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Judicial Watch • James Knoll Gardner Financial Disclosure Report for 2005

James Knoll Gardner Financial Disclosure Report for 2005

James Knoll Gardner Financial Disclosure Report for 2005

Page 1: James Knoll Gardner Financial Disclosure Report for 2005

Category:Financial Disclosure

Number of Pages:10

Date Created:December 1, 2006

Date Uploaded to the Library:November 13, 2013

Tags:Knoll, Gardner, James Knoll Gardner, Brokerage, account, James, 2005, transactions, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act of1978
Rev. 112006 
FOR CALENDAR YEAR 2005 US.C. app. IOI-II Person Reporting (last name, first, middle initial) Gardner, James, Knoll Title (Article Ill judges indicate active senior status; magistrate judges Indicate full part-time) U.S. District Judge Active Court Organization Eastern District Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Sb. Amended Report Final Date Report 05115120-06 Reporting Period 01/01/2005 12/3112005 Chambers Office Address Edward Cahn U.S. Courthouse 504 Hamilton Street, #4701 Allentown, 18101 the basis the information contained this RePort and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete afl parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTI ONS. (Repordngindividual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
Officer, Director 	Allentown Symphony Association 
Director 	Boys and Girls Club Allentown, rn4. 
Director 	Police Athetic League, Inc. 
Custodian 	Brokerage Account #3: 
General Partner (passive investment Subchapter "S" Corporation) 1/6 share Rental Property 

II. AGREEMENTS. (Repordng individual only; see pp. 14-16 ofinstrucdons.) NONE (No reportable agreements.) 
--< AND TERMlS. 
--'-N  2002 	State Employees Pension Fund; retirement pension for former judicial position, ifisurance ;;;long-term care benefits, control  
.:::, 

Date Report 
0511512006
Gardner, James, Knoll 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

INCOME 
(yours, not spouse's) 2002 State Employees Pension Fund reported Part (fixed benefits from 67,455.60 vested pension plan) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this 
(Dollar amount not required except for honoraria.) 
NONE (No reportable non-investment income.) 2005 self-employed realtor 2005 self-employed piano teacher 

IV. REIMBURSEMENTS -transportation, /odglng,food, entertait1ment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) The New York Intellectual Property Law Association (NYIPLA) March 18-19, New York, NY--83rd Annual Dinner Honor the Federal Judiciary (Food and Hotel) 

Date Report 
05/15/2006
Gardner, James, Knoll GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 	NONE (No reportable gifts.) SOURCE DESCRIPTION 
VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) NONE (No reportable liabilities.)  
VALUE CODE Johnson Capital  1/6 share Mortgage Rental Property #I, Torrence, California (Pt. VII, line  

Date Report 
Gardner, James, Knoll 
0511512006 
VII. INVESTMENTS and TRUSTS -income, value, transactions (includes those the spouse and dependent children. see PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Income during 
Description Assets 
Gross value end 
Transactions during reporting period 
reporting period 
(including trust assets) 
reporting period 
(1) 
(2) 
Ifnot exempt from disclosure 
(l) 
Amount 
Type (e.g. 
Value 
Value 
Type (e.g.
Place "(X)" after each asset 
(3) (5) 
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  Date  Value  Gain  Identity  
(A-H) int.)  (J-P)  Code3  merger,  Month Code  Code  buyer/seller  
(Q-W)  redemption)  Day  (J-P)  (A-H)  (if private  
transaction) Rental Property #1, Torrence, California  Rent  
(1997 $533,333) 
Time Share #I, Williamsburg, Virginia Rent (1999 $18,700) 
Sovereign Bank Accounts Interest 
IRA (Evergreen Foundation Fund Dividend Income Gain Codes: =$1,000 less s1,001 -$2,500 $2,501 -$5,000  D$5,001 -$15,000  E$J5,00J -$50,000  
(See Columns and D4) $50,001 -$100,000 =$100,001 -$1,000,000 $1,000,00J -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K$J5,00l -$50,000  L$50,00J -$100,000 $100,00I -$250,000  
(See Columns and 03) =$250,001 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real E.state Only) More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value  W=Estimaled  

VII. INVESTMENTS and TRUSTS income, vatue, transactions (includes those the spouse and dependent children. see PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value end reporting period Transactions during reporting period  
(1)  (2)  (1) (2)  (I) not exempt from disclosure  
Amount Code (A-H)  Type(e.g. div., rent, int.)  Value Value Code Method (J-P) Code (Q-W)  Type(e.g. buy, sell, merger, redemption)  (2) Date Month Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000  0=$5,001-$15,000  E=$15,001-$50,000  
(Sec Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,001 -$50,000  L=$50,001-$100,000 =$100,001 -$250,000  
(See Columns and D3)  N=$250,001 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) ==More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal  V"'ther ""'Assessment =Book Value  W=Estimated  

