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Judicial Watch • James Knoll Gardner Financial Disclosure Report for 2006

James Knoll Gardner Financial Disclosure Report for 2006

James Knoll Gardner Financial Disclosure Report for 2006

Page 1: James Knoll Gardner Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:11

Date Created:September 14, 2007

Date Uploaded to the Library:November 13, 2013

Tags:James Knoll Gardner, deposit, MASON, account, reported, mutual, 2006, dividend, Financial Disclosure, ICE, CIA, financial, income, Judge


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POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) 
NONE (No reportable positions.) 

NAME ORGANIZATION/ENTITY Officer, Director 	Allentown Symphony Association Director 	Boys and Girls Club Allentown, Inc. 
Director 	Police Athetic League, Inc. Custodian 	Brokerage Account #3: UPIA/UGMA 
=., (I"> 
__.J ::o 	General Partner (passive investment Subchapter "S" Corporation) share Rental Property# (") ,...-,.
.., ' 
1:: l'l : :'. 
::o,_: 
oJ.>
-r;r-rn 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 2002 	State Employees Pension Fund; retirement pension for former judicial position, includes medical insurance and long-term care benefits, control 

Name Person Reporting 

IIJ. N-JNVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) SOURCE AND TYPE 2002 State Employees Pension Fund reported Part (fixed benefits from vested pension plan) 
INCOME 
(yours, not spouse's) 67,455.60 Spouse'S Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 2006 	self-employed realtor 
2006 	self-employed piano teacher 

JV. REIMBURSEMENTS -transportation, /odging,food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION 	The New York Intellectual Property Law Association (NYIPLA) 

Date Report 
Gardner, James. Knoll 
07113/2007 
THIS PAGE INTENTIONALLY LEFT BLANK. GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE (No reportable gifts.) 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION Johnson Capital share Mortgage Rental Property Torrence, California (Pt. VII,
line 

Date Report 
Gardner, James Knoll 

0711312007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period 
(2) 
(I) 
(2) 
(5) 
Value 
Value
Amount 
Type (e.g. 
Type(e.g. 
Date
Place "(X)" after each asset 
Value 
Gain 
Identity 
Code 
div., rent, 
Code 
Method 
buy, sell, 
exempt from prior disclosure (A-H) 
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) int.) 
Code 
(J-P) 
redemption) 
Day Income Gain Codes: =$1,000 less =SI,001 -$2,500 =$2,501 -S5,000 =$5,001 -$15,000  E=$15,001-$50,000  
(See Columns and 04)  F=S50,00l -SIOO,OOO =SI00,001 -SI,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=S 15,000 less  K=$15,001 -$50,000  L=$50,001 -$100,000 =$100,00 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

*LMP Legg Mason Partners 

VII. INVESTMENTS and TRUSTS -income, valu, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2) 
(I) 
(4) 
Place "(X)" after each asset  Amount  
exempt from prior disclosure  Code  
(A-H)  

Type (e.g.  Value  
div., rent,  Code int.)  (J-P)  

Value Type (e.g. Method buy, sell, 
Code3 redemption) 
Date  Value  Gain  Identity  
Month  Code  Code  buyer/seller  
Day  (J-P)  (A-H)  (if private  

transaction) 
18. Calamos Strategic Total Return Fund Closed End Fund 19. Liberty All Star Equity Fund -Closed End Fund 20. LMP* Cap. and Inc. Fund Class -Mut. Fund -See Part VIII 21. Luzerne County Water Revenue Bond 22. Microsoft Corporation -Common Stock See Part VIII 23. Chevron Corporation -Common Stock 24. Safra National Bank -NY -Certificate Deposit 25. Macquarie Global Fund -Closed End Fund 26. 27. Schering Plough Corp. -Preferred Stock 28. Washington Mutual Bank-NV -Certificate Deposit  Dividend Dividend Dividend Interest Dividend None Interest Dividend Dividend None  Sell Sell Sell Buy Sell Buy Buy  5125 10112 4111 1117 10131 1/17 5125  NIA NIA NIA NIA NIA NIA NIA  
29. Doral Bank-PR -Certificate Deposit  Interest  Buy  5125  NIA  
30. Group PLC -Common Stock  Dividend  Buy  813  NIA  
31. LMP* Capital and Income Fund -Closed EndFund  Dividend  Buy  10112  NIA  
32. Western Union -Common Stock  Dividend  Buy  10131  NIA  
33. Federal Home Loan Bank -Government Bond  None  Buy  1214  NIA  
34. Brokerage Account (Custodial Account Income Gain Codes: 1,000 less =$1,001 -$2,500 =S2,501 -S5,000 =$5,001 -Sl5,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -SI00,000 =$100,001 -$1,000,000 =Sl,000,001 -S5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001  $50,000 =$50,001  $100,000 =$100,001 -$250,000  
(Sec Col umns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than S50,000,000 =Cash Market  
(Sec Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

*LMP Legg Mason Partners 

Date Report 
Gardner, James, Knoll 
0711312007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Jncl11des those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
(2) (3) 
Place "(X)" after each asset 
Value 
Value
Amount 
Type (e.g. 
Date 
Value 
Gain 
Identity 
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  
(A-H) int.)  (J-P)  Code3  redemption)  
(Q-W)  

