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Judicial Watch • James M. Moody – 2011

James M. Moody – 2011

James M. Moody – 2011

Page 1: James M. Moody – 2011

Category:Federal Judges

Number of Pages:23

Date Created:February 26, 2013

Date Uploaded to the Library:November 26, 2014

Tags:James M Moody, Moody, shares, James, Gross, 2011, assets, transactions, TRUSTS, Codes, dividend, reporting, report, Federal Judge, income, Judge


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Government Act 1978 
Rev. 112012 
FOR CALENDAR YEAR 2011 U.S.C. app. JOI-///) Person Reporting Oasl name, first, middle lnillal) Court Organization Date Report 
Moody, James USDC, Eastern Division 08/0212012 Title (Article Ill judges Indicate active senior status; Sa. Reporl Type (check appropriate type) Reporting Period 
magistrate judges indicate foll-or part-time) Nomination Date 01/0112011 
U.S. District Judge-Senior Initial [Z] Annual Final 12/3112011 
Sb. Amended Report Chambers Office Address 
500 West Capitol SuireC-446 Little Rock, 72201-3396 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, 
checking the NONE box for each part where you have reportable infonnation. Insert signature last page. POSIT! ONS, (Reporting indiidual only; see pp. 9-13 filing ins/Tuctions.) NONE (No reportable positions.) Trustee Trust #I-Part VII Line Trustee Trust #2-Part VII Line Trustee Trust #3-Part Vil Line 100,line 108 Trustee Trust #4-Part VII Line 131 
II, REElffiNTS  (Reporting individual only; see pp. 14-16 filing instructions.) 
[Z] NONE (No reportable agreements.) 
 
 
 
 
INCOME 
(yours, not spouses) Spouses Non-Investment Income I/you were married during any porJion the reporting ytar, rompktt this section. (Dollar amount no/ required except for honoraria.) 
[{) NONE (No reportable non-investment income.) SOURCE AND TYPE 
 
 
JV. REIMBURSE.l1ENTS transportation, lodging, food, entertainment. (lncludts those spost ond dependent children; ste pp. 15-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) 
LOCATION PURPOSE ITEMS PAID PROVIDED JFTS. (lncludes those spouse and dependent children; stt pp. 2831 filing instructions.) 
[ZJ NONE (No reportable gifts.) 
SOURCE DESCRIPTION VALUE 
 
 
VJ. LJABJLJTJES. (lncludes those spouse and dependent children; set pp. 3233 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 
 
VALUE CODE 
 
 
 
 
 
 
 
Name Person Rlportlng 
Date Report 
 
0810212012 
VII. INVESTMENTS and TRUSTS --incnme, alu, transactions te Only) =Asessment =Coi5h Moirker 
(See Column C2) =Book Voluc =Oilier =Estimated 
 
 
 
Date Report 
Name Person Reporting 
Moody, James lt, 
08/02n012 
VIT. INVEST11ENTS and TRUSTS com, alue, transactions oncludesihose spouse and dependentchildren; see pp. J4-6o fuing instructions.) NONE (No reportable income, assets, transactions.) 
Descrip1ion Assets Income during Gross value end Transactions during porting period 
(including !rust assets) reporting period reporting period 
 
(I) 
(2) (2) (I) (2) (3) 
Place (X) afler each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain ldentiiy 
exempt from prior disclosure Code div rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (1-P) Code redemption) (J.P) (AH) (if private 
(QW) transaction) Income Gain Codes: =Sl,000 less =SI.DOI -$2,500 =Sl,501 -SS,000 D=SS.OOl-SIS,000 E=SIS.001  SS0.000 
(See Coumns :and D4) =Sl0.001  S100.000 =SI00,001. 51.000.000 =Sl.000.001  SS. 000,000 =More !han $5.000,000 VaJue Codes 15.000 lcs5 K=SIS,001 -$50.000 =S50.00I  $100,000 =SI00,001  $250,000 
(See Columltl and 03) =S250,00I  $500,000 =5500,001 -Sl.000.000 =St.ooo.oot -S5.ooo.ooo =S5,000.00t -S2S.OOO.OOO =$25,000,001  $50,000,000 =More lhan $50 ,000,000 Value Method Codes =Appraisal ::Cosr (Re::il Esta.re Only) =Asses.>ment ::Cash Market 
(See Colwnn Cl) =Book Value =Other =Es1imated 
 
 
 
