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Judicial Watch • J Breen Daniel – 2008

J Breen Daniel – 2008

J Breen Daniel – 2008

Page 1: J Breen Daniel – 2008

Category:Federal Judges

Number of Pages:11

Date Created:October 21, 2009

Date Uploaded to the Library:July 29, 2014

Tags:J Daniel Breen, waddell, Appraisal, Assessment, Estimated, Estate, Market, 2008, INVESTMENTS, spouse, transactions, TRUSTS, Codes, dividend, reportable, Federal Judge, income, Judge


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Breen_Daniel_J 
 
Name Person Reporting 
Date Report 
BREEN, DANIEL 
05/01/2009 
III. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 7-24 filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
 
SOURCE AND TYPE 
 
(yours, not spouses) Spouses Non-Investment Income you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except far hanararia.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
 
 
JV. REIMBURSEMENTS --transportation, lodging,food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 a/filing instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION American Bar Association 2/07/2008-2/10/2008 Los Angeles, California American Bar Assocation 8/07/2008-8/J 1/2008 New York, New York Federal Judges Association 12/02/2008-J 2/03/2 008 Washington, 
 
PURPOSE ITEMS PAID PROVIDED 
ABA Meeting travel, lodging and meals 
ABA Meeting travel and meals 
Meeting travel, lodging and meals GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[Z] NONE (No reportable gifts.) 
DESCRIPTION VALUE 
VJ. LJAB JLJTJES, (lnc/11des those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] NONE (No reportable liabilities.) 
DESCRIPTION VALUE CODE 
 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: ,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001  $50,000 
(Sec Columns and 04) =$50,001 -$100,000 =$I 00,00 -$1,000,000 =St,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and DJ) N=$250,001  $500,000 0=$500,001 -$1,000,000 =$1,000,001  $5,000,000 =$5,000.001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) ssessment =Cash Market 
(See Column C2) =Book Value V=Other W=Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) (2) Type (e.g., div., rent, int.) Value Code (J-P) (2) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
18. 
Ivy VIP Mny Mkt (x) Interest 
 
19. 
Waddell Reed High Income Port Dividend 
 
20. 
Waddell Reed Science Tech Port Dividend 
 
21. 
Waddell Reed Small Cap Growth Port Dividend 
 
 
22. Waddell Reed Trgt. Fd. Intl. Growth Port Dividend 
23. Waddell Reed Value Port Dividend 
24. Waddell Reed Global Ntrl. Res. Port Dividend 
 
Waddell Reed Mid Cap Gwth Port Dividend 
26. 
Waddell Reed Target Microcap Gwth Dividend 
27. 
Waddell Reed Target Energy Port Dividend 
 
28. 
Waddell Reed Dividend Income Dividend 	Sold 6/24 
 
 
30. ING Am. Fds. Gwth-Inc. Port Dividend 
ING Acct. 
 
31. Fidelity Contrafund Dividend 
32. ING FMR Diversified Midcap Dividend 
33. ING Morgan Small Cap Cove Eq. Port Dividend 
34. ING An. Fds. Int! Port Dividend =$5,001 -$15,000 =$15.00 -$50,000 (See Columns and 04) =$50,00 -$100,000 Income Gain Codes: =$1,000 less =St,001 -$2,500 =$2,501 -$5,000 
0=$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
Value Codes =$15.000 less =$15,00 -$50.000 =$50,001 -$100,000 I00.001 -$250,000 (Sec Columns and 03) =$250,00t -$500,000 =$500,001 -$1.000,000 =$1,000.001 -$5,000,000 =$5.000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Mark 
 
 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (1nc1udes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) income Gain Codes: =$1,000 less =$1,00  $2,500 =$2,501  $5,000 =$5,001 -$15,000 =$15,001  $50,000 
(See Columns and D4) =$50,001  $!00,000 G=SI 00,001 -$1,000,000 =$1,000,001 -$5,000,000 112 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 L=$50,001  $100,000 =$100,001  $250,000 
(See Columns and DJ) =$250,001  $500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25.000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes Q.=AppraisalR =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent chitdren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$t ,000 less =$1,001 -$2,500 =$2,501  $5,000 =$5,00t. $15,000 =$15,001  $50,000 (Sec Columns and 04) =$50,001  SJ00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Asscssmcnl =Cash Market (Sec Column C2) =Book Value =Other =Estimated 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.) lncomc Gain Codes: =$1,000 less =St,001  $2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001  $50,000 
(Sec Columns and 04) =$50,001 -$100,000 =SI00,001 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001-$50,000 =$50,001 -$100,000 I00,00 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (1) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month- Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
86. Waddell Reed Advisors Small Cap Dividend 
87. Waddell Reed Accumlative Dividend 
88. Waddell Reed Core Investment Dividend 
89. Waddell Reed Advisors Cash Managment Dividend 
 
90. 
First State Bank (x) Interest 
 
91. 
BanCorp South (x) Interest 
 
92. 
Ivy VIP Asset Strategy (x) Dividend 
 
 
94. 
Ivy VIP Balanced Fd. (x) Dividend 
Ivy Energy Fd. (x) Dividend 
95. Ivy Global Natl Res. Fd. (x) Dividend 
97. Ivy Intl Grwth Fd. (x) Dividend 
Ivy Sci Tech Fd. (x) Dividend =$1,001 -$2,500 =S2,50t -$5,000 D=S5,00I -$15,000 =$15,001 -$50,000 Income Gain Codes: =$1,000 less =$t00,00I St,000,000 =St,000,00t  $5,000,000 =More tban $5,000,000 
 
(Sec Columns and 04) =$50,00t -$100,000 =$t5,00t  $50,000 =$50,001 -$100,000 =$100,001 -$250,000 =$250,001  $500,000 =$500,001. $1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 Value Codes 5,000 less 
(See Columns and DJ) =$25,000,001  $50,000,000 =More tban $50,000,000 =Cost (Real Estate Only) =Assessment =Cash Market Value Method Codes =Appraisal 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReport) 
 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544