Month-
Code 
Code 
Day 
(J-P) 
(A-H) 
buyer/seller (if private transaction) 
#1) See Part VIII 35. Brokerage Account (Custodial Account #2): 36. CITIBANK .A. -Bank Deposit Program 37. Amcore Bank, N.A. -IL-Certificate Deposit 38. Millennium Bank, N.A. -VA -Certificate Deposit 39. Lehman Brothers Bank, FSB -DE -Certificate Deposit 40. BMW Bank North America -UT Certificate Deposit 41. 42. Sterling Savings Bank-WA -Certificate Deposit 43. Brokerage Account #4: 44. General Electric Corporation -Common Stock  Interest Interest Interest Interest Interest None Dividend  Redeem Redeem Redeem Buy Redeem Buy  11/24 5129 9125 5125 7131 1214  NIA NIA NIA NIA NIA NIA  
45. Johnson Johnson -Common Stock  Dividend  
46. LMP* Appreciation Fund Class -Mutual Fund -See Part VIII  Dividend  
47. LMP* Cap. and Inc. Fund Class -Mut. Fund -See Part VIII  Dividend  
48. End Brokerage Account 49. Virginia $19,900)  Rent  
 
50. IRA (Legg Mason): Income Gain Codes:  A=$ 1,000 less =$1,001 -S2,500  c=$2,501 -$5,000  0=$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04)  F=$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=$15,001 -$50,000  L=$50,00l -$100,000 =$100,00 -$250,000  
(See Columns and 03)  N=$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column C2)  Q=Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

*LMP Legg Mason Partners 

Date Report 
Gardner, James Knoll 
0711312007 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2) (2) 
(4) 
(5)
(2) 
Place "(X)" after each asset  Amount  
exempt from prior disclosure  Code  
(A-H)  

Type (e.g. 
Value 
div., rent, 
Code int.) 
(J-P) 
Value 
Method 
Code 

(Q-W) 
Type (e.g. Date buy, sell, Month redemption) Day Value 
Gain 
Code 
Code 
(J-P) 
(A-H) 
Identity buyer/seller (if private transaction) 
51. Legg Mason Special Investment Trust -Mutual Fund 52. Royce Total Return Fund Consultant -Mutual Fund 53. Van Kampen Equity Income Class Mutual Fund  Dividend Dividend Dividend  
 
54. Putnam Mid Cap Value Fund Class Mutual Fund 55. Growth Fund America -Class -Mutual Fund 56. Legg Mason Value Trust -Mutual Fund 57. American High Income Fund Exchange Class -Mutual Fund  Dividend Dividend None Dividend  Buy Part Sell  3/28 3/27  NIA Nia  
58. 59. American Balanced Fund Inc. Class -Mutual Fund 60. Legg Mason Opportunity Trust -Mutual Fund  Dividend Dividend  Sell  3/28  NIA  
61. Oppenheimer Developing Markets Fund Class -Mutual Fund 62. Lincoln National Life Insurance -Annuity  Dividend None  
63. Zebra Technologies Corporation Class Common Stock  None  
64. Capital World Growth Income Fund -Mutual Fund 65. 66. Lord Abbett America's Value Fund Class Mutual Fund* 67. Government National Mortgage Association  Dividend Dividend Interest  Buy Buy  3127 3/28  NIA NIA Income Gain Codes: =$1,000 less  B=Sl ,001-S2,500 =$2,501 -S5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and 04)  F=$50,001 -Sl00,000 =$100,001 -Sl,000,000 =Sl,000,001 -$5,00-0,000 =More than $5,000,000 Value Codes 15,000 less  K=$15,001 -$50,000  L=$50,001-$100,000 =Sl00,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000  0=$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than S50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other  S=Assessment =Book Value =Estimated  

*See Part VII 

VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2) Date Month -Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

(1) 
(2) (2) (I) 
Place "(X)" after each asset  Amount  
exempt from prior disclosure  Code  
(A-H)  

Value
Type (e.g. 
div., rent, 
Code int.) 
(J-P) 
Value 
Type (e.g. 
Method 
buy, sell, 
Code3 redemption) 
(Q-W) 
68. 69.  Class Bond CITIBANK .A. Bank Deposit Program -See Part VIII American Chartered Bank-IL -Certificate Deposit  Interest Interest  Buy  3127  NIA  
70. 71. 72. 73. 74. 75. 76.  End IRA New York Life Whole Life Brokerage Account #5: Alliance Bernstein Bond Fund -Class Alliance Growth Income -Class Alliance Bernstein Small-Cap Growth Fund -Class  Dividend Dividend Dividend None  Redeem Buy Buy Buy  1016 615 615 615  NIA NIA NIA NIA  
77.  Alliance Growth Fund -Class A  None  Buy  615  NIA  
78.  Alliance Bernstein International Growth Fund -Class A  Dividend  Buy  615  NIA  
79. 80.  Alliance Bernstein Small/Mid Cap Value Fund -Class KNBT Bank Accounts  Dividend Interest  Buy  615  NIA  
81.  Rental Property #2, Lehigh Valley, (2006 $250,000)  Rent  Buy  9114  NIA Income Gain Codes: =SI,0-00 less =SI,0-01 -$2,50-0 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,0-01 -$10-0,00-0 =$10-0,001 -Sl,000,00-0 =$1,000,001 -$5,00-0,000 =More than $5,00-0,000 Value Codes =$15,00-0 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001-$250,00-0  
{See Columns and 03) =$250,0-0 -$500,00-0 =$500,001 -$1,000,00-0 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 Value Method Codes =$25,0-00,001 -$50,0-00,0-00 =Cost (Real Estate Only) =More than $50,000,00-0 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

*Mutual Fund 
Date Report 
Gardner, James Knoll 
07113/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report.) Part VII, Line result the sale January 17, 2006 portion the Disney common stock Brokerage Account #I, the remaining shares generated less than dividends 2006 and had fair market value less 
the end the 2006 reporting period. Therefore, columns 
and are left blank. Part VII, Line 34: 
Brokerage Account (Custodial Account #I) does not qualify for reporting this period because the account owner over age and 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
FAILS FILE THIS REPORT MAY SUBJECT CIVIL 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544