Skip to content

Judicial Watch • James E Gritzner Financial Disclosure Report for 2010

James E Gritzner Financial Disclosure Report for 2010

James E Gritzner Financial Disclosure Report for 2010

Page 1: James E Gritzner Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:10

Date Created:November 5, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Gritzner, James E Gritzner, Global, acorn, James, 2010, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Report Reqtdred the Ethics Govermnent Act 1978
Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app..,,~ I01-I11) Person Reporting (last name, first, middle initial) Court Organization Date Report Gritzner, James U.S. District Court SDIA 05/I 3/701 Title (Article III judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- pan-time) Nomination, Date 01/01/2010 Active Initial Annual Final 
17/31/2010 
fib. Amended Report Chamber~ Office Address 	8.On the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 

with applicable laws and regulations. 
123 East Walnut Street 
Des Moines, Iowa 50309 

U.S. Cou~house 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followe~L Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. mcpo,i,g individaal on~y; so, p~. 9.1J ~u,g instructions.) 
--] NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY Trustee 	Dakota Wesleyan University 

II. AGREEMENTS. ~Rc~o.lng individual only; see pp. 14-16 filing instruction~) 	NONE (No reportable agreements.) DATE PARTIES AND TERMS 
Gritzner, James 
Name Person Reporting Date Report
Ill. NON-INVESTMENT INCOME. (Repotting individaalandsp .... seepp. 17-24 of.filing instruction~.) Filers Non-Investment Income NONE (No reportable non-investment income.) DATE SOURCE AND TYPE  INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married daring any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE  
IV. REIMBURSEMENTS -transportation, lodging, food, entertainmenL (Includes those spouse and dependent children." see pp. 25-27 filing instructions.) [~] NONE (No reportable reimbursements.) SOURCE DATES LOCATION  PURPOSE  ITEMS PAID PROVIDED GIFTS. ancl~des thoso ,po~se ~nd dependen, children; see pp. 28-31 of:ling instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIAB ILITIES. a,a,de, tho, spouse ~,d dependent children; see pp. 32-33 filing instructions.)  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE  

Name Person Reporting 	Date Report
VII. INVESTMENTS and TRUSTS .... ,alue, ......tions (Includes those ......d dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (2) (2) (i) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mmldd/yy Code2 Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 	Brokerage Acct. 	
-USB Cash Reserves Fund Dividend 	
-Columbia Acorn Tr. Fd. Dividend 	
-Euro Pac Growth Fd. CI. Dividend Eagle Global Dividend 	
-Ivy Asset Strategy Dividend Buy 01/07/10 	
-Goldman Sachs Fltg Rate Dividend Buy 01/07/10 	
-JP Morgan Strategic lnc Opptys Dividend Buy 01/07/10 	
-Templeton Global Total Return Dividend Buy 01/07/10 

10. 	
IRA Dividend 

II. 	-USB Liquid Assets 
12. 	
-Alliance Bernstein Sm/Md Value 

13. 	
-American Funds Capital World Growth Inc. 

14. 	
-American Funds Euro Pac Growth 

15. 	
-Fidelity New Insights 

16. 	
-Fidelity Adv Midcap 

17. 	
-Ist Eagle Global =$5.001 $15,000 =$15,0~1- $50,000 (See Colunms and D4) =$50.001 $109.000 =$10~,001 $1.0~1,0~0 1,0~0.001 $5.000.000 tt2 =More than $5.OOO,0~) Income Gain Code;: =$1.000 less =$1,001 $2,500 =$2.501 $5,000 100.001 $250,0~0 
(See Columns and D3) $250.001 $500.0~,~ =$500.001 $1,00~,0~0 =$1,000.001 $5,000.000 =$5,00~,001 $25.000.000 Value Codes $15.0~1 less =$15,0OI $50,0~0 -$50,001 $100.000 $25.000.0~1 $50.000.00~ -More than $50,000.000 Value Method Codes -Appraisal =Cost (Real Estate Only) -Assessment =Cash Market  
IScc Column C2) =Book Value =Olhcr =E~timated  

