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Judicial Watch • James B. Loken – 2005

James B. Loken – 2005

James B. Loken – 2005

Page 1: James B. Loken – 2005

Category:Federal Judges

Number of Pages:12

Date Created:August 2, 2006

Date Uploaded to the Library:November 16, 2014

Tags:Loken, James B Loken, Appraisal, Assessment, James, 2005, assets, transactions, TRUSTS, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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AOJO Government Act 1978 
Rev. 112006 
FOR CALENDAR YEAR 2005 U.S.C. opp. 101-111) Person Reporting (last name, first, middle initial) LOKEN, JAMES Court Organization EIGHTH CIRCUIT Date Report 0511512006 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) CIRCUIT JUDGE (Active) Sa. Report Type (check appropriate type) Nomination. Date Initial Annual Final Sb. Amended Report Reporting Period 01/01/2005 1213112005 Chambers Office Address U.S. Courthouse, Suite 300 South Fourth Street Minneapolis, 55415 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The ins/ructions accompanying this form must followed. Complete all parts, checking the NONE box for each par/ where you have reportable information. Sign las/ page. POSIT! ONS. (Reporting individual only; see pp. 9-13 ins/ructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Past President Federal Bar Association, Minnesota Chapter Member American Law Institute 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
 
AND TERMS 
NONE (No reportable agreements.) 
 
 
 
 
 
 
 
Ill, N-INVESTMENT INC ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
 NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV, REIMBURSEMENTS -transportation, lodging, food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
[KJ NONE (No reportable reimbursements.) SOURCE DESCRIPTION 
 
 
 
Date Report 
 
 
05/15/2006 
LOKEN, JAMES GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[KJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) 
[KJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
Date Report 
Name Person Reporting 
0511512006 
LOKEN, JAMES 
VII. INVESTMENTS and TRUSTS -income, varue, transactions (includes those the spouse and dependent children. see PP 14-s1 filing instructwnsJ NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value.at end Transactions during reporting period (including trust assets) reporting period repor!ing period 
Place (X) after each asset exempt from prior disclosure 
(I) Amount Code (A-H) (2) Type(e.g. div., rent, int.) (I) Value Code (J-P) (2) Value Method Code3 (Q-W) _(I) TyPe (e.g. buy, sell, merger, redemption) not.exempt from disclosure 
(2) Date Month Day (3) Value Code (J-P) Gain Code (A-H) (5) Identity buyer/seller (if private 
transaction) STOCKS (All Common) 
Allstate Corp. Dividend 
Verizon Communications Dividend 
Bristol-Myers Squibb Dividend Income Gain Codes: =$1,000 less 1,00 -$2,500 42,501 -$5,000 D=S5,00l -$15,000 E=$15,001 -$50,000 
(See Columns and D4) F=$50,001 -$100,000 4100,001 -$1,000,000 =$1,000,001  $5,000,000 More than $5,000,000 Value Codes J=$15,000 less =$15,001  $50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and DJ) =$250,001  $500,000 0=$500,001-$1,000,000 =Sl ,000,001  $5,000,000 45,000,00 -$25,000,000 Value Method Codes =$25,000,001 $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment =Book Value W=Estimated 
 
 
0511512006 
LOKEN, JAMES VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. see PP 34-57 tuing instructwnsJ NONE (No reportable income, assets, transactions.) Income Gain Codes: =SI ,000 Jess B=Sl,001-$2,500 c=$2,501 -$5,000 0=$5,001-$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001. $5,000,000 =More than $5,000,000 Value Codes J=$15,000orless K=Sl5,00l -$50,000 =$50,001 -$100,000 =$100,001  $250,000 
(See Colwnns and DJ) =$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes Pl=$25,000,001 -$50,000,000 =Cost (Real Estate Only) P4=More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal V=Other =Assessment 
U=Book Value W=Estimated 
 
 
 
05/15/2006 
LOKEN, JAMES 
VII. INVESTMENTS and TRUSTS -income, voliu, transactions (includes those th spouse and dependent children. See PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Ass.els 
(including trust assets) 
 
Place (X)11 after each asset exempt from prior disclosure 
 
Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) not exempt from discJosure 
Amount Code (A-H) Type (e.g. div., rent, int.) Value Code2 (J-P) Value Method Code (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
35. 
Hewlett-Packard Co. Dividend 
36. 
Communications Systems Buy 117 Income Gain Codes: A=Sl,OOOor less =$1,00 -$2,500 =$2,501 -$5,000 =$5,001-$15,000 =$15,001 $50,000 
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than$5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=CashMarl:et 
(See Column C2) =Appraisal V=Other Assessment =Book Value W=Estimated 
 
