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Judicial Watch • James H. Wilkinson III – 2012

James H. Wilkinson III – 2012

James H. Wilkinson III – 2012

Page 1: James H. Wilkinson III – 2012

Category:Federal Judges

Number of Pages:10

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:James H Wilkinson III, Ridgeworth, Appraisal, Assessment, Estate, 2012, trust, Market, assets, INVESTMENTS, spouse, transactions, TRUSTS, Codes, IRS, reportable, reporting, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 u.s.c. app. 101.111) Person Reporting (last name, first, middle initial) WilkinsonIII, James Court Organization Fourth Circuit Court Appeals Date Report 05/09/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) Circuit Court Judge  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
255 Main Street Room 230 Charlottesville, 22902 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT!0NS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 
PARTIES AND TERMS date will receive salary from former employer, the University Virginia Law School. There will continuing participation (contd Part VIII) 

05/09/2013
III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 a/filing instructions.) NONE (No reportable reimbursements.)  
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  Duke Law School  March -13  Durham,  Delivered Lecture  Lodging/Meals 

05/09/2013 GIFTS. (Includes those spouse and dependent children; see pp. 28-3I filing instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

05/0912013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1.000 less =$1.001 -$2.500 42.50 -$5.000 =$5,001 -$15.000 =$15.001  $50.000 (Sec Columns and 04) =$50.001 -$100.000 4100.001 -$1.000.000 111 41.000.001 -$5.000.000 112=More than $5,000.000 
Value Codes =$15,000 less =$15.001  $50.000 =$50.001 -$100.000 I00.00 -$250 .000 

(Sec Columns and 03) 	N=$250.00 -$500.000 0=$500,00 -$1.000.000 =$1.000.001 -$5.000.000 =$5,000.001 -$25,000.000 
1'3=$25.000,001 -$50.000.000 =More than $50,000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) V=Othcr 

W=EstimatedU=Book Value 

05/09/2013
VII. INVESTMENTS and TRUSTS --income, va/11e, transactions (lnc/11des those spo11se and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(2) (I) (I) (2) (3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity Income Gain Codes: =$1.000 less 41,001 -$2,500 c=$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000 (Sec Columns and 04) =$50.001 -$100.000 =$100,001 -$1,000.000 Ill =$1,000,001 -$5.000,000 112 =More than $5.000.000 
Value Codes J=$15.000 less =$15,001 -$50.000 L=$50.001 -$100.000 !00,001 -$250.000 

(Sec Columns and 03) N=$250,001 -$500,000 0=$500,00 -$1.000.000 =$1,000.001 -$5,000.000 =$5,000.001 -$25.000.000 =$25,000.00 -$50.000,000 =More than $50.000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market (Sec Column C2) V=Other =Book Value 	W=Estimated 

05/09/2013
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des t1tose spouse and dependent c1tildren; see PP 34-60 1iffiling instmctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dming reporting period (including trust assets) reporting period reporting period (1) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000orless 41,001 -$2.500 =$2.501 -$5.000 =$5,001 -$15.000 =$15.001 -$50,000  
(See Columns and 04)  F=$50,001-$100,000 =$100.001 -$1.000,000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15,000 less  K=$15,001 -$50,000  L=$50.00 !00.000 =$100.001 -$250.000  
(Sec Columns and D3)  N=$250,001 -$500,000  0=$500,001 -$1.000.000 =$1,000.001 -$5,000,000 =$5,000.001 -$25,000.000 =$25,000,001 -$50 ,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only)  S=Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

0510912013
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc111des those spouse and dependent children; see PP 34-60 

ins1r11ctions.J NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (2) 
(3) (4) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (A-H) (ifprivate 
(Q-W) transaction) Income Gain Codes: 1.000 less 41.001 -$2.500  c=$2.501 -$5.000  D=$5.00J -$15.000 =$15.00 -$50,000  
(See Columns and 04)  f=$50.00I -$100.000 =$100.00 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15.001 -$50.000 =$50.00 -$I 00.000 =$100.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1,000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.00 -$50,000,000  1'4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

05/09/2013
Wilkinsonlll, mes
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 t>fjiling instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trnst assets) reporting period reporting period 
(1) (2) (I) (I) (2) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

69. Ridgeworth -Intl Equity  Dividend  
70. Ridgeworth -Large Cap Growth Stock  Dividend  Buy (add'!)  12/20/12  
71. Ridgeworth -Large Cap Value Equity  Dividend  
72. Ridgeworth -Mid Cap Value Equity  Dividend  Buy (add'!)  914112  
73.  Buy (add'!)  12/20/12  
74. Ridgeworth -Va Inter Mun Bond  Interest  Buy (add'!)  12/21/12  
75. Federated -TR MMMKT  Interest Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5.001 -$15.000 =$15.001-$50.000  
(Sec Columns and 04) =$50,001 -$100.000 =$!00.001  $1.000.000  Ill =$1.000,001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15,000 less  K=$15.001-$50.000 =$50.001 -$100,000  M=$100.001 -$250.000  
(Sec Columns and 03)  N=$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000 ,001 -$5,000.000 =$5,000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr =Estimated  

05/09/2013
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicat epart ofreport.) 
Part II: Agreements. 
RE: will rec, contd .... any benefit plan provided the University, although past pension benefits are vested. mortgage was provided favorable rate 
available faculty members and had refinanced within months leaving the University. The mortgage was paid full 02/09/1985. 

Trust Revocable Trust current

Trust#2 

Revocable Trust 
Trust 
Irrevocable GST Trust 

This trust was created from Trust (her Revocable Trust became Irrevocable Interim Trust -after 
death) which was split into two shares, after IRS approval was received, share later became this trust. When was initially funded, only held cash, but has now been fully invested. The overall asset various asset classes represented diverse group SunTrustBank mutual funds (Ridgeworth Funds) and Federated money market funds. 

05/09/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: James WilkinsonIII 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544