Skip to content

Judicial Watch • James B Zagel Financial Disclosure Report for 2003

James B Zagel Financial Disclosure Report for 2003

James B Zagel Financial Disclosure Report for 2003

Page 1: James B Zagel Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:13

Date Created:February 4, 2005

Date Uploaded to the Library:November 13, 2013

Tags:Zagel, James B Zagel, James, Market, 2003, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

middot;' 
}()..10 	FINA.tCIAL DISCLOSURE REPORT 
 GoverDment Act Y'.'8 
Rev. 
Calendar Year 2003 U.S.C. app.  101-111) Person ep1)rting'(Last name, First name, Middle initial) Court Organization Pate Report  
Zagel, James  U.S. District Court No. Ill.  4/27J2004 Title (Article Judges indicate active senior status; ReportType (check appropriate type) Reporting Period  
magistrate judges indicate full-or part-time) Nomination,  Date  11112003  
U.S. District Judge. Actiw Initial Ammal Final 12/31/2003 	Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto. is. opinion. compliance 
219 Dearborn 
with applicable laws and regulations. 
Room2588 

Chicago, 60604 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts. checking the NONE box for each part where you have reportable infonnation. Sign Jut page. POSffiONS. (Reporting individual only; sec pp. 9-13 filing instructions) NONE -(No reportable positions.) Trus1cc 	Abe Samuels Family Trust 
II. AGREEMENTS. (Reporting individual only; sec pp. 14-16 filing instructions) li2! NONE (No reportable agreements.) 
 r-.,,
o(/) ::z:: c:::J 
rn2 
c-l"J 
;!=
U1t) 
:::
c::> .... 
:::0 (") 
FL"'fA1"'fCIAL DISCLOSURE REPORT 
Name Person Rporting 
Date Report 
Zagel, James 
412712004 
ill. NON-INVESTNIBNT INCOME. (Reporting individual and spouse; see pp. 11-24 offilins instructions) Filer's Non-Investment Income NONE  -(No reportable non-investment income.  
()'Olla, DOt !pOUSe's)  Putnam  Book Royalties  lOSl.00 
Foundation Pn:ss  Book Royalties S349.00 Talent Services-Actor's Royalties (1989 work) Spouse's Non-Investment Income (Ifyou were married during any portion the reporting year, please complete this section. (dollar amount not required except for honoraria) NONE  (Noreportablenon-invmtmentincome.) Altheimer Gray Law Practice Fees 
Organic, Inc. -Wages 
Atrion Corporation -Dircctor's Fees 

Grant Thornton  Partnership Income 

.FINAlClAL DISCLOSURE REPORT 
Name Person Reporting 
Date Report 
Zagel, James 
4127/2004 

rv. REIMBURSEMENTS transportation, lodging. rood, entertainment.
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No such repoble reimbursements.) Atrion Cotp ork Travel Expense Reimbursement Altheimer Gray orkTravel Expense Rcimbunemmt Grant Thornton Travel ExpCnsc Rcimbursemmt GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) NONE (No such reportable gifts.)
 
Guest Privileges 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) 
 NONE (No reportable liabilities.) 

Fll'L'TCIAL DISCLOSURE REPORT 
Name Person Reporting 
Date Report 
Zagel, James 
412712004 
VII. INVESThIBNTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. Sec pp. 34-57 filing instructions. Income during Gross value eud Tnaisactions during reporting period 
Description Assets 
(includingtrust assets) 

_reporting period reporting period 
(1) (1) (2) {1) (2) (S)
Date:Place "(X)" after each asset exemptftmn prior disclosure 
Amolllll Type (e.g. Value Value Type (e.g.div. rent. Code2 buy, sell, 
Value Gain
Monda-Day
Mdhod
Code3

Codo Idelltity buyer/seller
(if)Kiwleb'allS8lltion) Codo2int.) (J.P)(A-H) Codo (A-H)merpr,
rUmptioo){Q-W) 
DNONE (No Rplll1able income, BSICls, tranaactiooa) 
M.O.N.Y: Policy Value" Dividend 
Northern Trust Accts. Interest 
Fann Land Washington/Clinton Counties m. Rent Grant Thornton 40l(k).. Dividend Opened 12/1 Northwestern Mut. Life Ins. Policy  Dividend 
10. 
New York Life Ins. Pol.  Dividend  
Country Cos. Life Pol.   Dividend  
Transamcr. Life Pol. Val.  Nono  
Transamcr. Life Pol. Val.  Nono  
Prudential Life Ins .  Dividend  

11. 
Mcttopolitan Life Ins . Dividend 

12. 
Equitable Life  Dividend 

13. Bear Steams Co. Acct. None 
14. 
Bear Steams Co. Acct.. Nono 

15. 
AJJ.drew/ANDW. None 

16. 
AJJ.drew/ANDW NODC
17. TEMFX. Distribution Reinv 12/31 
ia. TEMFX Distnbution Reinv 12/31 ..,;..rue 1han ss,000,000 s1,ooo.001-ss;ooo.ooo 
q .-s100,091-n;ooo,oao: Income/GainCodes:   -S'1,000orless. 
.';
 .-0.00 -$100,000 -'.s2so,000-$5iio0oo si5,ooo,001..s.51>,ooo.ooo . 
 csee co1B1 {See columns and DJ} 
. 
..  

