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Judicial Watch • James B. Loken – 2007

James B. Loken – 2007

James B. Loken – 2007

Page 1: James B. Loken – 2007

Category:Federal Judges

Number of Pages:12

Date Created:November 3, 2008

Date Uploaded to the Library:November 16, 2014

Tags:Loken, James B Loken, vanguard, James, 2007, assets, transactions, TRUSTS, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) LOKEN, JAMES Court Organization EIGHTH CIRCUIT Date Report 05/15/2008 Title (Article III judges indicate active senior status; magistrate judges indicate full-or p-time) CIRCUIT JUDGE (Active) Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2007 12/31/2007 Chambers Office Address U.S. Courthouse, Suite 300 South Fourth Street Minneapolis, 55415 the basis oflhe information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete al/parts, checking the NONE box for each part where you have reportable information. Sign last page. OSITI NS, (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) Past President Member 
 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[ZJ NONE (No reportable agreements.) 
 
 
 
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0511512008 
LOKEN, JAMES 
III. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) SOURCE AND TYPE 
 
 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount no/ required except/or honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED Missouri Chapter, American College Trial Lawyers June 2007 St. Louis, Mo. Speech, Regional Meeting Lodging expense 
 
 
05/15/2008 
LOKEN, JAMES GIFTS. (Includes those spouse and dependent children; see pp. 28-31 
 
instructions.) 
[ZJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing instructions.) 
[ZJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
 
 
 
Date Report 
Name Person Reporting 
05/15/2008 
LOKEN, JAMES 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP. 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period Amount Code (A-H) (2) Type (e.g., div., rent, int.) Value Code (J-P) (2) Value Method Code3 (Q-W) (1) Type (e.g., buy, sell, redemption) (2) Date Month -Day (3) erValue Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) STOCKS (All Common) Allstate Corp. Dividend Verizon Communications Dividend Sold 9110 Idearc None Sold 3/15 Bristol-Myers Squibb Dividend Sold 9110 Zimmer Holdings, Inc. None Target Corp Dividend Emerson Electric Dividend Part sold 9110 Exxon Corp. Dividend 
JO. Wachovia Corp. Dividend 
11. Gabelli Equity Trust Dividend 
12. Gabelli Global Multimedia Trust Dividend 
13. Gabelli Utility Trust Dividend 
14. Gabelli Healthcare Trust Dividend Spinoff 6/28 From Gabelli Equity Trust 
15. General Motors Dividend Sold 11/30 
16. IBM Part sold 9/10 
17. IBM Part Sold 11130 Income Gain Codes: =$1,000 less =Sl,001  $2,500 =$2,50 -$5,000 =$5,001  $15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,00 00,000 =$100,00t. $1,000,000 l!t =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001-$50,000 =$50,01  $100,000 =$100,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001  l,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Date Report 
Name Person Reporting 
05/15/2008 
LOKEN, JAMES 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (I) 
(2) (3) 
(5)(I) 
Place (X) after each asset Amount Type (e.g., Value Value 
exempt from prior disclosure Code div., rent, Code Method 
(A-H) int.) (J-P) Code 
(Q-W) 
 
Type (e.g., buy, sell, redemption) 
Date 
Month- 
Day 
 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) Income Gain Codes: =$1,0-00 less =$1,001  $2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001  $1,000,000 =$1,000,001  $5,000,0-00 =More than $5,0-00,000 Value Codes =$15,000 less =$15,001 -$50,0-00 =$50,001 -$100,0-00 =$100,001  $250,000 
(See Columns and D3) =$2>0,001  $500,000 =$500,001 -$1,000,000 =$1,000,001  $5,000,0-00 =$5,000,001 -$25,000,000 =$25,0-00,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
Date Report 
Name Person Reporting 
0511512008 
LOKEN, JAMES 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (1) Amount Code (A-H) (2) Type (e.g., div., rent, int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (1) Type (e.g., buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code {A-H) (5) Identity buyer/seller (if private transaction) 
 
35. ADC Telecommunications Buy 915 
36. ADC Telecommunications None Part sold 12/17 
37. Amkor Technology Part sold 1/3 
38. Amkor Technology Part sold 2/18 
39. Amkor Technology Part sold 4125 
40. Amkor Technology Part Sold 5129 
41. Amkor Technology None Buy 9/26 
42. Conexant Systems None Buy 4/20 
43. Select Comfort Corp. None Sold 9/18 
44. Nokia Corp. None Sold 4/26 
45. Oracle Corp. None 
46. Skyworks Solutions, Inc. None Sold 1123 
47. Synovis Life Technologies, Inc. Buy 1/30 
48. Synovis Life Technologies, Inc. Part Sold 9/18 
49. Synovis Life Technologies, Inc. Part Sold 9/26 
50. Synovis Life Technologies, Inc. None Part Sold 11/28 
51. Cyberoptics Corp. None Income Gain Codes: t,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and D4) =$50,001-$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001-$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =SI,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =-Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Date Report 
Name Person Reporting 
05/15/2008 
LOKEN, JAMES 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
52. Microsoft Corp. 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(!) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Dividend 
Rudolph Technology 
None 
54. Aetrium Inc. 	None Buy 9/16 
55. 
Dow Chemical Dividend 
56. 
Cemex S.A. Dividend Buy 6/7 
Chesapeake Energy Dividend Buy 5/23 
58. Valero Energy Dividend 
Metro Health Network 
Buy 1/30 
60. 
Metro Health Network 
 
