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Judicial Watch • J Breen Daniel – 2011

J Breen Daniel – 2011

J Breen Daniel – 2011

Page 1: J Breen Daniel – 2011

Category:Federal Judges

Number of Pages:13

Date Created:December 1, 2012

Date Uploaded to the Library:July 29, 2014

Tags:J Daniel Breen, BREEN, daniel, 2011, Market, assets, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Revl 112012 
FOR CALENDAR YEAR 2011 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) BREEN, DANIEL Court Organization WESTERN DISTRICT TENNESSEE Date Report 05/15/2012 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DISTRICT JUDGE/ACTIVE Sa. Report Type (check appropriate type) Nomination Date Initial [Z] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
444 UNITED STATES COURTHOUSE 111 SOUTH HIGHLAND VENUE JACKSON, 38301 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Executive Committee National Conference Federal Trial Judges 
Board Directors Federal Judges Association 
Trustee Trust 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[2] NONE (No reportable agreements.) 
 
 
PARTIES AND TERMS 
 
Date Report 
BREEN, DANIEL 
0511512012 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION 
American Bar Association 2110/2011-2/11/2011 Atlanta 
Federal Judges Association 411212011-411412011 Washington, 
American Bar Association 8/4/2011-817/2011 Toronto, Canada 
 
 
PURPOSE ITEMS PAID PROVIDED 
National Conference Federal Trial Judges travel, lodging and meals 
Meeting travel, lodging and meals 
Meeting travel, lodging and meals GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
05/15/2012 
BREEN, DANIEL 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income durmg Gross value end Transactions during reporting period 
(including trust assets) reporting penod reporting period 
 
(I) (2) (I) (2) (I) (3) (4) (5) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, mt.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Code (J-P) Gain Code (A-H) Identity buyer/seller (if private transaction) Bancorp South Interest 
IRA -Fidelity Mag. Dividend 
CMA ACCT. -MERRILL LYNCH 
 
 
Idacorp, Inc. Dividend Income Gain Codes =$1.000 less 41,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) F=$50.001-$100,000 =$100.001 -$1.000.000 =$1.000,001 -$5,000.000 =More than $5.000.000 Value Codes J415,000 lcss K415,001-$50.000 =$50,001 -$100.000 =$100.001 -$250.000 
(See Colmnns and D3) =$250.001 -$500.000 =$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
 
05/15/2012 
BREEN, DANIEL 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (includmg trust assets) reporting period reporting period 
(!) 
(2) (2) (I) (2) 
(4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
18. Waddell Reed Small Cap Growth Port Dividend 
19. Waddell Reed Trgt. Fd. Intl. Growth Port Dividend 
20. Waddell Reed Value Port Dividend 
21. Waddell Reed Global Ntrl. Res. Port Dividend 
22. Waddell Reed Mid Cap Gwth Port Dividend 
23. Waddell Reed Target Microcap Gwth Dividend 
24. Waddell Reed Target Energy Port Dividend 
25. ING Acct. 
26. ING Am. Fds. Gwth-Inc. Port Dividend 
27. Fidelity Contrafund Dividend 
28. ING FMR Diversified Midcap Dividend 
29. ING Morgan Small Cap Cove Eq. Port Dividend 
30. ING An. Fds. Int! Port Dividend 
31. IRA ACCOUNT -MERRILL LYNCH 
32. Allianz NFJ Int! Value Fund Dividend Sold 10/18/11 
33. American Adj. Bd. Dividend Buy 10/26/11 
34. American New Perspective Dividend Sold 10/18/l Income Gam Codes I.000 Jess =$1,001 -$2.500 42,501 -$5,000 D=$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50.001 -$100,000 =$100,001 -$1.000.000 =$1.000,001 -$5,000.000 H2=More than $5.000,000 Value Codes J=$15,000 less K=$15,00I -$50.000 L=$50.001 -$100.000 =$100.001 -$250,000 
(See Columns and DJ) N=$250,001 -$500.000 0=$500,001 -$1,000.000 Pl=$1,000.001 -$5,000.000 =$5,000,001 -$25,000.000 
P3=$25.000.001 -$50,000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Other W=Estimatcd 
 
 
BREEN, DANIEL 
05/15/2012 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm!dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) {A-H) (if private 
(Q-W) transaction) Income Garn Codes: A=$1.000 less =$1,001 -$2.500 c=$2,501 -$5,000 D=$5,001 -$15.000 E=$15,001 -$50.000 
(Sec Columns and D4) =$50.001 -$!00.000 =$100.001 -$1.000.000 =$1,000,001 -$5.000,000 =More than$5.000,000 Value Codes J=$15,000 less K=$15.001 -$50.000 450,001 -$!00,000 =$100.001 -$250,000 
(Sec Columns and D3) N=$250.00  $500.000 =$500,00 -$1.000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25.000,000 =$25.000.001 -$50.000.000 P4=More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(See Column C2) U=Book Value V=Othcr W=Esttmated 
 
