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Judicial Watch • James Knoll Gardner Financial Disclosure Report for 2010

James Knoll Gardner Financial Disclosure Report for 2010

James Knoll Gardner Financial Disclosure Report for 2010

Page 1: James Knoll Gardner Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:11

Date Created:November 9, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Knoll, Gardner, James Knoll Gardner, asset, MASON, reported, James, 2010, EPA, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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AOJO 
Rev. 1!20ll 
Reporl Required the Ethics Gmemment Act 1978 
FOR CALENDAR YEAR 2010 U.S.C. app. JOI-I Person Reporting (last name, first, middle initial) Gardner, James, Knoll Court Organization Eastern District Date Report 07/15/2011 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 1/1/2010 12/31/2010 Chamben Office Address Edward Cahn U.S. Courthouse 504 Hamilton Street, #4701 Allentown, 18101 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Re>ieving Officer Date ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSIT 0NS. (Reporting individual only; supp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Officer, Director  Allentown Symphony Association  Director  Boys and Girls Club Allentown, Inc.  Director  Police Athetic League, Inc.  General Partner (passive investment Subchapter "S" Corporation)  1/6 share Rental Property  

II. AGREEMENTS. (Reporting individual only; supp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PARTIES AND TERMS 2002 	State Employees Pension Fund; retirement pension for fonner judicial position, includes medical insurance and longtenn care benefits, control 

Gardner James Knoll 

Gardner, James, Knoll 
07/15/2011 
Ill. NON-INVESTMENT ME. (Reporting indfridual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) 2010  State Employees Pension Fund reported Part (fixed benefits from  $67,455.60  
vested pension plan) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2010 self-employed piano teacher 
IV, REIMBURSEMENTS -transportation, lodging, food, entertainmenL 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE  DATES  LOCATION  PURPOSE  ITEMS PAID PROVIDED  The New York Intellectual Property Law Association (NYIPLA)  March 26-27, 2010  New York City,  88th Annual Dinner (see Part VIII)  Transportation, Food and Hotel  

07/15/2011
Gardner, James, Knoll GIFTS. (Includes those spouse and dependent children; see pp. 18-31 

instructions.) 
[ZJ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 31-33  instructions.)  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUE CODE  Prudential Asset Resources, Inc. (See Part Vlll)  1/6 share Mortgage Rental Property #I, Torrence, California (Part VII, line Chase Card Services Credit Card (Visa) 

VII. INVESTMENTS and TRUSTS 
-income, 1a1ue, 1ransac1ions r1nc1udes those spouse and dependent children; see PP J4-6o filing instrucrions.J NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reponing period 

(including trust assets) reponing period reponing period Inco Gain Codes: =SI ,000 less 1.00 -$2.500 =S2.501 -S5.000 =SS.001 -Sl5,000 =$15,001 -$50,000  
(See Columns and [).I)  F=S50.00I -SI00.000 =SI00.001 -Sl.000,000 =Sl.000.001 -$5.000.000 =More than SS,000.000 Value Codes 15,000 lc>S =SIS.001  SS0.000 =SS0.001 -SI00.000 100.00 -S250.000  
(Sec Columns and DJ) =$250.001 -SS00.000  O=SSOO.OOl -Sl,000.000 =Sl.000.001 -SS.000.000 =$5.000.001 -S2S,OOO.OOO =S2S,000,00I -SS0.000.000 =More 1han SS0.000.000 Value Mclhod Codes =Appraisal =Col (Real Estate Only) =Ascsmcnt =C1h Market  
(Sec Column C2) =Book Value =Othc.-r  W""-E11mJ1eti  

VII. INVESTMENTS and TRUSTS -income, atue, transactions (tnc1udes t//ose spouse and dependent c//ildren; see PP 1.t-60 filing instructions.> NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reponing period 

(including trust assets) reponing period reponing period Income Gain Codes: 1,000 less =$1.00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =S15,00 -$50.000  
(Sec Columns and [).I) =$50.001 -SI00.000 =SI00.001 -Sl.000.000 1.000.00 -$5.000.000 =More !han $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -SI00.000 =$100.001 -$250,000  
(Sec Columns and DJ) =$250.001 -$500.000 =$500.00 1,000.000 1.000.00 -$5.000,000 =$5,000.001 -$25,000.000 =$25.000.00I -$50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cot (Real btte Only) =Assc:-.mcnt =C'ash Market  
(Sec Column C2) =Book Value =Other =bllmatcd  

07115/2011
Gardner, James, Knoll 
VII. INVESTMENTS and TRUSTS -income, a1ue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.> NONE (No reportable income, assets, transactions.)  
Description Asset  Income during oss value end  Transactions ring rep orting period  
(inclu ding trust  assets  reporting period rep orting period  