05/15/2006 
LOKEN, JAMES 
VII. INVESTMENTS and TRUSTS -income, value, lransactions (includes those the spouse and dependent children. See PP 34-57 filing 
ins/ructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period 
(I) Amount Code (A-H) Place (2) Type(e.g. div., renti int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g. buy, sell, merger, redemption) lfnot exempt from disclos ure 
(2) Date Monih-Day (X)(3) Value Code2 (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) Income Gain Codes: 1,000 less =$1,001 -$2,500 =$2,50 -$5,000 D=$5,00t -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less K=$15,00l -$50,000 L=$50,00l -$100,000 =$I 00,00 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001-Sl,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Miu-ket 
(See Column C2) =Appraisal =Other =Assessment =BookValue W=Estimated 
 
 
0511512006 
LOKEN, JAMES 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. see PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transaciions during reporting period 
(I) (2) (!) (2) (I) not exempt from disclosure 
Amount Code (A-H) Type(e.g. div., rent, int.) Value Code (J-P) Value Method Code3 (Q-W) Type(e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Jdentity buyer/seller (if private transaction) 
 
69. 
Fidelity Mn. Tax Free Fund Dividend 
70. 
Fidelity Emerging Markets Fund Dividend 
71. 
Fidelity Japan Fund Dividend 
72. 
Fidelity Spartan Muni Income Fund Dividend Income Gain Codes:: =$1,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See ColuDUlS and 04) =$50,001 -$100,000 =$100,001  $1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess =$15,001 -$50,000 L=S50,00l -SI00,000 =$I 00,00 -$250,000 
(See Columns and D3) =$250,00 -$500,000 =$500,001 -Sl,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment Book Value W=Estimated 
 
 
0511512006 
LOKEN, JAMES 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. see PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset exempt from prior disclosure 
Income during reponing period Gross value end reporting period Transactions during reporting period 
(I) (2) (I) (2) (I) Ifnot exempt from disclos ure 
Amount Code (A-H) Type(e.g. div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g. buy, sell, merger, redemption) (2) Date Month-Day (3) Value Code (J-P) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
86. 
Vanguard Fixed Inc Fund GNMA Dividend 
87. 
Delaware Voyageur Ins Fund Dividend Sell 12/13 
 
88. 
Washington Mutual Fund Dividend Income Gain Codes: =$1,000 Jess 41,001 -S2,500 =$2,501 -$5,000 0=$5,001 -Sl5,000 =S15,00J -$50,000 
(SeeColumns and 04) =$50,001 -$100,000 =SI00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 Jess 415,001 -$50,000 =$50,001 -SI00,000 =SJ00,001 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -Sl,000,000 =Sl,000,001 -$5,000,000 45,000,001 -S25,000,000 Value Method Codes =S25,000,00I -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Mruket 
(See Column C2) Q=Appraisal V=Other =Assessment =Book Value W=Estimatcd Income Gain Codes: =SJ ,000 less 41,0-01-S2,50-0 =$2,501 -S5,0-00 =$5,0-0 15,0-00 E=Sl5,00l-S50,000 (See Columns and 04) =$50,0-01 -SI0-0,000 =$100,001 -Sl,0-00,000 =Sl,0-00,001-$5,0-00,000 =More than $5,0-00,0-00 Value Codes 15,000 less K=S 15,00 -$50,0-00 
L=S50,00I -$100,0-00 4100,00 -$250,000 (See Columns and D3) =$250,00 -$500,000 0=$500,001 -s1,000,000 =$1,000,00l -S5,000,000 5,000,0-01 -$25,000,0-00 =$25,000,0-01 -$50,0-00,000 =More than $50,0-00, 000 =Cash Market 
(See Column C2) =Cost (Real Eatate Only) Value Method Codes =Appraisal =Assessment =Other =Book Value W=Eatimated 
 
 
0511512006 
LOKEN, JAMES 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReport) 
Columbia Newport Tiger Fund merged into Columbia International Stock Fund October 2005 (Part VII, line 67) 
 
 
 
0511512006 
LOKEN, JAMES 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
NOTE: ANDC 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544