 
05/15/2012 
BREEN, DANIEL 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(includmg trust assets) reporting period reporting period 
 
(I) (2) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
52. 
Johnson Johnson -CS Dividend 
 
53. 
J.P. Morgan Chase Co. Dividend Sold 10/18/11 Income Gam Codes 41.000or less =$1,001 -$2.500 c=$2,501 -$5,000 D=$5,001 -$15,000 415,00I -$50,000 
(See Columns and 04) =$50.001 -$100,000 =$100,001 -$1,000.000 =$1.000,001 -$5,000,000 =More than $5.000.000 Value Codes =$15.000 less K=$15,001 -$50.000 L=$50,001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) N=$250,001 -$500.000 0=$500,00I -$1,000.000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) U=Book Value V=Other W=Estimated 
 
 
05/15/2012 
BREEN, DANIEL 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross valu end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type(e g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(AH) int.) (J-P) Code redemphon) (J-P) (A-H) (if private 
 
instructions.) 
transaction) Income Gam Codes: =$1,000 less =$1,001 -$2.500 42.501 -$5,000 D=$5,001 -$15,000 415,001 -$50,000 
(See Columns and D4) F=$50.00l -$100,000 =$100.001 -$1.000.000 =$1.000,001 -$5.000.000 fl2 =More than $5.000.000 Value Codes =$15.000 less K=$15,00I -$50.000 450,001 -$!00.000 =$!00.001 -$250.000 
(See Columns and D3) N=$250.00 -$500.000 0=$500,00 -$1,000.000 =$1,000.001 -$5,000,000 45.000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) U=Book Value V=Other W=Estimated, 
 
 
Date Report 
BREEN, DANIEL 
05/15/2012 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreportmg period 
 
(2) 
(I) (2) (I) 
(2) 
(4) (5) 
Place (X) after each asset exempt from prior disclosure 
86. 
Prudential Jennison Value Fd. 
 
87. 
Sallie Mae Bank 
 
88. 
Prudential Short Term Corp. Bd. Fd. 
 
89. 
John Hancock Balanced 
 
90. 
Templeton Gib! Bond Fd. 
 
 
Amount Type (e.g., Value Value Type g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Dividend Buy 10/27/11 Interest Redeemed 11/01/11 Dividend Buy 10/27/11 Dividend Sold 11/01/11 
Dividend Buy 10/27/11 Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2.501 -$5,000 =$5.001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50.001 -$100,000 =$100.001 -$1.000.000 =$1.000,001 -$5,000.000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 L=$50.00I-$!00.000 =$100.001 -$250.000 
(See Columns and 03) =$250,00 -$500,000 0=$500,001-$1,000.000 =$1,000.001 -$5,000,000 =$5,000,001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes Q=Apprmsal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Othcr W=Cst1matcd 
 
 
05/15/2012 
BREEN, DANIEL 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Descript10n Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
 
(I) (2) (I) 
(2) (1) 
(3) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gam Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gam Codes =$1.000 less =$1,001 -$2.500 =$2.501 $5,000 =$5,001  $15,000 =$15,001  $50,000 
(See Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000,001  $5,000.000 112 =More than $5,000.000 Value Codes =$15.000 less K=$15.001-$50,000 =$50,001 -$100.000 =$100.001  $250.000 
(Sec Columns and D3) =$250.001 -$500.000 =$500,001. $1,000.000 =$1,000,001  $5,000,000 =$5.000,001 -$25.000.000 =$25.000.00  $50.000.000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other W=Est1matcd 
 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(includmg trust assets) reporting period reporting period 
 
(I) 
(2) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
 
transaction) Income Gain Codes =$1.000 less =$1,001 -$2.500 =$2,501  $5,000 =$5,001  $15,000 =$15,001 -$50,000 
(See Columns 81and04) F=$50.00I  $100,000 =$100.001  $1.000.000 =$1.000,001 -$5.000.000 =More than $5,000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250,000 
(Sec Columns and D3) =$250,00  $500.000 =$500,001 -$1,000.000 =$1,000.001  $5,000,000 =$5,000.001 -$25,000.000 =$25.000.001  $50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Est11nated 
 
 
Name Person Reporting 
Date Report 
BREEN, DANIEL 
05/15/2012 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (/ndicatepartofreport.) 
 
 
BREEN, DANIEL 
0511512012 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: DANIEL BREEN 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544