Name Person Reporting 	Date Report INVESTMENTS and TRUSTS inco.~e, value, transactions (Includes those ...... dependent children; seepp. 34-60 fillng instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period (2) (~) (2) (I) (2) (3) (4) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. 	
-Franklin Templeton Mut Ser Sold 08/02/10 

19. 	
-Franklin Value InvsTr 

20. 	
-MFS Ser Research Sold 1/01/10 

21. 	
-Black Rock Global Allocation 

22. 	
-Fidelity Strategic Inc 

23. 	
-Loomis Sayles Bond 

24. 	
-TCW Galileo Total Return Bond 

25. 	
Brokerage Acct. Dividend 

26. 	
-USB Bank Dep Acct Dividend 

27. 	
-GE Money Bank Interest 

28. 	
-Compass Bank Interest 

29. 	
-Goldman Sachs Interest 

30. 	
-Capital One Interest 

31. 	
-Legg Mason Short Duration Muni Income Dividend Sold 03/08110 

-Legg Mason Intermediate Term Dividend 	Sold 03/08/10
32. 

33. 	
-AIM Real Est Inc Dividend Buy 03/12/I0 

34. 	
Sold 08/24/10 Income Gain Codes: =$1,000 less =$1,001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 Isee Columns and D4) =$50,001 I00.000 =$100,001 $1,000,000 -SI.000.001 $5.000.000 =More than $5.000,000 Value Codcs -$15,000 less $15,001 $50,000 -$50,001 100,000 100,001 $250,000 
(See Columns and D3) -$250.001 $500,000 =$500,0OI $1.000,000 =$1,000.001 $5.000,000 =$5,000,001 $25,000.000 Value Method Codes $25,000,001 $50,000,000 =Appraisal =Cosl (Real Estate Only) Morethan $50,000.000 =Assessment =Cash Market  
ISee Column C2) =Book Value Other =Estimated  

Name Person ReporHng 	Date Report
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div.. rent, Code Method buy, sell, mm/dd/yy Code Code buycr/sller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
35. 
-Blackrock Global Allocation Dividend 	Buy 03/12/I0 

36. 
-Blackrock Opptys None 	Buy 03112110 

37. 	
Sold 06/18/10 

38. 
-Columbia Short Term Muni Bond Dividend 	Buy 03112/10 

39. 	
Sold 04/22/I 

40. 
-Franklin Fed Tax Free Inc Dividend 	Buy 03/12/10 

41. 	
Buy 04/22/10 

42. 	
Sold 09/23/I 

43. 
-Goldman Sachs Fltg Rate Dividend 	Buy 03112110 

44. 	
Sold 04/22110 

45. 
-Ivy Asset Strategy Dividend 	Buy 03/12/10 

46. 	
Buy 12/21/10 

47. 
-JP Morgan Chase Dividend 	Buy 03/12/10 

48. 
-JPMorgan Strategic Inc Opptys Dividend 	Buy 03/12/10 

49. 	
Sold 05/25/10 (part) 

50. 	
Sold 08106110 

51. 
-Legg Mason Western Asset Muni Dividend 	Buy 03/12/10 -51,001 $2,500 =$5,001 $15,000 See Columns and 0-4) 50,001 100,0~O 100,001 1,000,000 :$1.0OO.001 $5.0OO,000 More than $5,0OO.O00 Income Gain Codes: =51.000 less =$2,501 $5,000 =$I 5.(KII $50.000 Value Codes =$15.000 less -$15.~01 $50.000 =$50,001 100.000 100.001 $250,000 
(S Columns and D3) $250,001-$500.000 500,001 $1,000.000 .CO0,001 $5,000,000 $5.000.001 $25,000.000 =525,000,001 $50.000.000 =More than $50,000.000 Value Method Codes :Appraisal =Cost (Real Estate Only) =Assessment :Cash Market  
(.S Column C2) =Book Value =Other =Estimated  

