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Judicial Watch • James B Loken Financial Disclosure Report for 2008

James B Loken Financial Disclosure Report for 2008

James B Loken Financial Disclosure Report for 2008

Page 1: James B Loken Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:10

Date Created:October 21, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Loken, James B Loken, Fidelity, Estimated, James, Estate, 2008, EPA, transactions, dividend, Financial Disclosure, ICE, CIA, financial, income, Judge


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Loken_James_B 

IIJ. N-JNVES TMENT ME. (Reporting individual and spouse; see pp. 7-24 filing instructions.) Filer's Non-Investment Income 
[Z] NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria) 
[Z] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging.food, entertainmenL 
(Includes those spouse and dependent children; see PP-15-17 filing instructions-) 
[Z] NONE (No reportable reimbursements.) 

Date Report 
05/15/2009
LOKEN, JAMES GIFTS. (Includes those spouse and dependent children; see pp.18-31 filing instructions.) 
[Z]  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  

VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33 filing 
instructions.) 
DESCRIPTION VALUE Income Gain Codes: 1,000 less =Sl,001-SZ,500 =SZ,50 -S5,000 =SS,001 -St5,000 =Sl5,00t -$50,000  
(See Columns and 04) =$50,001 -SI00,000 =St00,001-Sl,000,000 =St,000,001 -SS,000,000 =More than S5,000,000 Value Codes =SI 5,000 less =St5,00l -S50,000 =$50,001 -SI00,000 =Sto0,001 -$250,000  
(Se Columns and 03) =SZS0,001 -$500,000 =$500,00 1,000,000 =Sl,000,001 -$5,000,000 =S5,000,00 -$25,000,000 =SZS,000,001 -S50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ::Cash Market  
(Sec Column C2) nook Value =Other =Estimated  

Date Report 
Name Person Reporting 
0511512009
LOKEJll, JAMES 
VII. INVESTMENTS and TRUSTS income, value, 1ransac1ions r1nc1udes those spouse and dependent children; see pp. 34-60 offilinc instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., ren  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

18. 
ADC Telecommunications None Buy 8125 (add'!) 

19. 
ADC Telecommunications None Part sold 12/31 

20. 
Amkor Technology None Part Sold 5/15 

21. 
Amkor Technology None Buy 12/31 (add'!) 

22. 
Conexant Systems None Sold 12/31 

23. 
Oracle Corp. None 

24. 
Synovis Life Technologies, Inc. None Sold 7/14 (part) 

25. 
Synovis Life Technologies, Inc. None Sold 8/25 (part) 

26. 
Synovis Life Technologies, Inc. None Buy 12131 (add'!) 

27. 
Cyberoptics Corp. None 

28. 
Microsoft Corp. Dividend 

29. 
Rudolph Technology None Sold 5/23 

30. 
Aetriurn Inc. None Sold 12/31 (part) 

31. 
Dow Chemical Dividend 

Cemex S.A. None Buy 615 (add'!) 
Cemex S.A. Dividend Buy 12/31 (add'!) 
34. Chesapeake Energy Dividend Sold 5/15 (part) Income Gain Codes: 1,000 less =Sl,001 -$2,500 =S2,50 -$5,000 =$5,001 -Sl5,000 =$15,001  $50,000  
(Se< Columns and 04) $50,001-SI00,000 =$100,001 -SJ,000,000 =$1,000,001. $5.000,000 =More than S5,000,000 Value Codes =SI S,000 less =SIS,001  SS0,000 =SS0,001 -$100,000 =SJ00,001 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =SS00,001  SJ,000,000 =Sl,000,001  SS,000,000 =SS,000,001  $25,000,000 =$25,000,001 -$50,000,000 =More than SS0,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel  
(See Column C2) =Book Value  V=Other =Estimated  

Date Report 

05115/2009
LOKEN, JAMES 
VII. INVEST11ENTS and TRUSTS -income, value, transactions r1nc/udes 1hose spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
35. Valero Energy  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(l)  (2)  (l)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

