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Judicial Watch • James L. Graham – 2011

James L. Graham – 2011

James L. Graham – 2011

Page 1: James L. Graham – 2011

Category:Federal Judges

Number of Pages:17

Date Created:February 26, 2013

Date Uploaded to the Library:October 24, 2014

Tags:James L Graham, GRAHAM, James, Gross, 2011, Market, assets, INVESTMENTS, transactions, Codes, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 Rev. FOR CALENDAR YEAR 2011 U.S.C. app. J 101-111) Person Reporting (last name, first, middle initial) Graham, James Court Organization U.S. District Court, SD/OH Date Report 05/11/2012 Title (Article Jll judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge-Senior Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2011 12/31/2011 Chambers Office Address 
169 Joseph Keinnery U.S. Marconi Boulevard Columbus, Ohio 43215 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Insert signature last page. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) [{] NONE (No reportable agreements.) 
 
PAR TIES AND TERMS 
 
Date Report 
Graham, James 
05/11/2012 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 7-24 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 offiling instructions.) 
[{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE Farm Credit Mid America FLCA Mortgage Farm land-owned Partnership-Item 3-Part VII 
 
 
 
Date Re11ort 
05111/2012 
Graham, James 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1ncludes those spouse and dependent c1tilt1ren; see pp. 34-60 filing instructims.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions drning reporting period 
(including trust assets) reporting period reporting period 
 
(2) (I) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity 
exempt froin prior disclosure Code dv., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1,000 less =$I ,00 -$2,500 =$2.501 -$5,000 =$5,00t -$15.000 =$15,00 -$50.000 
(Sec Columns and D4) =$50,001 -$100,000 =$I 00.00 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 450.00t -$t00.000 =$100.00t -$250.000 
(Sec Columns and D3) =$250,001 -$500,000 =$500,00t -$1,000,000 4I.000.00I -$5,000,000 =$5.000.001 -$25,000,000 =$25,000.001 -$50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Graham, James 
05/11/2012 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc111des t1tose spouse and dependent c1tildre11; see pp. 34-60 filing ins1mc1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (I) 
(2) (3) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type e.g., Date Value Gain Identity 
exempt froin prior disclosure CodeI div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
 
transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15,001 -$50.000 
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15,000 less K=$15.00t -$50.000 =$50.001 -$100.000 =$!00.001 -$250.000 
(Sec Columns and D3) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value V=Other =Estimated 
 
 
Date Report 
05111/2012 
Graham, James 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those ofspollSe and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dming reporting period 
(including trust assets) reporting period ofreporting period 
 
(I) (!) 
(2) (3) (4) (5) 
Place after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 thod buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) lnco1nc Gain Codes: =$1.000 less B41.00l -$2.500 42.501 -$5,000 045,001 -$15,000 =$15,00 -$50.000 (Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000,001 -$5.000.000 =More than $5.000.000 
Value Codes =$15.000 less =$15,001 -$50.000 =$50,00I -$100,000 =$100.001 -$250.000 
 
(Sec Columns and 03) =$250,00I -$500.000 =$500.00I -$1.000.000 =$1.000.001  $5,000,000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50,000.000 
Value Method Codes =Appraisal =Cost (Real Estate Only) =Cash Market =Assessment 
(Sec Column C2) =Other =Book Value =Estimated 
 
