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Judicial Watch • Howard F. Sachs – 2010

Howard F. Sachs – 2010

Howard F. Sachs – 2010

Page 1: Howard F. Sachs – 2010

Category:Federal Judges

Number of Pages:8

Date Created:September 13, 2013

Date Uploaded to the Library:December 13, 2014

Tags:Howard F Sachs, Sachs, ISHARES, Howard, trust, 2010, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app..~;.~ I01-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
Sachs, Howard 	Western District Missouri 05/31/201 Title (Article III judges indicate active senior status; 5a. Report Type (check appropriate q.pe) Reporting Period 
magistrate judges indicate full- parbtime) Nomination, Date 01/01/2010 
Senior District Judge Initial Annual Final 
12/31/2010 
5b. Amended Relx~rt Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
 
with applicable laws and regulations. 
400 East 9th Street, Suite 7462 
Kansas City, Mo. 64106 
 
U.S. Courthouse 
Reviewing Officer 	Date 
IMPOR TANT NOTES: The instructions accompanying this form mast followeg Complete all parts, checking the NONE box for each part where you have reportable information. Sign last pag~ POSITIONS. CReVo,nng individ,ai onlr; se~ vv. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION 	NAME ORGANIZATION/ENTITY 
Co-Trustee, Irrevocable Trust 	See Explanation 
 
 
II. AGREEMENTS. CR~or~ng individual onO; vv. 14-16 filing instructions.) NONE (No reportable agreements.) 
DATE 	PARTIES AND TERMS 
Sachs, Howard 
111. NON-INVESTMENT INCOME. rnepor~.g individual andspouse; seepp. 17-24 filing instructions.) Filers Non-lnvestment Income NONE non-investment income.)(No reportable 
DATE SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -lf j,ou were marred during any portion the reporting year, complete thix section. 
(Dollar amount not required except for honoraria.) 
NONE (No reportable non-investment income.) 
DATE SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment~ 
(Includes those spouse and dependent children: see pp. 25-27 filing instructions.) 
NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. anclud~ ,hose spouse ond depe.den, children; see ptx 2~-31 filing instructions.) 
NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. ancludes ,hose seo.se ~.d de~e,,,~n, children; see pp. 32-33 filing instt.ction~) 
NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUECODE 
 
Name Person Reporting 	Date Report II. INV ESTM ENTS and RUSTS .... value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (I) (2) (2) (I) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd~,y Code Code buyer!seller (A-II) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 	 
Commerce Bank Interest 	 
United Missouri Interest 	 
Isreal Bonds None 	 
Commerce Money Market-IRA (Financial Interest Square) 	 
Commerce Bond Fund-IRA Interest 	 
Wells Fargo Bonds (Evergreen Int. Bond) Dividend Merger 	 
iShares Barclays Dividend 	 
Pimeo Emerging Local Fund Dividend 	 
Vanguard Intermed, Term Corp. Fund #71 Dividend 
 
10. 	 
Vanguard Total Bond Market Index Fund Dividend Sig 
 
11. 
Wells Fargo Bank Interest 12, Franklin Govt (FRUGX) Dividend 
 
 
13. 	 
Templeton Global Bond Fund Dividend 
 
14. 	 
Chesterfield AmBac Bonds Interest Redeemed 02/16/10 
 
15. 	 
Empire District Electric Co. (EDE) Dividend 
 
16. 	 
Amer. Cap. Strat- (ACAS) Dividend 
 
17. 	 
Blackrock Health Sc. Trust (BME) Dividend Income Gain Codes: =$1.000 less =$1,001 $2.500 =$2,501 $5,000 =$5.001 $15.0~0 =$15,001- $50.000 (See Columns and D4) =$50.0~1 $100.000 =$I00,001 $1.000.000 Itl =$1.0~0.001 $5.000.000 112 =More than $5,000.000 Value Codes =$15.000 less =$15.0~1 $50.000 =$50,1~1 $100,000 =$100.1301 $250.000 
{See Columns and D3) =$250,001 $500.000 =$500,001 $1.000.000 =$1.000.001 $5,0~O,000 ~$5,000,001 $25,0~0.0OO =$25.000.001 $50.000,090 =More than $50.000,000 Value Method Codes =Appraisal =Cost {Real Estate Only) =Assessment =Cash Markc~ 
ISce Column C2) =Book Value =Olh~ =Eslimatcd 
 