Dividend Buy 1231 
(add'l) 
36. 
Metro Health Network None 

37. 
Possis Medical, Inc.
None Sold 2/13 
38. 
Intel Corp. Dividend 

39. 
Best Buy Co. Dividend 

40. 
Bank ofAmerica Dividend 

41. 
Transocean Ltd. None Buy 5/23 
Transocean Ltd.  None  Buy  12/31  
(add'l)  
MUTUAL FUNDS  

Columbia Acom Fund Dividend Sold 
(part) 
Fidelity Equity Income Fund Dividend 
46. 
Fidelity Mn. Tax Free Fund Dividend 

47. 
Fidelity Emerging Markets Fund Dividend 

Fidelity Japan Fund Dividend 
49. 
Fidelity Spartan Muni Income Fund Dividend 

50. 
Fidelity Real Estate Fund Dividend 

51. 
Harbor International Fund Dividend Income Gain Codes: 1,000 less =Sl,001 -$2,500 =S2,50 -$5,000 =$5,001 -Sl5,000 =Sl5,00I -$50,000  
(Sec Columns and 04) =SS0,001 -SI00,000 =SI00,001-Sl,000,000 =Sl,000,001-SS,000,000 =More than SS,000,000 Value Codes =SI 5,000 less 15,00 -SS0,000 =SS0,001 -$100,000 =SI00,001-$250,000  
(Sec Columns and DJ) =S250,00I -S500,000 =S500,00I -Sl,000,000 =Sl,000,001 -SS,000,000 =$5,000,001 -$25,000,000 =S2S,OOO,OOI -SS0,000,000 =More than SS0,000,000 Value Method Codes =Appraisal  R=Cost (Real Estate Only) ==Assessment =Cash Market  
(Sec Column C2) -Book Value  V=Other =Estimated  

Date Report

0511512009
LOKEN, JAMES 
VII. INVESTMENTS and TRUSTS -income, valut, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =Sl.000 less  B=Sl,OOl S2,500 =S2,501  S5,000 =S5,00I  S15,000 =$15,001 -S50,000  
(See Columns and 04) =S50,00I -SI00,000 =SI00.001 SI ,000,000 =Sl,000,001-S5,000,000 =More than S5,000,000 Value Codes 15,000 less  K=S15,00l -S50,000 =S50,00I -SI00,000 =SI00,001  S250,000  
(Sec Columns and DJ) S250,00  SS00,000 =SS00,001 -SI ,000,000 =Sl,000,001-SS,000,000 =S5,000,00I  S25,000,000 S25,000,001  S50,000,000 =Mon: than S50,000,000 Value Method Codes =Appraisal :Cost (Real Estate Only) =Assessment =Cash Markel  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Date Report 

0511512009
LOKEN, JAMES 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period  
(I) Amount Code (A-H)  (2) Type (e.g., div., rent, int.)  {I) Value Code (J-P)  (2) Value Method Code3 (Q-W)  (I) Type (e.g., buy, sell, redemption)  (2) Date Month Day 
Transactions during reporting period 

(3) Value Identity Gain 
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction)  

69.  Selected American Shares Fund  Dividend  
70.  Amer Century Equity Fund  Dividend  
71.  Chase Growth Fund  Dividend  

72. Dreyfus Minn Muni Fund Dividend 
Icon Health Care Fund 
None 
Matthews Pacific Tiger Fund Dividend 
75. 
Muhlenkamp Fund Dividend 

76. 
MISC. 

Wells Fargo Bank IRA Dividend 
78. FB Building Partnership None 
Tamarack Investment Tax Free Fund Dividend 
80. 
Schwab Advance Cash Reserve Fund Dividend 

81. 
Wells Fargo Bank Interest 

 Income Gain Codes: =Sl,000 less =Sl,001 S2,500 =S2,50  SS,000 =SS,001 -SIS,000 =SIS,001 -SS0,000 (See Columns and 04) =SS0,001 -St00,000 G=SI00,001 SI ,000,000 =Sl,000,001-SS,OOO,OOO =More than SS,000,000 Value Codes 15.000 less K=S 15,00 $50,000 L=$50,001  $100,000 =SI 00,00 -S250,000 
 
(See Columns and 03) =S250,00 -S500,000 0=SS00,00 1,000,000 =Sl,000,001 -SS,000,000 =$5,000,001 -S25,000,000 =S25,000,00I -S50,000,000 =More than SS0,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value V=Otha =Estimated 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicateparto/ReporL) 

... 

 
Date Report 

0511512009
LOKEN, ;JAMES 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544