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Judicial Watch • James A Beaty Jr Financial Disclosure Report for 2007

James A Beaty Jr Financial Disclosure Report for 2007

James A Beaty Jr Financial Disclosure Report for 2007

Page 1: James A Beaty Jr Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:15

Date Created:November 19, 2008

Date Uploaded to the Library:November 13, 2013

Tags:James A Beaty Jr, Beaty, Energy, mutual, James, vanguard, 2007, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Beaty Jr., James Court rganization District Court -4th Cir. Date Report 04/30/2008 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) Article Ill Judge  Sa. Report Type (check appropriate type) Nomination, Date Initial [Z] Annual Sb. Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Address 251 Main Street -Suite 248 Winston-Salem, N.C. 27101-3984 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT NS. (Reporting individual only; see pp. 9-13 filing instructions.) [2J NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[2J NONE (No reportable agreements.) 

s:: 

Date Report 
04/30/2008
Beaty Jr., James Spouse's Non-Investment Income -!/you were 111arried during any portion the reporting year, co111plete this section. 
(Dollar amount no! required except for honoraria.) 
NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2007 The Speech Center 
IV, REIMBURSEMENTS --transportation, /odging,food, entertain111enl 
(Includes /hose spouse and dependenl children: see pp. 25-27 ofjiling instruclions.) 
NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
Washington, D.C.  travel, food, lodging  
Charleston,  travel, food, lodging  
Washington, D.C.  travel, food, lodging  
New Orleans,  travel, food, lodging  
White Sulphur Spring, WVA  travel, food, lodging, banquet  

III. N-JNVESTMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income  NONE (No reportable non-investment income.)  

 SOURCE AND TYPE  INCOME  
(yours, not spouse's) 2007 Judicial Retirement Vested Benefit 30,337  

Date Report 
Beaty Jr., James 
04/30/2008 Court Appeals October Richmond, Visiting Judge travel, food, lodging 31-11/2/07 MDNC 

Date Report 
Beaty Jr., James 
04/30/2008 GIFTS. (!11cludes those spouse and dependent children; see pp. 28-3 filing instructions.) 
[Z] NONE (No reportable gifts.) 
DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE Equitable Life Insurance Policy Loan 

Date Report 
Beaty Jr., James 
04/30/2008 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see pp. 14-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2)
(I) 
(2) 
(!) 
(!) 
(2) 
(4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-HJ  (if private  
(Q-W)  transaction) Income Gain Codes: ""SI ,000 less =$1,00t -$2,500 =$2,501 -$5,000 =S5,00I -SI 5,000 5,00 -$50,000  
(See Columns andD4) =$50,001 -St00,000 =StOO,OOt  ,000,000 =$t,000,001 -$5,000,000 ==More than $5,000,000 Value Codes =$15,000or less =$15,001 -$50,000 =$50,001 -SI00,000 =SI 00,00 -$250,000  
(See Columns and 03} =$250,00 -$500,000 =$500,00 -SI ,000,000 =Sl ,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000  P.:1, ""More than $50,000,000 Value Method Codes ==Appraisal ""Cost (Real Estate Only) =Assessment ""Cash Market  
(See Column C2} ""Book Value =Other =Estimated  

Date Report 
Beaty Jr., James 
04/30/2008 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2)
(2) 
(I) 
(2)
(l) 
(4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  
exempt from prior disclosure  Code  div., rent,  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

