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Judicial Watch • James B. Loken – 2012

James B. Loken – 2012

James B. Loken – 2012

Page 1: James B. Loken – 2012

Category:Federal Judges

Number of Pages:10

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Loken, James B Loken, Estimated, James, 2012, Gross, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, reportable, reporting, Federal Judge, income, Judge


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Rev. 112013 Person Reporting (last name, first, middle initial) LOKEN, JAMES Court Organization EIGHTH CIRCUIT Date Report 05/02/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) CIRCUIT JUDGE (Active)  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period Ol/OI/2012 12/3 I/2012 Chambers Office Address 
U.S. Courthouse, Suite 300 South Fourth Street Minneapolis, 55415 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box/or each part where you have reportable information. POSIT! 0NS. (Reporting individual only; see pp. 9-13 NONE (No reportable positions.)  instructions.)  
POSITION  NAME ORGANIZATION/ENTITY  Past President  Federal Bar Association, Minnesota Chapter 
Member American Law Institute AGREEMENTS. (Reporting individual only; see pp. 14-16 

instructions.) 
[{] NONE (No reportable agreement9 

PARTIES AND TERMS 

LOKEN, JAMES 
05/02/2013
III. N0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 7-24 filing 
instructions.) Filer's Non-Investment Income 
[Z] NONE (No reportable non-investment income.) 
SOURCE AND TYPE 
(yours, not spouse's) Spouse'S Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount nor required except .for 
honoraria.) 
[Z] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 o.ffi!ing
instructions.) 
[Z] NONE (No reportable reimbursements.) 

LOKEN, JAMES 
05/02/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing ins/ructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

05/02/2013
LOKEN, JAMES
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des t1tose spo11se and dependent children; see PP 14-60 filing instmctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporling period  

(I) 
(I) 
(2) 
(2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivale  

transaction) Income Gain Codes:  A41.000or lcss =$1,001 -$2.500  c=$2,501 -$5.000  D=$5.00l -$15,000  
(Sec Columns and D4) =$50.001 -$100,000 =$100.001 -$1.000.000  Ill =$1,000.001 -$5,000.000  112 =More than $5.000.000 Value Codes  J=$15,000 less  K=$15,001 -$50.000 =$50,00  $IOD.ODO =$100,001 -$250.000  
(Sec Columns and D3) =$250.00 -$500.000  0=$500,00 -$1.000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated =$15.001 -$50,000 

05/02/2013
LOKEN, JAMES
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des t1tose spouse and dependent c1tildren; see PP 34-60 filing 
instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Ide111ity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Jncomc Gain Codes: ,000 less =$t,001 -$2,500  c42.501 $5.000  D=$5,00I -$15.000  E=$15,00I -$50,000  
(Sec Columns and D4)  F=$50,001 -$100.000 =$I 00,001 -$1,000,000  Ill =$1,000,001 -$5,000.000  112 =More than $5,000.000 Value Codes  J=$15,000 less  K=$15,001 -$50,000  L=$50,00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250,00 -$500.000  0=$500,00 -$1,000.000 =$1,000,001 -$5,000.000  1'2 =$5.000.001 -$25,000.000 =$25.000,00 -$50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated  

05/02/2013
LOKEN, JAMES
VII. INVESTMENTS and TRUSTS --income, vat11e, transactions r1nc111t1es those spo11se ant1 t1epent1ent c11ut1ren; see PP 34-60 instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

{I) (2) {I) (2) (I) 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosme  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
{A-H) int.)  {J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: ,000 Jess =$1,001 -$2.500 =$2,501 -$5,000  0=$5.001 -$15.000 =$15,001 -$50.000  
(See Columns and 04)  F=$50.001 -$100,000 =$100.001 -$1.000,000 =$1.000.001 -$5.000,000  112 =More than $5.000.000 Value Codes =$15,000 orless  K=$15.00l -$50.000  L=$50.00 -$100.000 =$100.001 -$250.000  
(See Columns and 03)  N=$250.001 -$500,000  0=$500,001 -$1.000.000 =$1,000.001 -$5,000.000 =$5.000.00 -$25.000.000 =$25.000,001 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

05/02/2013
LOKEN, JAMES
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc111des t1tose spouse and dependent c1tildren; see PP 34-60 fiting ins1ruc1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting pe1iod reporting period 
(2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Dale  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1.000 less =$1.001 -$2.500  c=$2.501 -$5.000  D=$5,00l -$15,000  
(See Columns and D4)  F=$50,00I -$100.000 =$100,00 -$1.000.000  111 =$1.000.001 -$5.000.000  112=More Ihan $5,000.000 Valu Codes  J=$15.000 less  K=$15,001 -$50.000  L=$50.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and D3)  N=$250.001 -$500.000  0=$500.00 -$1 .000.000 =$1.000.001 -$5,000.000 =$5,000.001  $25,000.000  
1'3=$25.000.001 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes ppraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value =Other  W=Estimated  

E=$15.00 -$50.000 

LOKEN, JAMES 
05/02/2013
VII. INVESTMENTS and TRUSTS -income, vat11e, transactions r1nc111des those ofspo11se and dependent children; see PP 34-60 offiting instwctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

(I) (2) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

69. Selected American Shares Fund  Dividend  
70. Amer Century Equity Fund  Dividend  
71. Chase Growth Fund  Dividend  
72. Dreyfus Minn Muni Fund  Dividend  
73. Icon Health Care Fund  Dividend  
74. Matthews Pacific Tiger Fund  Dividend  
75. Muhlenkamp Fund  Dividend  
76. Matthews Asia Dividend Fund  Dividend  
77. MISC.  
78. FB Building Partnership  None  
79. RBS Prime Money Market Fund  Dividend  
80. Schwab Advance Cash Reserve Fund  Dividend  
81. Wells Fargo Bank  Interest Income Gain Codes: =$1.000 less =$1,00 
-$2,500 c=$2.501 -$5.000 0=$5.001 -$15.000 =$15.001 -$50,000 (Sec Columns and 04) =$50.001 -$100.000 =$100,00 -$1,000.000 =$1,000.001 -$5.000.000 112 =More than $5.000.000 
K=$15,001 
(Sec Columns and 03) =$250.00 -$500.000 0=$500,001 -$1,000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25,000.001 -$50.000.000 =More than $50.000.000 
Value Codes J=$15.000 less 	$50.000 L=$50.00I -$I 00.000 =$100.001 -$250.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) V=Othcr

U=Book Value 	W=Estimated 

05/02/2013
LOKEN, JAMES
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 

LOKEN, JAMES 
05/02/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting nondisclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: JAMES LOKEN 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544