61. 
Metro Health Network 
 
 
None 
62. 
Boston Scientific Corp 	None 
 
63. 
Possis Medical, Inc. 
 
64. 
Possis Medical, Inc. 	None 
 
65. 
Intel Corp. Dividend 
 
66. 
Best Buy Co. 
 
67. 
Best Buy Co. Dividend 
 
68. 
Bank America Dividend Jacome Gain Codes: A=$1,000 less B=$l,00l -$2,500 (See Columns and 04) F=$50,001-$100,000 =$100,001 -$1,000,000 
Value Codes =$15,000 less K=$15,001-$50,000 
 
(See Columns and 03) 4250,001 -$500,000 =$500,001 -$1,000,000 =$25,000,001 -$50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) (See Column C2) U=Book Value =Other 
 
 
Buy 4/20 Buy 9/18 
Sold 4/25 
Buy 2/28 Buy 6/8 Buy 2/28 
Buy 4/20 Buy 6/8 Buy 9/18 
c=$2,501 -$5,000 =$5,001 -$15,000 E=$15,001 -$50,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
L=$50,00I -$100,000 =$100,001-$250,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =More than $50,000,000 =Assessment =Cash Market =Estimated 
 
05/15/2008 
LOKEN, JAMES 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end 
reporting period reporting period 
(I) (2) (I) (2) 
Amount Type (e.g., Value Value 
Code div., rent, Code Method 
(A-H) int.) (J-P) Code (Q-W) 
 
(I) 
Type (e.g., buy, sell, redemption) 
Transactions during reporting period 
 
(2) 
Date 
Month Day 
 
(3) (4) (5) 
Value Gain Identity 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) Income Gain Codes: =$1,000 less 41,001 -$2,500 =$2,50 -$5,000 =$5.001 -$15,000 =$15,001 -$50,000 (See Columns and 04) =$50,001 -$100,000 =$100,001 -Sl.000,000 =$1,000.001 -$5,000,000 =More than $5,000,000 
Value Codes =$15,000 less =$15,001 -$50,000 =$50,00 -$I 00,000 =$100,001 -$250,000 
 
(See Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,oo0,001 -$5,000,000 =$5,000,001 -$25,000,000 425,000,001 -$50,000,000 =More than $50,000,000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (See Column C2) =Book Value V=Otber =Estimated 
 
 
 
05/15/2008 
LOKEN, JAMES 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see PP 14-60 
 
instructions.; NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g., div., rent, int.) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g., buy, sell, redemption) (2) Date Month Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
86. Vanguard Windsor Fund Dividend 
87. Vanguard Hi-Yield Corp. Fund Dividend 
88. Vanguard Prime Fund Dividend 
89. Vanguard Short Term Corp. Fund Dividend 
90. Vanguard Long Term Tax Exempt Fund Dividend 
91. Vanguard Wellington Fund Dividend 
92. Vanguard Capital Value Fund Dividend 
93. Artisan International Fund Dividend 
94. Leuthold Core Inv. Fund Dividend 
95. Selected American Shares Fund Dividend 
96. Amer Century Equity Fund Dividend 
97. Chase Growth Fund Dividend 
98. Dreyfus Minn Muni Fund Dividend 
99. Icon Health Care Fund Dividend 
100. Matthews Pacific Tiger Fund Dividend 01. Muhlenkamp Fund Dividend 
102. MISC. Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 I-$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 0=$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 les1 =$15,001 -$50,000 =$50,001 -$!00,000 =$!00,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Date Report 
Name Person Reporting 
05/15/2008 
LOKEN, JAMES 
VII. INVESTMENTS and TRUSTS income, vatue, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
 
Place (X) after each asset 
exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) (2) (I) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code div., rent, Code Method buy, sell, Month Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 
103. Wells Fargo Bank IRA Dividend 
104. FB Building Partnership None 
105. Vanguard Variable Annuity Plan None Sold 6/25 
106. Tamarack Investment Tax Free Fund Dividend 
107. Schwab Advance Cash Reserve Fund Dividend 
108. Wells Fargo Bank Interest Income Gain Codes: =$1,000 less =$1,001  $2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,00! -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,ooO less =$15,001 -$50,000 L=$50,001-$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001  $500,000 =$500,001 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value =Other =Estim ated 
 
05/15/2008 
LOKEN, JAMES 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReporl) 
 
 
05/15/2008 
LOKEN, JAMES 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Sign 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FAL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washington, D.C. 20544