Type (e.g., buy, sell, redemption) 
Date 
Month Day 

GainValue 
Identity Code 
Code 
buyer/seller (J-P) 
(A-H) 
(if private transaction) 
18. -Federated Kaufman Class  
19. -Fed. Strat. Val. Fund Class Mut. Fund  
20. CSX, Corp., Common  Dividend  
21. Exxon Mobil  Dividend  
22. Vanguard, 500 Mutual Fund  Dividend  Sell  !/!  
23. Vanguard Healthcare Mutual Fund  Dividend  
24. Vanguard Emerging Mkt Fund  Dividend  
25. Vanguard European Fund  Dividend  
26. Bell South/AT  Dividend  
27. Mutual New York-Whole Life  Dividend  
28. Mutual New York-Whole Life  Dividend  
29. Equitable Life-Whole Life  Dividend  
30. Equitable Variable Life-Whole Life  Dividend  
31. Equitable Variable-Alliance Common Stock Fund  Dividend Income Gain Codes: 1,000 less =St ,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04) =$50,001 -St00,000 =$I 00,00 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =Sl5,001 -$50,000 =$50,00 -$I 00,000 =$I 00,00 -$250,000  
(See Columns and 03) =$250,00 -$500,000  0=$500,001-$1,000,000 =Sl,000,001-$5,000,000 =$5,000,001 -$25,000,000 "$25,000,001 -$50,000,000 =More thun $50,000,000 Value Method Codes =Appraisal ""Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=:Other o:o-Est1mated  

Date Report 
Beaty Jr., James 
04/30/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Reporl) previously noted, monthly contributions during the reporting period were made into Dividend Reinvestment Plans Investor Plans each the following lists securities mutual funds: (10) Duke Energy Common, Spectra Energy, (20) CSX, (2I) Exxon Mobil, (26) Bell South/AT (23) Vanguard Healthcare Mutual Fund, (24) Vanguard Emerging Market Fund and (25) Vanguard European Fund. 
Items 2-9 were all held Wachovia Brokerage IRA. 
Items and 11: Duke Energy Common split its Spectra Energy Division represented the value shown. 

Date Report 
Beaty Jr., James 
04/30/2008 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app. SOI et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 POSJTJ ONS. (Reporting individual only; see pp. 9-13 filing instructiotts.) 
[ZJ NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 

+=" REE NTS, (Reporting ittdividual only; see pp. 14-16 filing instructions.) 
[ZJ NONE (No reportable agreements.) 

PARTIES AND TERMS 

Date Report 
Beaty Jr., James 
06/13/2008 
Ill. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) 2007 Judicial Retirement Vested Benefit 30,337 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2007 The Speech Center 
JV. REJMB URSEMENTS -tra11Sportation, lodging.food, entertainment 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Date Report 
06113/2008
Beaty Jr., James 
V GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[Z] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 

VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) DESCRIPTION VALUE CODE Policy Loan 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 

Date Report 
Beaty Jr., James 
06/13/2008 
VII. INVESTMENTS and TRUSTS -income, value, tra11Sact1ons r1nc1udes those spouse and dependent chitdren; see PP 14-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2)
(1) 
(2) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  
exempt from prior disclosure  Code  div., rent,  Code  
(A-H) int.)  (J-P)  

Value Type (e.g., Method buy, sell, Code redemption) 
(Q-W) 
Date 
Month-
Day 

Value 
Gain 
Code 
Code 
(A-H)
(J-P) 
Identity buyer/seller (if private transaction) Income Gain Codes: :::$ ,000 less 1,00  S2,500 =$2,501 $5,000 =$5,00  $15,000 =$15,00  $50,000  
(See Columns and D4) =$50,001  SI00,000 =$I 00.00 1,000,000 =St,000,00t  $5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001  $50,000 =$50,00  00,000 =SIOO,OOt -$250,000  
(See Columns and 03) =$250,001  $500,090 =$500,00  $1,000.000 =$1,000,00t $5,000,000 =$5,000,001  $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V==Other =Estimated  

Date Report 
06/13/2008
Beaty Jr., James 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate partofReport.) previously noted, monthly contributions during the reporting period were made into Dividend Reinvestment Plans Investor Plans each the following 
lists securities mutual funds: (IO) Duke Energy Common, (11) Spectra Energy, (20) CSX, (21) Exxon Mobil, (26) Bell South/AT T, (23) Vanguard 
Healthcare Mutual Fund, (24) Vanguard Emerging Market Fund and (25) Vanguard European Fund. 
Items 2-9 were all held Wachovia Brokerage IRA. 
Items and 11: Duke Energy Common split its Spectra Energy Division represented the value shown. 

Date Report 
06/13/2008
Beaty Jr., James 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information n'ot 
reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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