Date Report 
Graham, James 
05111/2012 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1ncludes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(!) (I) (3) 
(4) (5) 
Place (X) after each asset Aniount Type(e.g.; Value Value Type (e.g., Date Value Gain ldentity 
exempt from prior disclosure Code div.trent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
{A-H) int) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5.000 45.001 -$15.000 =$15,00 -$50.000 
(Sec Columns and D4) =$50.001 -$100,000 =$100.001 -$1,000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5.000,000 Value Codes =$15.000 less =$15,001 -$50.000 =$50,001 -$100.000 =$!00.001 -$250,000 
(Sec Columns and 03) =$250,00 -$500.000 =$500,00 -$1,000.000 =$1.000.001 -$5,000,000 =$5.000,001 -$25,000,000 =$25.000.00 -$50,000,000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS --income, vallle, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (I) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain ldentity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, nm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: A=$1.000 less B=$1,00l -$2.500 =$2,501 -$5,000 =$5,001  $15,000 =$15,001 -$50,000 
(Sec Columns and D4) =$50.001  $100.000 G=$100.00 -$1.000.000 =$1.000,001 -$5.000,000 =More than $5.000.000 Value Codes =$15,000 less K=$15,001 -$50.000 L=$50.001  $100.000 =$100.001 -$250,000 
(Sec Columns and D3) N=$250,001 -$500.000 0=$500,00 -$1,000.000 =$1,000,001-$5,000,000 =$5.000,001  $25,000.000 =$25.000,00  $50,000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Othcr =Estimated 
 
 
Date Report 
Graham, James 
05/11/2012 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent c1iildre11; see PP 34-60 offiting ins1r11c1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) 
(2) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Vaiue Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2.501 -$5,000 =$5,001 -$15.000 =$15,001 -$50.000 
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 Ill =$1.000,001 -$5.000.000 112 =More than $5.000.000 Value Codes =$I 5.000 less K=$15,00I -$50.000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500.001 -$1 ,000.000 =$1,000.001 -$5,000,000 =$5,000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Dale Report 
05/11/2012 
Graham, James 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those ofspo11se and dependent children; see 34-60 filing ins1mctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets): reporting period reporting period 
 
(2) (2) (I) (3) (4) (5) 
Place (X) after each asset Amount. Type (e.g., Value Value Type (e.g., Date Value Gain Identity exeinptfroin prior disclosure 
Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private 
transaction) 
(Q-W) 
103. !Ill-Intel Corp Dividend Buy 10/19/11 
104. Corp None Sold 11/07/11 
105. Paper None Buy 08/1 Ill 
106. llfB-Intl Paper None Sold 11/07/11 
107. Circuit Inc None Buy 06/24/11 
108. Circuit Inc None Sold 08/02/1 
109. m-Johnson Johnson None Buy 06/24/11 
110. m-Johnson Johnson None Sold 08/02/11 
111. ::-Nvidia Corp None Buy 09119/11 
112. (; -Nvidia Corp None Sold 11/07/11 
113. Inc None Buy 08/04/1 
114. Inc None Sold 09/08/11 
115. Corp Dividend Buy 09/08/11 
116. Corp None Sold 11/07/11 
117. Incorporated None Buy 10/24/1 
118. ;: -Pepsico Incorporated None Sold 11/07/1 
119. :-Qualcomm Inc None Buy 11/03/1 Income Gain Codes: A=$1,000orless =$1,001 -$2.500 c=$2,501 -$5,000 0=$5,001 -$15,000 =$15,00 -$50.000 
(Sec Columns and 04) F=$50,00J -$100,000 =$100.001 -$1.000.000 111 =$1,000.001 -$5.000.000 112 =More Than $5,000.000 Value Codes J=$15,000 less =$15,001 -$50.000 L=$50.001 -$100,000 =$100.001 -$250.000 
(Sec Columns and 03) N=$250,001 -$500,000 0=$500,001 -$1,000.000 =$1,000,001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000,001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Othcr =Estimated 
 