Date Report 
Gardner, James, Knoll 
0511512006 
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those the spouse and dependent children. see PP 34-57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end (including trust assets) reporting period reporting period 
Place "(X)" after each asset  (I) Amount  
exempt from prior disclosure  Code  
(A-H)  

(2)  (1)  (2)  
Type (e.g.  Value  Value  Type (e.g.  
div., rent,  Code  Method  buy, sell, int.)  (J-P)  Code  merger,  
(Q-W)  redemption)  

Transactions during reporting period 
(2) Date Month-Day not exempt from disclosure 
(3)  
Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) Jncome Gain Codes: ::=$1,000 less =$1,001 -$2,500 c=$2,501 -$5,000 D=$5,00l -$15,000 =$15,001 -$50,000 (See Columns and D4) =$50,001 -$100,000 G=$100,00I -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes J=$15,000 less K=$15,00I -$50,000 L=$50,001 -$100,000 =$100,001 -$250,000 (See Columns and 03) N=$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00I -$50,000,000 =More than $50,000,000 (See Column C2) V=Other Value Method Codes =Cost (Real Estate Only) =Cash Market ""Appraisal =Assessment =Book Value W=Estimated 

Date Report 
Gardner, James, Knoll 
0511512006 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (includes those the spouse and dependent children. see pp. 14.57 filing instructions) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during 
Gross value end 
Transactions during reporting period 
(including trust assets) 
reporting period 
reporting period not exempt from 
disclosW'e
(I)
(2)
(I) 
(2) 
Type (e.g. 
Value
Place "(X)" after each asset Amount 
Value Type (e.g. 
(3)
(2) 
(5) 
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  Date  Value  Gain  Identity  
(A-H) int.)  (J-P)  Code  merger,  Month  Code  Code  buyer/seller  
(Q-W)  redemption)  Day  (J-P)  (A-H)  (if private  
transaction)  
52. Legg Mason Special Investment Trust  Dividend  
Equity Fund  

53. Royce Total Return Fund Consultant Dividend Equity Fund Income Gain Codes: =$1,000 Jess =$1,001 -$2,500 =$2,501 -$5,000  0=$5,001 -$15,000  E=$15,001-$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000  H2=More than $5,000,000 Value Codes =$15,000 less  K=$15,001-$50,000  L=$50,001-$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 s5,ooo,001 -$25,ooo,ooo Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 ::::Cash Market  
(See Column C2) =Appraisal  V=Other ""Assessment  
U=Book Value  W=Estimatcd  

Date Report 
0511512006
Gardner, James, Knoll 
VII. INVESTMENTS and TRUSTS income, value, transactions (includes those the spouse and dependent children. see PP 14-57 filing instructions; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(1) not exempt from disclosure 
(2)
(1) 
(1) 
Amount 
Value
Value
Type (e.g. 
Type (e.g.
Place "(X)" after each asset 
(3)
(2) 
Method
Code div., rent, Code
exempt from prior disclosure buy, sell, 
Value GainDate Identity 
Code int.) 
merger,(A-H) (J-P) Code IMonth-Code buyer/seller 
(Q-W) 
redemption) (if private transaction) Day (J-P) (A-H) Income Gain Codes: =$1,000 less =$1,00  $2,500 =$2,501  $5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000  H2=More than $5,000,000 Value Codes =$15,000 less =$15,001. $50,000  L=$50,00I -$100,000 =$100,001  $250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001  $1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only)  P4=More than $50,000,000 =Cash Market  
(See Column C2) ""Appraisal  V=Other =Assessment =Book Value  W=Estimated  

Date Report 
Gardner, James, Knoll 
05/15/2006 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate partofReporL) Part VII, Line 25: December 14, 2004 broker purchased Microsoft Corporation common stock for Brokerage Account #1. The transaction was not recorded the account statement until February 27, 2005. Therefore, this transaction was not reported the 2004 report. Part VII, Line 37: December 14, 2004 broker erroneously purchased Microsoft Corporation common stock for Brokerage Account 

Date Report 
Gardner, James, Knoll 
0511512006 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Sign 
NOTE: 
AND CRIMINAL SANCTIONS U.S.C. app.  104)



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