Name Person Reporting Date Report

05/13/201 
VII. INVESTMENTS and TRUSTS .... volut, ......tions (Includes those ...... dependent children seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.)  
Description Assets (,including trust assets) Place "(X)" after each asset exempt from prior disclosure  Income during reporting period (I) (2) Amount Type (e.g., Code div., rent, (A-H) int.)  Gross value end reporting period (I) (2) Value Value Code Method (J-P) Code (Q-W)  (I) Type (e.g., buy, sell, redemption)  Transactions during reporling period (2) (3) Date Value mrrddd/yy Code (J-P) (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  
:52.  Buy  04/22/10  
53.  -Merrill Lynch Pref.  Dividend  Buy  04/24/10  
54.  -MFS Emerging Mkts Bond  Dividend  Buy  03/12/10  
55.  -Morgan Stanley  Dividend  Buy  08/02/10  
56.  -Oppenheimer Dev. Mkts  Dividend  Buy  03/12/10  
57.  -Permanent Portfolio  Dividend  Buy  05/21/10  
58.  -PIMCO Unconstrained Bond  Dividend  Buy  03/12/10  
59.  Buy  10/21/10  
60.  -PIMCO Total Return  Dividend  Buy  06/18/10  
61.  -TCW Total Return Bond  Dividend  Buy  08/04/10  
62.  Buy  09/21/10  
63.  Sold  12/17/10  
64.  -Templeton Global Total Return  Dividend  Buy  03/12/10  
65.  Buy  04/22/10  
66.  -Thomburg Inc Bldr.  Dividend  Buy  03/12/10  
67.  Sold  05/14/10  
68.  -Tortoise MLP  Dividend  Buy  08/02/10 Income Gain Codes: =$1,000 less =$1,001 $2.500 =$2,501 $5,0~0 =$5,001 $15,000 =$15,001 -$50,000  
(See Columns and I)4) =$50,001 $100.000 =$100,001 $1,000,090 =$1,000.001 $5.0{)0.00~ =More than $5.00~,000 Value Codes =$15,000 less =$15,001 $50.000 =$50,001 $100,000 =$100.001 $250.00~  
(See Columns and D3) =$250.001 $50~,000 =$500,001 $1,000,000 =$1.000,001 $5.000,000 -$5,000,001 $25,000.000 Value Method Codes =$25.000.001 $50.0{)0,000 -Apprai>al =Cost (real Estate Only) =More than $50.0~0.000 -Assessment :Cash Market  
[See Column C2) =Book Value =Other =Estimated  

Name Person Reporling Dale Report
Gritzner, James 05/13/201

VII. INVESTMENTS and TRUSTS -income, value, ...... tions (Includes those ......d dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  
Place "(X)" after each asset  (I) Amount  (2) Type (e.g.,  (i) Value  (2) Value  Type (e.g.,  (2) Date  (3) Value  (4) Gain  (5) Identity  
exempt from prior disclosure  Code (A-H)  div., rent, int.)  Code (J-P)  Method Code  buy, sell, redemption)  mm/dd!yy  Code (J-P)  Code (A-H)  buyer/seller (if private  
(Q-W)  transaction)  

69. 
-US Bank Dividend Buy 03/12/10 

70. 
Sold 09/03/I 

71. 
-Wells Fargo Dividend Buy 03112110 

72. 
Sold 04122/I 

73. West Des Moines State Bank Interest 
I.Income Gain Codes: 1,000 less =$1,001 $2,500 =$2,501 $5,000 5.091 $15,000 =$15,001 
(See Columns and IM) =$50.001 $100.000 -$100.001 $1,000.000 1,000.O01 5.000.0OO =More than $5,000,000 Value Codes =$15,000 less =$15.001 $50.000 =S50.00l $100,000 100,0~1 $250,000  
(See Columns and D3) -$250.001 $500.000 =$500.001 1,0~0,000 -$5.000,001 -$25.0(~.000 =$25.000.001 $50.000,000 More than $50.000.000 Value Method Codes =Appraisal Co~I (Real Estate Only) A~,scssmcnt Cash Market  
(See Column C2} =Book Value =Other =Estimated  

Name Person Reporting Date Report
VIII. ADDITIONAL INFORMATION EXPLANATIONS. ~lndicatepartofrepon.) 
Part VII: IRA#2 and IRA#3 the prior report were managed accounts which were liquidated 2009 and the brokerjoumaled all the proceeds into IRA#I. 
Name Person Reporting Date Report
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq, U.S.C.  7353, and Judicial Conference regulations. 
Signature: James Gritzner 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544