson, Harry 
09/04/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReporl} 
NOTE: have tried keep all items Section VII listed the same order previous report with thenew items being placed the end the list. The exception the new IRA accounts --buy and sell the IRA accounts has remained within the IRA account setup. you see stock listed again the report, because was purchased through different brokerage firm. During the latter part the year, moved all items from Wachovia over Edward Jones. longer with Wachovia. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions pennitting non-disclosure. further certify that earned income from outside employment and hoooraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE TIDS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544