Date Report 
Name Person Reporting 
Moody, James 
08/0212012 
VII. INVESTltfENTS and TRUSTS --income, .arue, transactions c1nc1udes chose spouse and dependent children; see pp. 34-60 frling instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gros value end Transactions during reporting period 
(including truSI assets) reporting period reporting period 
 
(I) (2) (l) (I) (2) 
(3) (4) (5) 
Place (){) after ench asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int) (J-P) Code redemption) (JP) (A-H) (if private (QW) transaction) 
35. First Trust ETF Utilities(FXU) Dividend Buy 09/22111 
36. First Trust Exchange Alphadex (FDT) Dividend Buy 09122/11 
37. 38. First Trust Exchange Alphadex Emerging(FEM) !shares lboxx Inv CPBD (LQD) Dividend Dividend Buy Buy 09/22111 09/22/11 
39. lsahres Barclys 7-10 (IEF) Dividend Buy 09122/11 
40. !shares Real Est (IYR) Dividend Buy 09/22/11 
41. Ishares SP NTL Amtfree (MUB) Dividend Buy 09/22/11 
42. lshares Barclys MBS (MBB) Dividend Buy 09/22111 
43. SPDR Gold Fgold Shs (GLD) Dividend Buy 09/22111 
44. 45. SPDR Barclays Capital 1-3 Month Tbill (BIL) Header 1-2 Dividend Buy 09/22/11 
46. Muni Cash Trust(X) Interest 
47. 48. Baresville School Dist 001 RFDG Const Greene County Housing Interest Interest Redeemed 09101111 
49. FAyetvl Var Fae Interest 
50. Sprindale Sch Dist #50 Interest Redeemed 08/0l/l 
51. Springdale 50050 Interest Redeemed 08/01/11 Jacome Gain Codes: =Sl,000 less =$1,001. $2,500 =$2,501 -SS,000 :$5.001 $15,000 15,00  $50,000 
(SceColumos and 04) F=S50,001-SIOO.OOO =$100,00l -Sl,000,000 1,000,00 -SS,000,000 =More than $5,000,000 V.i!lue Codes S,000 le.ss =St 5,00 $50,000 =S50,00I  l00,000 =$I 00,001 -$250,000 
(See Columns and 03) =$250,001 -$500,000 O=SS00,001  $1,000,000 =.11.000,001  ss.000.000 =SS,000,001  SZS,000,000 =$25,000,001. $50,000,000 =More than SS0,000,000 V,:,.lue Method Codes =Appuial =Ca.1 (Real Esiate Only) =Assessment =Cash Market 
(See Column C2) =Book VJ.1ue =Odicr WrEstim3ted 
 
 
Name Person Reporting 
Date Report 
Moody, James 
08/0212012 
VII. INVESTMENTS and TRUSTS income, alu, transactions 11nc1udes 111n... spouse and depndent children; pp. J-1-60 fJinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting pctiod reporting period 
(2) (2) (3) (4) (5) 
Place (X) after each a.ssel Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., renl, Code Method buy, sell, mmldd/yy Code Code buyer/seller 
Code (AH) im.) (J.P) Code redemption) (JP) (A-H) (if private (Q-W) transaction) Jacome O;iin Codes: 1.000 sJ.001 U.500 2.501 -$5,000 =SS,OOt -SIS,000 =$15,001. $50.000 
(Sec Columns 11nd 04) F=S50,00J -SI00,000 100,001 -$1,000,000 =Sl.000,001 -$5.000,000 =More than SS,000.000 Voilue Codes s1s.ooo less Kll,001  S50.000 LS0,001 -SI00,000 =SI00,001 -$250,000 
{See Columns and 03) 250,00t -$500,000 0=$500,001  St,000.000 =Sl ,000,00t  S5,000.000 ns.000.001 -s2s.ooo.ooo =$25,000,001  $50,000,000 =More thnn $50,000,000 Volue Method Codes =Appraisol =Co>t (RcI E.sto Only) =A5.s.tS5.ment T=Cash Morkct 
(See Column C2) =Boot Value =Other W=Estima1ed 
 
 
Dale Reporl 
Name Person Reporting 
08/0212012 
Moody, James 
VII. INVEST11ENTS and TRUSTS income, value, transactions 1udes 1hose spouse and dependent children; see pp. 34-60 filing instructions.> NONE (No reportable income, assets, transactions.) 
Description Assels Income during Gtoss value end Transactions during reporting period 
(including lrusl assets) reporting period reporting period 
 
