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Judicial Watch • James C. Fox – 2012

James C. Fox – 2012

James C. Fox – 2012

Page 1: James C. Fox – 2012

Category:Federal Judges

Number of Pages:13

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:James C Fox, Assessment, Estimated, 2012, Gross, trust, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, reportable, reporting, Federal Judge, income, Judge


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Government Act 1978 
Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) FOX, JAMES Court Organization U.S. DISTRICT COURT, Date Report 04/30/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. DISTRICT JUDGE -SENIOR  Sa. Report Type (check appropriate type) Nomination Date Initial [Z] Annual Sb. Amended Report Final Reporting Period OI/01/2012 12/31/20 Chambers Office Address 
UNITED ATES DISTRICT COURT 
P.O. BOX2I43 
WILMINGTON, 28402 

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY TEST AMENT ARY LIMITED POWER APPOINTMENT TRUST# 
TEST AMENT ARY LIMITED POWER APPOINTMENT TRUST#2 
TRUSTEE FOUNDATION# 

II. AGREEMENTS. (Reporting individual only; see pp. 14-1 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

III. 0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  

 INCOME (yours, not spouse's) Spouse's Non-Investment Income -lfyou were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

IV. REIMBURSEMENTS --transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 offi/ing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 

VALUE CODE 
CREDITOR 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period {including trust assets) reporting period reporting period 
(I) 
(2) {I) (2) (3) (4) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type {e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) 	Code redemption) (J-P) {A-H) (if private (Q-W) transaction) 
IRA# Dividend -AUTOMATIC DATA PROCESSING INC 
Sold I0/23/12 
COMM 
(part) -MEDTRONIC COMM Income Gain Codes:  A=$1.000 less 41.00 -$2.500  c=$2.501 -$5.000  0=$5.001 -$15.000  E=$15.001 -$50.000  
(See Columns and D4) =$50.001 -$100.000 =$100.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15.001 -$50.000 =$50.001 -$!00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value =Olhcr  W=Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (I) (3) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Valqe Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
18.   WILLIS LEASE FINANCE CORP  Sold  11/2/12  

19. 
-WELLS FARGO ADVISORS BANK DEPOSIT SWEEP M/M 

20. 
BROKERAGE# Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501  $5.000  D=$5.001-$15.000 =$15.001 -$50.000  
(Sec Colmnns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  fl2 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 I00.00 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000 =$500.00I -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal ..Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reporting period  
(including trust assets)  reporting period reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

-WELLS FARGO ADVISORS BANK Interest DEPOSIT SWEEP M/M 
35. CHESTNUT STREET EXCHANGE FUND Dividend MF# 
INVESCO VAN KAMPEN EXCHANGE Dividend FUND MF# Income Gain Codes: =$1.000 less =$1.00 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.00 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.00 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.00 -$I 00.000 =$100.00 -$250.000  
(Sec Colmnns and 03) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =Moe than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRuSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (I) (2) (3) 
(5) Income Gain Codes: =$1.000 less =$1.00 -$2.500 =$2.501-$5.000  D=$5.00l -$15.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50.001 -$100.000 =$100.00 -$1.000.000  111 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 Jess =$15.001-$50.000 =$50.00 -$I 00.000 =$100.00 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000  0=$500.001 -$1 .000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
 
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc111des those spouse and dependent children; see PP 34-60 offiting instrucrions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (3) (4) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.501 -$5.000  D45.00l -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instruciions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less 41,001 -$2.500 =$2.501 -$5,000  D=$5.001-$15.000 =$15.001-$50.000  
(Sec Columns and D4) =$50.001 -$100.000 =$100.001  $1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5,000.000 Value Codes =$15,000 less =$15.001 -$50.000 =$50.00 -$I 00.000 =$100.00 -$250.000  
(See Columns and D3) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estaic Only) =Assessment =Cash Markel  
(Sec Column C2) =Book Value =Other =Estimated  

FOX,JAMES 
0413012013
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent c1tildren; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(1) (2) (I) (I) (2) (3) (4) (5) 
Place "(X)" after each asset exempt from prior disclosure  Amount Code (A-H)  Type (e.g., div., rent, int.)  Value Code (J-P)  Value Method Code (Q-W)  Type (e.g., buy, sell, redemption)  Date mm/dd/yy  Value Code (J-P)  Gain Code (A-H)  Identity buyer/seller (if private transaction)  
102. ROWE PRICE REAL EST  

103. -VANGUARD SHORT TERM BOND INDEX FUND Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.50 -$5.000 45.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50.001 -$100.000 =$!00.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001-$100.000 !00.00 -$250.000  
(Sec Columns and 03) =$250.00 I-$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Apprais.al =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

FOX, JAMES 
04/30/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent chitdren; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions dming reporting period  
(including trust assets)  reporting period reporting period  

(I) (I) (2) (I) (2) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private 
transaction) 
119. 
-NUVEEN MULTI-STRATEGY INCOME GRTH FUND 

120. 	
-PFIZER INC COMM 

121. 	
-PIEDMONT NATURAL GAS COMM 

122. 	
-SCANNA CORP COMM 

123. 	
-SPECTRA ENERGY CORP COMM 

124. 	
-VERIZON COMMUNICATIONS COMM 

125. 	
-WELLS FARGO COMM 

126. 	
-WELLS FARGO ADVISORS BANK DEPOSIT SWEEP M/M 

127. 	
-WILLIS LEASE FINANCE CORP COMM 
Redeemed 1112112 
128. Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04)  F=$50.00 -$I 00.000 !00.00 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001-$50.000  L=$50.00 -$I 00.000 !00.00 -$250.000  
(Sec Columns and 03) =$250.00 I-$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value  V=Other  W=Estimated  

Name Person Reporting 
FOX, JAMES 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 
NOTE -Under the distributive provisions the Tust the income said trust, within the sole and absolute discretion the corporate trustee thereof, may distributed whole part members. The class potential distributees may increased the birth additional members and future marriage members. The corporate trustee, its sole discretion, may distribute all any portion the corpus said trust any one more such beneficiaries neccessary meet the reasonable needs such beneficiary. James Fox was co-trustee until his resignation and appointment successor trustee August 16, 2006. James Fox has testamentary limited power appointment with regard the corpus the trust. 
NOTE -Under the distributive provisions the Tust the income said trust, within the sole and absolute discretion the corporate trustee thereof, may distributed whole part members. The class potential distributees may increased the birth additional members and future marriage members. The corporate trustee, its sole discretion, may distribute all any portion the corpus said trust any one more such beneficiaries neccessary meet the reasonable needs such beneficiary. James Fox was co-trustee until his resignation and appointment successor trustee August 16, 2006. James Fox has testamentary limited power appointment with regard the corpus the trust. 
NOTE -James Fox co-trustee the Foundation# trust created and operated for charitable, religious, scientific and educational purposes. The assets the trust approximated $508,236 December 31, 2012.  
NOTE -Abbreviations used the descriptions assets, Part VII include the following: "COMM" designates common stock; "PREF" designates preferred stock; "M/M" designates cash equivalent money market account; "BOND" designates corporate bond; "MUNI" designates tax exempt bond; and "MF" designates mutual fund. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: JAMES FOX 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544