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Judicial Watch • James Gardner Knoll – 2006

James Gardner Knoll – 2006

James Gardner Knoll – 2006

Page 1: James Gardner Knoll – 2006

Category:Federal Judges

Number of Pages:11

Date Created:September 14, 2007

Date Uploaded to the Library:October 21, 2014

Tags:James Knoll Gardner, deposit, MASON, account, reported, mutual, 2006, Codes, dividend, disclosure, reporting, report, Federal Judge, financial, income, Judge


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POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) 
NONE (No reportable positions.) 
 
NAME ORGANIZATION/ENTITY Officer, Director 	Allentown Symphony Association Director 	Boys and Girls Club Allentown, Inc. 
Director 	Police Athetic League, Inc. Custodian 	Brokerage Account #3: UPIA/UGMA 
=., (I> 
__.J ::o 	General Partner (passive investment Subchapter Corporation) share Rental Property# ,...-,. 
..,  
1:: : 
::o,_: 
oJ.> 
-r;r-rn 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) NONE (No reportable agreements.) 
 
PARTIES AND TERMS 2002 	State Employees Pension Fund; retirement pension for former judicial position, includes medical insurance and long-term care benefits, control 
 
 
 
Name Person Reporting 
 
IIJ. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE 2002 State Employees Pension Fund reported Part (fixed benefits from vested pension plan) 
INCOME 
(yours, not spouses) 67,455.60 SpouseS Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2006 	self-employed realtor 
2006 	self-employed piano teacher 
 
 
 
JV. REIMBURSEMENTS -transportation, /odging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION 	The New York Intellectual Property Law Association (NYIPLA) 
 
 
 
 
 
Date Report 
Gardner, James. Knoll 
07113/2007 
THIS PAGE INTENTIONALLY LEFT BLANK. GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE (No reportable gifts.) 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION Johnson Capital share Mortgage Rental Property Torrence, California (Pt. VII, 
line 
 
 
 
Date Report 
Gardner, James Knoll 
 
0711312007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(2) 
(I) 
(2) 
(5) 
Value 
Value 
Amount 
Type (e.g. 
Type(e.g. 
Date 
Place (X) after each asset 
Value 
Gain 
Identity 
Code 
div., rent, 
Code 
Method 
buy, sell, 
exempt from prior disclosure (A-H) 
Code Code buyer/seller 
(J-P) (A-H) (if private 
transaction) int.) 
Code 
(J-P) 
redemption) 
Day Income Gain Codes: =$1,000 less =SI,001 -$2,500 =$2,501 -S5,000 =$5,001 -$15,000 E=$15,001-$50,000 
(See Columns and 04) F=S50,00l -SIOO,OOO =SI00,001 -SI,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=S 15,000 less K=$15,001 -$50,000 L=$50,001 -$100,000 =$100,00 -$250,000 
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=Cash Market 
(See Column C2) =Appraisal V=Other =Assessment 
U=Book Value W=Estimated 
 
*LMP Legg Mason Partners 
 
VII. INVESTMENTS and TRUSTS -income, valu, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) 
(I) 
(4) 
Place (X) after each asset Amount 
exempt from prior disclosure Code 
(A-H) 
 
Type (e.g. Value 
div., rent, Code int.) (J-P) 
 
Value Type (e.g. Method buy, sell, 
Code3 redemption) 
Date Value Gain Identity 
Month Code Code buyer/seller 
Day (J-P) (A-H) (if private 
 