(I) 
(2) (2) (I) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g Date Value Gain Identity exempl from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code Code buyer/seller 
Code (AH) int.) (1-PJ Code3 redemption) (1-P) (A-HJ (if private 
transaction) 
(Q-W) Income GaiJt Codes: =SJ ,000 less =ll.OOI -SZ.500 C=$2.50l -$5.000 E$5.001 -$15,000 15,001 -$50,000 
(See Colwnris end 04) F=$50,00I  SI00,000 =SI00,001 -$1,000,000 =St,000,001 -$5,000,000 ::More th:in SS.000,000 V01ue Codes =SI 5,000 less K=SIS,001-$50,000 =$50.001 I00.000 =St00.001 -$250,000 
(Se:e Columns and 03) =1250,001 -$500,000 =il00,001 -$1,000.000 =St,000,001 -$5,000.000 =S5,000,00I  $25,000,000 =$25,000,001-$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Column C2) =Book Value .V=Othcr W:E.stimat:d 
 
 
 
Dale Report 
Name Person Reporting 
08/02/2012 
Moody, James 
VII. INVESTI.1ENTS and TRUSTS income, .aiue, transactions r1nc1udes thase spouse and dependent children; see pp. 34-60 fitinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 
 
(including trust asset!) reporting period reporting period 
(I) 
(2) (2) (I) 
(4) (5) 
Place cxr af1er each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Codc2 Method buy, sell, mmidd.lyy Code Code buyer/seller (AH) orinL) (J-P) Code redemption) (J.P) (AH) (if private (Q-W) transaction) 
86. Petroleo BRasilerio, Int./Div. 
87. Pfizer lnt./Div. 
88. Public Service Enterprise Int./Div. 
89. Spectra Energy lnt./Div. 
90. Tawain Semiconductor Mfg lnt./Div. Sold 02122111 
91. Banco Santander SA-STD lnt./Div. 
92. Telefonica espana lntJDiv. 
93. Telefonos Mexico lntJDiv. 
94. Tim Particiacoes lnt./Div. 
95. Thornburg Income Builder C-TIBCX lntJDiv. 
96. !Shares MSCI Japan Index Fund -EWJ lntJDiv. Sold 03/14fl 
97. Oppenheimer Global lnt./Div. 
98. Plains Capital Bank-cash (X) IntJDiv. 
99. Vector Group (VGR) Dividend Buy 03/17fl 
100. Header 1-4 
IOI. Raymond James Bank,FSB-Account(X) Interest 
102. Morgan Sta.nley Com Stock Dividend [nOJmc Gain Codes: -41,000 less -41.001  S2.500 =$2.501  $5.000 =SS.001 SI 5.000 15.001 -$50,000 
{Sec Columns and 04) F=$50.00t -$100,000 =$100,001 -St,000,000 =$1,000.001  $5,000.000 =More lhan $5.000.000 Value Code!i. :::::$ S,000 less =$15,00 -$50.000 L=$50.00l -Sl00.000 =SI00.001  $250.000 
{See ColwnnJ :ind DJ) =$250,00  SS00,000 =$500.001 $1,000.000 =S1.ooo.uo1. s5.ooo,ooo =$5.000.00t -$25.000,000 =$25,000,00  $50,000,000 =More !hon $50.000.000 Value Method Codes =Appraisal ::Cost (Re:i.I Est;ite Only) =Assessment =Cash Market 
(Se< Column C2) =BookVuc V;Qthcr ==Estimated 
 
 
 
Name Person Reporting 
Date Report 
Moody, James 
08/0212012 
VII. INVESTMENTS and TRUSTS incom, value, rransoctions 1rnc1udes those spouse and dependent children; see pp. 14-60 filing instructions.> NONE (No reportable income, assets, transactions.) 
Gross value end Transaclions during reporting period 
 
Description Assets 
Income during 
(including trust assets) reporting period reporting period 
(2) (I) (I) (2) (3) (4) (SJ 
 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Dale Value Gain ldentilyof 
exempt from prior disclosure Code div., renr, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) orinl.) (J.P) Code redemption) (J-P) (A-HJ (ifprivate 
(Q-W) tra nsaction) 
 