(I) (2) (I) (I) (5) 
Place "(X)" after each asset  Amou  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exemp from prior discl osu  CodeI  div., rent,  Code2  Method  buy, sel  mm/dd/yy  Code2  Code  buyer /seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H) private  
(Q-W) ansaction) Income Guin Codes: =$1,000 less 1.00 -$2,500 =$2,501. $5.000 =$5.001 -$15,000 15.00  S50.000  
(Sec Columns and 0-1) =S50.00 -SI 00.000 =SI00.001 -Sl.000.000 =Sl.000.001-SS.000.000 =More than $5.000.000 Value Codes 15.000 =SIS,001 -$50.000 =$50.001 -$100.000 =SI00.001 -$250.000  
(Sec Column, and DJ> =$250.001 -$500.000 =SS00.001 -Sl.000.000 1.000.00 -$5.000.000 =$5.000.001  $25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cosl (Real Estate Only) =Assessment =Cah Mar!...ct  
(Sec Colunm C2) =Ilooh. Value =Other ='Estimated  

-income, l'alue, transactions (Includes those spouse and dependent children; pp. 34-60 filing instructions.) 
VII. INVESTMENTS and TRUSTS NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reponing period (including trust assets) reponing period ofreponing period 
(l) (2) (I) (2) (3) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value 
Gain Identity 
exempt from prior disclosure Code div., rent. Code Method buy, sell, mm/dd/yy Code 
Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) 
(A-H) (if private 
transaction)
(Q-W) Income Gain Codes: 1,000 less =$1,00 -$2,500 =$2.50 -$5.000 =S5.00I -Sl5,000 15.001 -S50.000  
(See Columns and ().I)  F=S50.00J -SIOO.OOO =SI00.001 -Sl.000.000 1.000.00 -S5.000.000 =More than SS.000.000 V::iluc Codes =S15.000orlcss 15.001 -$50.000 =$50.001 100.000 100.001 -$250.000  
(Sec Columns and DJ) =$250.001 -$500.000 =$500.001 -Sl.000.000 =Sl.000.001 -$5.000.000 =$5.000.001 -S25.000,000 =$25.000.001 -$50.000.000 =More than S50.000.000 Valu Method CodC'S =Apprisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =btimatcd  

Date Report 
Gardner, James, Knoll 
0711512011 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (I) (I) (2) (3) (4) 
Place "(X)" after each asset  Amount  Type (e.g .  Value  Value  Type(e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mmldd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivote  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1,00 I-$2,500 =$2,50 -$5,000 =$5.001 -$15,000 15,00 -$50.000  
(See Columns and ().l) =$50.001-SI00.000 =SI 00,00 1,000.000 =Sl.000,001-$5,000,000 =More than $5.000.000 Value Codes 15.000 less =St 5.00 -$50,000 =$50,00t -St00,000 =StOO.OOt -$250.000  
(Sec Columns and DJ) =$250.001 -$500,000 =$500,00 1,000,000 =Sl,000,00t -$5,000,000 =$5,000.001 -$25.000.000 =$25.000,001 -$50.000.000 =More than $50,000,000 Value Method Codes =Apprnisal =Cost (Real Estate Only) =Asses sment =Cash Market  
(Sec Column C2) '='BC'Qk Value =Other ""Estimated  

Date Report 
Name Person Reporting 
07115/2011
Gardner, James, Knoll 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofuport.) Part VII, Line The abbreviation "LM" means Legg Mason. 

and 2010 were retained through December 31, 2010 and reported the within 2010 Financial Report assets held the end of20IO.) 
11) the type income mistakenly designated "Interest". However, should read "Dividend" each those places. Similarly, Part VII, Lines and 31, 

10. 

(Page 10of11).) 

Name Person Reporting 
Date Report 
Gardner, James, Knoll 
07/15/2011 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofuport.) 
13.
(Description Assets): Lord Abbett Capital Structure Fund Class -Mutual Fund; Column B.(2) (Type Income during 
reporting period): None; Column D.(I) 

(Type transaction): Sold; Column D.(2) 
(Date): 10/09/09; Column D.(3) (Value Code): and Column D.(5) 
(Identity buyer/seller (if private transaction)): NIA. 

14. Part Vil, Lines 69, 70, 71, 72, and 74: The abbreviation "AB" means Alliance Bernstein. 

Date Report 
07115/2011 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance 'vi the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Knoll Gardner, James 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-30I One Columbus Circle, N.E. Washington, D.C. 20544