transaction) 
18. Calamos Strategic Total Return Fund Closed End Fund 19. Liberty All Star Equity Fund -Closed End Fund 20. LMP* Cap. and Inc. Fund Class -Mut. Fund -See Part VIII 21. Luzerne County Water Revenue Bond 22. Microsoft Corporation -Common Stock See Part VIII 23. Chevron Corporation -Common Stock 24. Safra National Bank -NY -Certificate Deposit 25. Macquarie Global Fund -Closed End Fund 26. 27. Schering Plough Corp. -Preferred Stock 28. Washington Mutual Bank-NV -Certificate Deposit Dividend Dividend Dividend Interest Dividend None Interest Dividend Dividend None Sell Sell Sell Buy Sell Buy Buy 5125 10112 4111 1117 10131 1/17 5125 NIA NIA NIA NIA NIA NIA NIA 
29. Doral Bank-PR -Certificate Deposit Interest Buy 5125 NIA 
30. Group PLC -Common Stock Dividend Buy 813 NIA 
31. LMP* Capital and Income Fund -Closed EndFund Dividend Buy 10112 NIA 
32. Western Union -Common Stock Dividend Buy 10131 NIA 
33. Federal Home Loan Bank -Government Bond None Buy 1214 NIA 
34. Brokerage Account (Custodial Account Income Gain Codes: 1,000 less =$1,001 -$2,500 =S2,501 -S5,000 =$5,001 -Sl5,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -SI00,000 =$100,001 -$1,000,000 =Sl,000,001 -S5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001  $100,000 =$100,001 -$250,000 
(Sec Col umns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than S50,000,000 =Cash Market 
(Sec Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
*LMP Legg Mason Partners 
 
Date Report 
Gardner, James, Knoll 
0711312007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Jncl11des those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) 
(2) (3) 
Place (X) after each asset 
Value 
Value 
Amount 
Type (e.g. 
Date 
Value 
Gain 
Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, 
(A-H) int.) (J-P) Code3 redemption) 
(Q-W) 
 
Month- 
Code 
Code 
Day 
(J-P) 
(A-H) 
buyer/seller (if private transaction) 
#1) See Part VIII 35. Brokerage Account (Custodial Account #2): 36. CITIBANK .A. -Bank Deposit Program 37. Amcore Bank, N.A. -IL-Certificate Deposit 38. Millennium Bank, N.A. -VA -Certificate Deposit 39. Lehman Brothers Bank, FSB -DE -Certificate Deposit 40. BMW Bank North America -UT Certificate Deposit 41. 42. Sterling Savings Bank-WA -Certificate Deposit 43. Brokerage Account #4: 44. General Electric Corporation -Common Stock Interest Interest Interest Interest Interest None Dividend Redeem Redeem Redeem Buy Redeem Buy 11/24 5129 9125 5125 7131 1214 NIA NIA NIA NIA NIA NIA 
45. Johnson Johnson -Common Stock Dividend 
46. LMP* Appreciation Fund Class -Mutual Fund -See Part VIII Dividend 
47. LMP* Cap. and Inc. Fund Class -Mut. Fund -See Part VIII Dividend 
48. End Brokerage Account 49. Virginia $19,900) Rent 
 
50. IRA (Legg Mason): Income Gain Codes: A=$ 1,000 less =$1,001 -S2,500 c=$2,501 -$5,000 0=$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) F=$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,001 -$50,000 L=$50,00l -$100,000 =$100,00 -$250,000 
(See Columns and 03) N=$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 T=Cash Market 
(See Column C2) Q=Appraisal V=Other =Assessment 
U=Book Value W=Estimated 
 
*LMP Legg Mason Partners 
 
Date Report 
Gardner, James Knoll 
0711312007 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (2) 
(4) 
(5) 
(2) 
Place (X) after each asset Amount 
exempt from prior disclosure Code 
(A-H) 
 
Type (e.g. 
Value 
div., rent, 
Code int.) 
(J-P) 
Value 
Method 
Code 
 
(Q-W) 
Type (e.g. Date buy, sell, Month redemption) Day Value 
Gain 
Code 
Code 
(J-P) 
(A-H) 
Identity buyer/seller (if private transaction) 
51. Legg Mason Special Investment Trust -Mutual Fund 52. Royce Total Return Fund Consultant -Mutual Fund 53. Van Kampen Equity Income Class Mutual Fund Dividend Dividend Dividend 
 