Sachs, Howard 	05/31/2011 
VII. INVESTMENTS and TRU STS -inco.o, value, ,ra,~actlo~, anclud,~,ho~e o/~o .....d dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
D~scription Assets Income dming Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (I) (2) (I) (2) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identi~y exempt from prior disclosure Code div., rent, Code Method buy, sell, mrrddd~y Code Code buyer/seller (A-H) int.) (J-P) Code m:lemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. 
Mut Ser Inc. Discovery Fund (TEDSX) Dividend 
 
19. 
First Trust- FGB Dividend 
 
20. 
Nuveen Bonds Interest 
 
21. 
Commerce Bonds Interest 
 
22. 
Manulife (Hancock) Dividend 
 
23. 
Metlife Interest 
 
24. 
American Capital LTD-Trust (TB) Dividend 	Sold 10/14/10 
 
25. 
Blackrock Health SciencesTrust-TB Dividend 	Sold 10/14/10 
 
26. 
Chesterfield bonds-TB Interest 	Redeemed 02/16/10 
 
27. 
Commerce tax free bond fund- Interest 
 
28. 
Nuveen Bonds-TB Interest 
 
29. 
Artisan Med Cap Value Fund Dividend 	Sold 07/16/10 
 
30. 
Blackrock Small Cap Growth Equity-TB Dividend 
 
31. 
iShares Russell Midcap Value Ind. Fund-TB Dividend 
 
32. 
iShares Russell 1000 Growth Ind. Fund-TB Dividend 
 
33. 
iShares Russell 1000 Value Ind. Fund-TB Dividend 
 
34. 
iShares Russell 2000 Value Ind. Fund Dividend Income Gain Codes: =$1.0~0 Icss =$1,001 $2.500 =$2.501 -$5.000 =$5.001 $15.000 
(See Columns and 1)4) =$50.0~1 $10O.00O =$100.001 $1,0~0.000 Itl =$1.000,001 $5.000.000 
 
112 =More than $5.000.000 Value Codes =$15.000 Icsa =$15.001 $50.000 =$50,001 -SIO0.OO0 =$100,001 $250.~30 
1See Colurnrts and D3) =$250,001 $500.000 =$500,001 $1.000.000 =$1.000.001 $5.000.0(30 =$5.000.001 $25,000.000 =$25,000.001 $50.000,000 =More Ihan $50.000.0~0 =Cash Markc~ 
{S~e Column C2) =Book Value -~)ther =Estimated Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment 
Name Person Reporting 	Date Report i.come, volu., ~o~ac,io.~ ~tncludcs those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) B.C. 
Description Assets 	Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period (2) (2) (2) (3) (4) (5) Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm!dd~y Code Code buyer/seller (A-II) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
35. 
 iShares SP Latin Am. Ind. Fund-TB Dividend 
 
36. 	 
Morgan Stanley Inst. Fund Trust Mid-A Dividend 
Cap Gro. Port. 
 
 
37. 	 
Vanguard Emerg. Mkt. Vipers -Btf-TB Dividend 
 
38. 	 
Vanguard Europe Pac.-TB Dividend 
 
39. 	 
Pimco Commodity Realretum-TB Dividend 
 
40. 	 
Financial Square Treasury obligations- Interest 
(See explanation) Income Gain Codes: =$1,000 less -$1,001 $2,500 =$2.501 $5,000 =$5.001 $15.0~0 =$15,001 $50.000 (Se Column~ and 134) =$50,001 $100.000 =$100,001 $1.000,000 I11 =$1,000.001 $5.000.000 112 =More than $5.000.000 
{See Columns nnd D3) =$250.001 $500,000 =$500,001 $1,000.0~0 =$1.000.00I $5.0~0.0~1 =$5.000.001 $25.000.000 =$25,000.001 $50.1~0,090 *More than $50,000.000 Value Method Codo =Appraisal ~Sos! (Real Estate Only) =Assessment -~?a~h Market 
{See Column C2) =Book Value =O~h~ =Eslirnated 
 
Name Person Reporting Dale Report 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. an~icalepo,m,epor~7 
Re: 
Part 
Death~ i~-. ~_~.~i] caused splitting ofjointly held~ assets, termination of~ revocable trust, creation Irrevocable Trust with transfers 
August 2009 Commerce Bank co-trustee with primary investment responsibilities. 
 
Part VII 
Item represents periodic deposits co-trustee similar bank account for income from sales, interest and dividends. 
 
Name Person Reporting Dale Report 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best kno~vledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
Signature: S/Howard Sachs 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544