.  
 
PJ. 
W=Other Cash/Market Value Method Codes Appraisal =Book Value 
(SeeColmnn C2) 
=Estimated 
transaction) 
FINAL'fCLl.L DISCLOSURE REPORT 
"Name Person Reporting Date Report 
Zagel, James 412712004 VTI. INVESJENTS and TRUSTS -income, value, transcations (includes those the spouse and depcndenl childn:n. See pp. 34-57 filing iastrvctions.) 
lncame during Gross value end 
Transactions during reporting period 
Description Assets 
reporting period reporting period 
(includingtrust assets) 
(2) 
(2) 
not exempt from disclosure 
(I) 
Place "(X) aili:r each asset exempt 
Date:
Value
Amount Type (e.g. Value 
Type (e.g. 
Value 
Identity 
Gain
frcm prior disclosure 
Mctbod buy, sell, 
Month-
Code div. rent. Code2 
buyer/seller 
Day
Code3 IDlll'gcl', 
(A-H) int) (J-P) 
redemption) 
Code2 
Code 
(Q-W) 
(J-P) 
(A-H) 
19.  GABVX  Distnl>ution  
20.  GABVX  Distnl>ution  
21.  DIS  Dividend  
DIS.  Dividend  
23.  FRE.  Dividend  
24.  FRE  Dividend  
Sold  12112  
Sold  12112  

26.
KO. Dividend Dividend AcquireEx 
4/16
PFE. Dividend 
28.  PFE  Dividend  AcquircEx  4/16  
29.  SAG Pension Plan  Interest ExchPFE 
4/16
Pharmacia-PHA(. Dividend 
31. 
Pharmacia -PHA Dividend 

32. Dividend 

33. CP. Dividend 
34. Ships -TEU Dividend 

35. Ships -TEU. Dividend Solectron -SLR  Dividend ExchPFE 
4/16 -$15,001-$50,000 Value Method Codes Apptaisal Cost (Real Estate Only) Assessment  CasblMarket 
(See Column C2) Book Value =Other =Estimated 
FINA.iCIAL DISCLOSURE REPORT 
 Name PeISOn Reporting Date Report Page3 Zagel, James 4/27/2004 
Ill. INVESTlIBNTS and TRUSTS -income, value, transcations (includes those the spouse and dependent childn:n. Sec pp. 34-57 offiling instructiom.) Income during Gross value end 
Transactions during reporting period
Description Assets 
reporting period reporting period
(includingtrust assets) 
Place "(X)" after each asset eicemptfrom prior di.sdomre 37. Fairmont Hotels -FHR 38. Fairmont Hotels -FHR 39. Fording Inc. FOG 40. Fording Inc. -FOO. 41. Encana -ECA (formerly PCX) 42. Encana  ECA .(formerly PCX) 43. Dell. 44. Limited Partners 45. CONI1NGENT BENEFICIARY ABE SAMUELS FAMILY TR.UST  (1) Amount Code (A-H)  (2) Type (e.g.div. rent. orinl) Dividend Dividend Nono Dividend Dividend Dividend Nono Nono  Value Code2 (J.P) (2) Value Method Codo3 (Q-W)  (1) Type (e.g.buy, sell,merger,redemption) Sold  exempt from disclosure  
(2)Date: Month-Day 3/6  (3) Value Code2(J-P)  (4) Gain Code (A-H)  (S)Identity buyer/seller (if private transai:tion)  
46. Assets ofTrust Total value all assets listed  
47. estimated share 9.1%:  
48. Bank Accounts: Harris Trust Cbk./Jnt.  Interest  
49. Maple Publishing Co.  Interest  
so. Bear Steams IRA. Sl. Dreyfus Money Market ''A  Sl,000 ieu SI,001$2,500 ._,_ ..;.s100;001..$iii00,ooo 
m:7Moiethan$5,ooo;o
arid)' 


 $500,001-$1,ooO:ooo
2.VaiucCodes  ' -s1s.oo0orie'ss 
-S2SO,OOO-SSOO,OOO (See Colwrms aodD3)  $25,000,00!-$50,000,000 Value Method Codes Appraisal =Cost (Real Estiite Only) =Assessment =Cash/Market 

(See Column C2) =Book Value =Other =Estimated 
FJNAJ."{CJAL DISCLOSURE REPORT 
Date Report
Name Person Reporting 
4127/2004 VTI. INVESTMENTS and TRUSTS -income, value, tramQtions(mcludcs those the spouse and dcpendentclrikiren. Sec pp. 34-57 filing instructions.) 
Jncome duringreporting periodGross value end 
.Description ofAssets {including trust assets) Ftaco "(X)"after each asset exanptftam prior disclosure  
SS. S6. 57. 58.  ATT Capitol-notes Pfizcr-PFE Phannacia -PW.  