 
Date Report 
Graham, James 
05/11/2012 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) {I) (2) (3) (4) (5) 
.Place.. ;{X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior.disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1.000 less =$1.00 -$2.500 =$2.501 -$5,000 =$5,001 -$15,000 =$15,00 -$50.000 
(Sec Columns and 04) 450.001 I00,000 4!00.001 -$1.000.000 111 =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 I00.00 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1,000.000 =$1.000.001 -$5,000,000 =$5.000.001 $25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Name Person Reporting 
Date Report 
Graham, James 
05/11/2012 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des t1tose spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trnst assets) reporting period reporting period 
(1) (2) (2) 
(3) (4) (5) 
Place (X) aftereach asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
transaction) Income Gain Codes: =$1.000 less 8=$1,001 -$2.500 =$2.501 -$5,000 0=$5,001 -$15,000 =$15.00 -$50.000 
(Sec Columns and 04) F=$50.001-$100.000 =$100.00 -$1.000.000 Ill =$1,000,001 -$5.000.000 ll2 =More than $5,000.000 Value Codes =$15.000 Jess K=$15.00I -$50,000 =$50.001 -$100.000 =$100.001 -$250.000 
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$I .000.000 =$1.000.001 -$5,000,000 =$5,000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
Graham, James 
05/11/2012 
VII. INVESTMENTS and TRUSTS --income, value, transactions (lnc/11des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trnst assets) reporting period reporting period 
(2) (1) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(AH) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
 
transaction) Income Gain Codes: =$1.000 less =$1,001 -$2.500 =$2,501 -$5.000 =$5,001 -$15.000 =$15,00 -$50,000 
(Sec Colmnns and 04) 450.001 -$100,000 =$100.001 -$1.000.000 IJI =$1.000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 L=$50.001 -$100.000 =$100.00 -$250.000 
(Sec Columns and 03) =$250,001 -$500.000 =$500,00 -$1,000.000 =$1.000,001 -$5.000.000 =$5,000,001 -$25,000,000 =$25,000.001 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
Date Report 
05/11/2012 
Graham, James 
VII. INVESTMENTS and STS --income, vallle, transactions (/nc/udes those spouse and dependent cltildren; see PP 34-60 instr11ctions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) repo11ing period reporting period 
(2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) Code3 redemption) (J-P) (A-H) (ifprivate 
(Q-W) transaction) Income Gain Codes: A=$1.000or lcss B=$I,001-$2.500 $2.501  $5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(Sec Columns and D4) F=$50.001  $100,000 =$100.001 -$1.000.000 Ill =$1,000,001 -$5.000,000 =More than $5.000,000 Value Codes J=$150000orlcss K=$15,001 -$50.000 $50.001 -$100.000 $100.001 -$250,000 
(Sec Columns and D3) N=$250.00 -$500.000 0=$500,001 -$1,000.000 =$1.000,001-$5,0000000 $5,000,001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) =Book Value V=Other W=Estimated 
 
 
Name Person Reporting 
Date Report 
Graham, James 
0511112012 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing ins/ructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including tmst assets) reporting period ofreporting period 
(2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type(e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior.disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
188. Gold Trust ETF None Sold 12/12/11 
189. U-Verizon Communications Dividend Buy 06/24/1 
190. Communications None Sold 12/12/11 
191. Income Gain Codes: A=$1.000 less =$1,001 -$2.500 =$2.501 -$5.000 D=$5,001 -$15,000 =$I 5.00 -$50.000 
(Sec Columns and 04) =$50.001 -$100,000 G=$100.00 -$1.000.000 Ill =$1.000,001 -$5.000.000 112 =More than $5.000.000 Value Codes =$I 5.000 less K=$15,001 -$50,000 L=$50,00I -$100.000 =$100.001 -$250,000 
(Sec Columns and 03) N=$250,001 -$500.000 =$500,00 -$1,000.000 =$1.000.001 -$5,000,000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment T=Cash Market 
(Sec Column C2) U=Book Value V=Othcr =Estimated 
 
 
 
 
Date Report 
05/11/2012 
Graham, James 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 
Part VII, page line The date purchase was April 2002. The actual cost $425,865. 
Part VII, page line The date the appraisal was June 2011 with valuation date June 2011. 
Part VII, page line 22: The date purchase was 06/26/2009. The actual cost $736,770. 
Part VII, page line 37: The date purchase was 04/23/10. The actual cost $142,296. 
 
 
Dtc Report 
05/11/2012 
Graham, James 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: Jam Graham 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544