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Judicial Watch • Helen G. Berrigan – 2012

Helen G. Berrigan – 2012

Helen G. Berrigan – 2012

Page 1: Helen G. Berrigan – 2012

Category:Federal Judges

Number of Pages:10

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Helen G Berrigan, berrigan, Helen, Estate, 2012, stock, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112013 

FOR CALENDAR YEAR 2012 U.S.C. app.  101-11 Person Reporting (last name, first, middle initial) Court Organization Date Report  
Berrigan, Helen Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Article III Judge -Active  Eastern District Louisiana Sa. Report Type (check appropriate type) Nomination Date Initial [Z] Annual Sb. [Z] Amended Report Final  06/20/2013 Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
500 Poydras Street, Room C-556 United States District Courthouse New Orleans, 70130 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Member  Board George Jean Pugh Foundation: LSU Law School 
Member LSU Board Trustees 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 

[{] NONE (No reportable agreements.) 
PARTIES AND TERMS 

Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2012  LSU Law School Teaching  $1,500.00 Spouse's Non-Investment Income -Jfyou were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 

[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 

[{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 

Berrigan, Helen 
06/20/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{]  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{]  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION 

VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes:  A=$1.000 less =$1,00 -$2.500 =$2.501 -$5.000  0=$5,001-$15,000  E=$15.001 -$50.000  
(Sec Columns and D4)  F=$50.001 -$!00.000 =$100.001 -$1.000.000  Ill =$1.000.001  $5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15.001 -$50.000  L=$50.00I-$100.000  M=$100.001 -$250.000  
(See Columns and 03) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000  P2=$5.000.001 -$25,000.000  
P3=$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period (3) (4) (5) 

Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  

transaction) 
18. 
Centinela Valley Interest 

19. 
Harris County, Cultured Interest 

20. 
International Paper Co. --Common Stock Dividend
21. Bank America Corp. --Common Stock Dividend 
22.  Johnson Johnson -Common Stock  Dividend  
23. Common Stock  Dividend  
24.  Coca Cola Common Stock  Dividend  
25.  Dupont E.I. Nemours --Common Stock  Dividend  
26.  Fifth Third Bankcorp -Common Stock  Dividend  
27.  Washington Mutual Inc. -Common Stock  Dividend  
28.  Capital Income Builder -Class  Dividend  
29.  '' . Inc. PLC Plan  Int./Div.  
30.  -ATT, Inc. Common Stock  Dividend  Redeemed  02115112  
31.  -Chevron Corp.  Dividend  
32.  -Cleco Corp.  Dividend  
33.  -Consolidated Edison, Inc  Dividend  
34.  -Dominion Resources, Inc. New  Dividend Income Gain Codes: =$1.000 less 41,001 -$2.500  c=$2,501 -$5.000  D=$5.00l -$15.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50.001 -$100.000 =$!00.001 -$1.000.000 =$1.000.001 -$5.000.000  112 =More.than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000  L=$50.001 -$!00.000 I00.00 -$250.000  
(Sec Columns and D3)  N=$250.00I -$500.000  0=$500.00 -$1.000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25.000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Mclhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated  

Berrigan, Helen
06/20/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instmctions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) 
(2) (I) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
35. 
-Fairpoint Communications Dividend 

36. 
-Frontier Communications Dividend 

37. 
-Kinder Morgan Energy Partners Dividend 

38. 
-Penn Real Estate Investment Trust SB! Dividend 

39. 
-Tanger Factory Outlet Dividend 

40. 
-The Southern Company Dividend 

-Verizon Communications Dividend 
42. -Fidelity Advisor Series High Yield Dividend 
43. -Dryden High Yield LD, Inc. Class Dividend 
-Pioneer High Yield Class  Dividend  
-Van Kampem Senior Loan Fund Class  Dividend  

46. -Alliance Bernstein, Inc. FND 
Dividend 
47. -American Strategic Income Portfolio, Inc. 
Dividend 
49. 
-DWS Free Real Estate SRO 
Dividend 
-ING Primerate DPR 
Dividend 
-Pimco High Income 
Dividend 
51. -AES III 6.75% PFD Conv. due  Dividend  
10/15/2029 Income Gain Codes: =$1.000 less =$1.001  $2.500 =$2.501 -$5.000  D=$5.001 -$15.000  E=$15.001-$50,000  
(Sec Colinnns and 04)  F=$50.001 -$100.000 =$I 00.00 I-$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15,001  $50.000  L=$50.00I-$I 00.000 =$100.00 I-$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000  0=$500.00 -$1.000.000 =$1.000,001 -$5.000.000 =$5.000.001 -$25,000.000  
P3=$25.000.001 -$50.000.000  P4=More than $50.000.000 Value Mc1hod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value  V=Other  W=Estimated  

Berrigan, Helen
06/20/2013 
VII. INVESTMENTs and usTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end 

Transactions during reporting period 
(including trust assets) reporting period reporting period 
(I) (2) (I) (2) 
(2) (3) (4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code2 (J-P)  Value Method Code3 (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy_  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
52.  Georgia Power Senior Note 5/2047 ***(See Section VIII)  Dividend  

53. 
-Metlife 5.875% Senior Notes due Dividend 1/21/2033 

54. 
-Smon PPTY Group, Inc., PFD 6.00% Dividend 

Alabama Power Dividend 
56. BAC Cap Trust Dividend Buy 07/25/I2 Income Gain Codes:  A =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000  D=$5.001 -$15,000 =$15.001 -$50.000  
(See Columns and 04)  I'=$50.001 -$100.000 =$I 00.00 -$1.000.000 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000  L=$50,00 I00.000 =$I 00.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000  0=$500.00 -$1.000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25,000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

Berrigan, Helen 
06/20/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dep endent children; see PP 34-60 filing instmctions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
Place "(X)" after each asset  (I) Amount  (2) Type (e.g.,  (I) Value  (2) Value  (I) Type (e.g.,  (2) Date Value  (4) Gain  (5) Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

69. Enterprise Products  Dividend  Buy  9112112  
70. Prudential Yield Fund  Dividend  Buy  04/I0/12  
71. Nationwide Life Insurance  Dividend  Buy  11/21/12 Income Gain Codes: =$1,000 less =$1,001 -$2.500 42.501 -$5.000  0=$5.001 -$15.000  E=$15.001 -$50,000  
(Sec Columns and 04)  F=$50.001-$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15.001 -$50,000 =$50.00 -$100.000 =$100.001 -$250.000  
(Sec Columns and D3)  N=$250.001 -$500.000  0=$500,00 -$1.000.000 =$1.000 ..001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
 
(Sec Column C2)  U=Book Value  V=Othcr  W=Es1imatcd  

06/20/2013
Berrigan, Helen
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepart ofreport.) 
Line ---Rental Property (House) located the City New Orleans (Orleans Parish), State Louisiana and was appraised 08/21/1985 --$250, 000. ANSWERS AUDIT FINDING the 2012 Financial Disclosure Rreport: PART VII Line numbers this section reflect changes made response the Judicial Committee's corresepondence itemizing the 2012 audit findings. Page line ---Georgia Power Senior Note 7/15/2047 was inadvertantly excluded from 2012. has been added the amended report, Page Line ---BP PLC ADR was listed error, was sold 6/10/11. 

Berrigan, Helen 
06/20/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Helen Berrigan 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544