reporting period 
(1)  (2)  
Value  Value  
Codc2  Method  
(J.P)  Code3 (Q-W) 

Transactions during reporting period not exempt disclosure 
(3)(2) 

(4) 
(S)
Date: Value Identityal

Gain
Monthbuyer/seller

Code2 
Code
Day 
(1-P) 

(if private 
(A-H) 
ttansactioo) 
4116 
4116 
(1) 

Amount 
Coclc 
(A-H)
(2) 
Type (e.g.
div. rent. int.) 
Interest 
Dividend 
Dividend 
Dividend 
(1) 
Type (e.g.buy, sell, 
uiqcr.redemption) 
ExchPHA 
ExchPFE Ships  TEU 
Dividend 

60. 
Fording Inc. -FOG 

61. 
Fairmont Hotds-FHR 

62. 
Fording Inc. -FOG 

63. 
Encana -ECA (formerly PCX) 

64. Oracle ORCL 
65. EndofIRA 
66. Dreyfus Money Market 
67. 

68. 

69. 
WAG 

70. 
WAG 

71. Gillette/G  Gillette/G 
Dividend  
Dividend  
Dividen4  
Dividend  
None  
Dividend  
Dividend  
Dividend  
Dividend  
Dividend  
Dividend  
Dividend  S5,001-$1S,OOO SIS,001-SSO,OOO Income/GainCodei: .;. Sl,000 lesi ". -$1,001-$2,SOO  $2,501-SS,OOO (SeeCoium,nsBI mmi>4) F::-sso.001-$100:000 ,=SlOO,oo_i-$1,000,000 Value Codes:  .. -SiS,OO(for leas; -s1s,001-sso.00o 
 

ts,000,001-rn,ooo,ooo (See Columns and DJ)  -$250,000-SSOO,OOO -ssoo,001s1,ooo,ooo Pt' ..s1.ooo,001-$s,ooo,ooo =$25,000,001-$50,000,000 $More ihan SS0,000,000 Value Method Codes Appraisal =Cost(RcalEStateOnly) =Assessment 
=Cash/Market 

(See Column C2) =Book Value =Other =Estimated 
Gross value cod 
FINAlClAL DISCLOSURE REPORT 

Name Person Reporting 
Date Rport 
4127/2004 VIl. INVESTMENTS and TRUSTS -income. value, transcations (includes those oftbc spouse and dependent children. See pp. 34-57 filing instructions.) 
Description Assets (mcluding trustassets) Iru:omc during 

reporting period 
Transactions dming n:porting paiDd 
(1) 
(2) (1) 
(2) 
(1) 
Pia= "(X)" ar each asset exempt
from prior di.sdosure 
Typo
div. rcn1. 
Type (e.g. 
Dale:
Vaine
Valno Val1111 

Identity
Gain 
Codc:l 
buy, sell, 
Month-
Mdhod
Codc2 Code2 

Code 
buyl:r/scller
(if private 
mmaer.
Codc3

(A-H) 
int.) (l-P) 
Day 

(A-H)
(1-P)(Q-W) 

ll'allaalltion) 
73.
Dividend
Dividend K.74. 

Ill Hsg Dev Aadl Rev Bonds
Interest 
76. 
Ill Hsg Dev Al11h Rev Bonds  

77. 
N.C. Hsg Fin Agy  

78. 
TENN HOA-Bond 

79. 
South Dakota HOA-Bond 

80. 
South Dakota HOA-Bond 

81. 
Wyeth  WYE (formerly AHP) 

82. 
Wyeth-WYE (formerly AHP) 

83. 
UTX 

84. 
UTX. 

85. 
General Elcelric-GE 

86. 
General Electric-GE  

87. 
Nevada H.D. -Bond 

88. 
Chicago GJ0 Parle Dist Bond 

89. 
Illinois G/O Fin Auth Bond Illinois G/O Fin Auth Bond  
Intmcst  
Interest  
Interest  
Interest  
Interest  
Dividend  
Dividend  
Dividend  
Dividend  
Dividend  
Dividend  
Interest  
Interest  
Interest  
Interest 
Redempt 
Rcdemp 
Redemp 
Redemp 
Rcdemp
11103 
6102 
11103 
4/15 
4/15 IncomGain. Codes:.  Sl.000.grlcSs . B_, _....Sl,00$2.5oo ,,, ;S2.50l:SS,000 :.. $5;001-$15,000 -s1s;oo1-sso,ooo (Sccq,IUi!msBlandD4) ..F. :;.$50:00lSloo,ooo.. m$J00,001$1,000,000' Hl'=$1,000,001-$S,OOO,OOOH2 =MorcthanSS,000,000 Value Codes: =Sl5,000orless . '.  ;$1S,001-$50;ooO. -'L ,=$50,0Ql-$100,000 -$100,001-$250,000 
(Sceco1wnnsc1andm) -rno.ooo..ssoo.