103. Wal-Mart Stores Com Stock Dividend 04. Discover Fiancial Svc Dividend 
105. APPLE INCORPORATED (AAPL) Dividend Buy 04/21/11 
106. TOYOTA MOTOR CORP Dividend Buy 04/21/11 
107. VERIZON COMMUNICATIONS INCORPORATED VZ) Dividend Buy 04/21111 
108. Header 15 
109. Russellville School Dist Constr CFG Interest 
110. School District Ser Interest I!. Fort Smith Water Sewer Rev Ser Interest 
112. General MOtors Corp NOte Interest 
113. Muni Cash Trust Funds Interest 
114. Roger School Interest 
115. General Motors (GM) Dividend Buy 04/21111 
116. Conway School Dist 5.04%. Interest Buy 01/04/11 17. Header 2 
118. 119. Raymond James Bank, FSB First Horizon National COrp Interest Dividend Jacome Gain Codes: 1,000 1,00 S2.500 =$2.501 -$5,000 ..$5,001  15.0IJO 15,001  $50,000 
(Sec lumns and 04) =S50,001 SI 00,000 =SIOO.OOl -SJ,000.000 =Sl.000,00l  $5.000.000 =More than $5.000,000 Value Codes =SJ5,0txl orless =$15 .00  $50,000 =S5 0.00  J00,000 =SI00,001  $250,000 
(See Columns and 03) =$250,001  $500,000 =SSOO.oot -$1,000.000 =Sl.000,001  $5.000,000 =$5,000.001 -$25,000.000 =$25,000,001  S50,CXXJ,OOO =More th1 S50,000.000 Value Method Code.s Q=Appraisal =Cost (Real Emte Only) ==As.se-s.smcnt T=Cosh MarD SS0,000.000 Value Method CoJe!5 =Appr:iisal =Cns1 (Real fa1a1e Only) =Assessment T=Cosh Mrkct 
(See Colwnn C2) =Book Value =Other =Es1im1 (Real Estate Ooly) =A.ssessment =Cash Market {See Column C2) =Olher :Book Value :E.inralrd 
 
 
Date Report 
Name Person Reporting Page 
08/0212012 
Moody, James 
VII. INVEST11ENTS and TRUSTS incomr, value, transactions anc1udes those spouse and dependent children: see pp. 34.60 filing instructions.> NONE (No reportable income, assets, transactions.) 
Deription Asscls Income during Gross va1ue end Transactions during reporting period (including !rust assets) reporting period reporting period 
(I) (2) (1) (2) (4) (S) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g.. Date Value Gain ldenlily exempt from prior disclosure Code div., rent, Code Method buy, sell, mm!dd/yy Code Code buyer/seller (A-H) int.) (1-P) Code3 redemption) (1-P) (AH) (if private Income Gain Codes: .000 fc.s l.CJO -SZ.500 =l2.50 -$5,000 D=SS.001 -SIS,000 =SIS.DOI  $50.000 
(See Columns and 04) =SS0,00  00,000 =SI 00.0o -S1,000,000 =$1,000,001 -$5,000 ,000 =More than SS.000,000 Value Colics =$15,000 less =$15,001  $50,000 L=SS0,001 SI00.000 :$100,001  $250.000 
(Su Columns and DJ) =$250,001  $500,000 =$500.001  $1,000.000 =SJ,000.001  $5,000.000 =$5,000,001  $25,000,000 =.$25,000,001  $50,000,000 =More lhlll $50,000,000 V:i.luc Method CodeJ Q=Appraial =Cost {Rtal ta Only) =Asscs.smcnt Jsh Market 
(Sec Column C2) =Book Value =Other W=:.Estimatcd 
 
 
VII. INVESTMENTS and TRUSTS income, arue, 1ramaction 11nc1ud 1hose spouse and dependent children; see pp. 34.60 filing ins1rucnons.1 NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Tranactions during reporting period (including lrust assets) reporting period reporting period 
(2) (I) (2) (I) (2) (3) (4) (5) 
 
Identity 
Place (X) after each a.sset Amount Type (e.g., Value Value Type (e.g., Date Value Gain 
Code 
(AH) 
 
exempt from prior disclosure div., ren Code2 Melhod buy, sell, mmlddlyy Code Code huyer/seller inL) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =Sl.000 .001 -S2.500 =S2.0I -SS.000 =S5,00l -SI 5.000 :SI S.001  $50,000 
(Sec Columns nnd D4) =$50.00 -$100,000 =SI00.001 -$1,000.000 =Sl.000,001 -$5,000.000 =More th1 $5.000.000 Value Codes ,,000 less =SIS.DOI -$50.000 =SS0.001 -$100,000 =SI00.001 -$250.000 
(Sec Columns ilnd DJ) =Sl50.00l -$500.000 =SS00.001  SJ.000,000 =S1.ooo.001 -ss.000.000 =SS.000.001 -SlS.000.000 525,000,001  SS0,000,000 =More lh>n $50,000,000 Vahac Method Codes =AppraiS31 ost (Rul E.st:icc Only) =Asmcnl