54. Putnam Mid Cap Value Fund Class Mutual Fund 55. Growth Fund America -Class -Mutual Fund 56. Legg Mason Value Trust -Mutual Fund 57. American High Income Fund Exchange Class -Mutual Fund Dividend Dividend None Dividend Buy Part Sell 3/28 3/27 NIA Nia 
58. 59. American Balanced Fund Inc. Class -Mutual Fund 60. Legg Mason Opportunity Trust -Mutual Fund Dividend Dividend Sell 3/28 NIA 
61. Oppenheimer Developing Markets Fund Class -Mutual Fund 62. Lincoln National Life Insurance -Annuity Dividend None 
63. Zebra Technologies Corporation Class Common Stock None 
64. Capital World Growth Income Fund -Mutual Fund 65. 66. Lord Abbett Americas Value Fund Class Mutual Fund* 67. Government National Mortgage Association Dividend Dividend Interest Buy Buy 3127 3/28 NIA NIA Income Gain Codes: =$1,000 less B=Sl ,001-S2,500 =$2,501 -S5,000 =$5,001 -$15,000 =$15,00 -$50,000 
(See Columns and 04) F=$50,001 -Sl00,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,00-0,000 =More than $5,000,000 Value Codes 15,000 less K=$15,001 -$50,000 L=$50,001-$100,000 =Sl00,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than S50,000,000 =Cash Market 
(See Column C2) =Appraisal =Other S=Assessment =Book Value =Estimated 
 
*See Part VII 
 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) Date Month -Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
(1) 
(2) (2) (I) 
Place (X) after each asset Amount 
exempt from prior disclosure Code 
(A-H) 
 
Value 
Type (e.g. 
div., rent, 
Code int.) 
(J-P) 
Value 
Type (e.g. 
Method 
buy, sell, 
Code3 redemption) 
(Q-W) 
68. 69. Class Bond CITIBANK .A. Bank Deposit Program -See Part VIII American Chartered Bank-IL -Certificate Deposit Interest Interest Buy 3127 NIA 
70. 71. 72. 73. 74. 75. 76. End IRA New York Life Whole Life Brokerage Account #5: Alliance Bernstein Bond Fund -Class Alliance Growth Income -Class Alliance Bernstein Small-Cap Growth Fund -Class Dividend Dividend Dividend None Redeem Buy Buy Buy 1016 615 615 615 NIA NIA NIA NIA 
77. Alliance Growth Fund -Class A None Buy 615 NIA 
78. Alliance Bernstein International Growth Fund -Class A Dividend Buy 615 NIA 
79. 80. Alliance Bernstein Small/Mid Cap Value Fund -Class KNBT Bank Accounts Dividend Interest Buy 615 NIA 
81. Rental Property #2, Lehigh Valley, (2006 $250,000) Rent Buy 9114 NIA Income Gain Codes: =SI,0-00 less =SI,0-01 -$2,50-0 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,0-01 -$10-0,00-0 =$10-0,001 -Sl,000,00-0 =$1,000,001 -$5,00-0,000 =More than $5,00-0,000 Value Codes =$15,00-0 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001-$250,00-0 
{See Columns and 03) =$250,0-0 -$500,00-0 =$500,001 -$1,000,00-0 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,0-00,001 -$50,0-00,0-00 =Cost (Real Estate Only) =More than $50,000,00-0 =Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
*Mutual Fund 
Date Report 
Gardner, James Knoll 
07113/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report.) Part VII, Line result the sale January 17, 2006 portion the Disney common stock Brokerage Account #I, the remaining shares generated less than dividends 2006 and had fair market value less 
the end the 2006 reporting period. Therefore, columns 
and are left blank. Part VII, Line 34: 
Brokerage Account (Custodial Account #I) does not qualify for reporting this period because the account owner over age and 
 
 
 
 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
FAILS FILE THIS REPORT MAY SUBJECT CIVIL 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544