Skip to content

Judicial Watch • James M Moody Financial Disclosure Report for 2006

James M Moody Financial Disclosure Report for 2006

James M Moody Financial Disclosure Report for 2006

Page 1: James M Moody Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:20

Date Created:September 10, 2007

Date Uploaded to the Library:November 13, 2013

Tags:James M Moody, Moody, shares, James, 2006, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

Government Act 1978 
Rev.112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report  
Moody, James  USDC, Eastern District  05114/2007 Title (Article Illjudges Indicate active senior status; magistrate judges Indicate full-or part-time) U.S. District Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual  Final Reporting Period 01/01/2006 12/31/2006 Chambers Office Address 600 West Capitol, Suite 381 Little Rock, 72201-3325  Sb. Amended Report the basis the information contained this Report and any modifications pertaining thereto, Is, opinion, compliance with applicable laws and regulations.  
Reviewing Officer  Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box/or each part where you have reportable information. Sign last page. POSJTJ NS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.) 
POSITION NAME Trustee rust, Part VII Line 
2., Trustee ..Trust2, Part VII, Line ::::0 
:i:o--< cnz (") 
:;;o:Z 
-nr -.,, 
c:> 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
[Kl NONE (No reportable agreements.) 

PARTIES AND TERMS 

IV. REIMBURSEMENTS -transportation, lodging.food, entertainment 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 	NONE (No reportable reimbursements.) SOURCE DESCRIPTION 

Date Report 
05/14/2007
Moody, Jams GIFTS. (Includes those spouse and dependent children. See pp. 28-31 ofinstrucuons.) 
[:RJ 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
[:RJ 	NONE (No reportable liabilities.) CREDITOR 

VALUE CODE 

Date Report 
05/14/2007
Moody, James 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(!)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  One Bank  Interest  Bank America  Interest  Regions Bank  Interest  Telco Fed. Credit Union  Dividend Very Special Tea Room  None  See Note Part VIII  Regions Bank/Morgan Keegan (IRA)  Interest  See Note Part VIII  Janus Global Tech Fnd  Interest  See Note Part VIII  Vanguard Growth Index Fund (IRA)  Interest  BHM Oil Comm. Stock  Dividend  
10.  Putnam Amer. Growth Income Fnd  Dividend  
11.  Amer. Funds AMCAP Fnd  Dividend  
12.  Fidelity Eq. Aggr. Growth Fnd  Dividend  
13.  MSDW Competitive Edge Fnd  Dividend  
14.  ACCT 1-1 (Morgan Stanley)  
15.  Morgan Stanley Com. Stock  Dividend  
16.  Wal-Mart Stores Com. Stock  Dividend  
17. Spectrum Technical  Interest Income Gain Codes: =$1 ,000 less 1,001 -$2,500  c=$2,501 -$5,000  D=$5,001 -$15,000  E=S15,001-S50,000  
(See Columns and 04) =$50,001 -SI 00,000 =$I 00,001 1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001 -$50,000  L=$50,001 100,000  M=SI00,001 -$250,000  
(See Columns and 03)  N=$250,001 -$500,000  0=$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value  W=Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of/he spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure 
18. Spectrum Currency Interest Gov Trst Fnds Interest 
20. 
ACCT 1-2 (IRA) (Morgan Stanley) Int./Div. See Not Part VIII 

21. 
-!Shares Russell 2000 Value Fund Sell Partial 
22. Sell Partial 10/26 
-!Shares Russell 2000 Growth Sell Partial 10/26 
Buy 
-!Shares Russell 1000 Index Sell Partial 10126 
26. Buy 
-!Shares Russell 1000 Value Index Sell 
28. -!Shares Russell Midcap Index Sell 
29. -!Shares Russell Midcap Index Buy 
Sell Partial 10/26 
Sell Partial
31. 
-!Shares SP Midcap 400 Value 

32. 
Sell Partial 10/26 

-!Shares SP Midcap 400 Growth Sell Partial 10/26 
34. Buy 1/3 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and 04)  F=$50,00 -$I 00,000 I00,00 1,000,000 1,000,00 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=$15,001 -$50,000  L=$50,00 -$I 00,000 I00,00 -$250,000  
(Sec Columns and 03)  N=$250,001 -$500,000 =$500,00 -SI ,000,000 l,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,00 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column CZ) =Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

Name Person Reporting 
Date Report 
Moody, James 
05/14/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
35. -!Shares SP 500 Barra Val Index  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

Sell 
36. -!Shares SP 500 Growth Index Buy 1/3 
Sell Partial 10/26 
38. 
-!Shares MSCI Emerging Mkts Buy 12/26 

39. 
-!Shares SP Europe 250 Mkt Fnd Buy 12/26 

-!Shares MSCI Japan Index Fnd Buy 12126 
41. 
-American Century Ultra Inv Buy 12/8 

42. 
Transfer 12/14 Tmsfr Acct 1-5, 

43. 
-Liquid Asset Fund Transfer 12/18 Rev fnds fin tmsactn 

ACCT 1-3 (Sterne Agee) 
NLR School Dist Interest Redemption 6/1 
46. School Dist. Ser. Interest
I,, 
Pul Cnty Chldm's Hosp. Interest 
Heber Springs School District Interest 
Fed Home Loan Mtge Corp Med Term Note Interest 
General Motors Corp Note Interest 
Muni Cash Trust Fnds Dividend Income Gain Codes: 1,000 orless =Sl.001 -$2,500 =$2,501 -S5,000 D=S5,00l -Sl5,000 =$15,001 -$50,000 (See Columns and 04) =$50,001 -$100,000 =SIOO,OOl -Sl,000,000 1.000,001 -S5,ooo.ooo H2=More than $5,000,000 Value Codes 15,000 less K=Sl5,00l -S50,000 =$50,00 -$I 00,000 =SI 00,00 -$250,000 (See Columns and 03) =$250,001 -$500,000 =$500,00 -SJ ,000,000 =$1,000,00 -SS,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 (See Column C2) V=Olher Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Asscssmenl =Book Value =Estimated 

Date Report 
Moody, James 
05/14/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-f>O filing 
instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure 
52. Rfdg Water Waste Disp Pollution Interest Buy 511  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

Muni Debt 
ACCT 1-4 (Fam Trust) (Sterne Agee) Int./Div. 
-AR Dev Fin Auth SFMR 	Exchange 12/5 Exch for Hldg, 
-Greene Cnty Housing 
-Pu! Cnty Hsp Revs Chldm's Hosp 
-Union Cnty Housing 
58. -AR Div Fin Auth SFM Ser 	Partial Rdmp 1/3 
Exchange 12/5 Exch Hldg, 
60. 
-Pu! Cnty Hlth. Fae. Catholic 

61. 
-UA-Faytvl Var Fae 

62. 
-West Fork School Dist 	Redemption 611 

-Jonesboro Res Housing 
64. 
-Drew Cty School Dist 

65. 
-Rogers School Dist 

66. 
-Brookland School Dist 	Redemption 2/1 

67. 
-Springdale Sch Dist #50 

68. 
-Booneville School Dist Income Gain Codes: 1,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and 04) F=$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001-$5,000,000 =More than $5,000.000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$I 00,001 -$250,000 (See Columns and 03) N=$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,OOO,OOl -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 (See Column C2) V=Other Value Method Codes =Cost (Real Estate Only) =Cash Market =Appraisal =Assessment =Book Value W=Estimated 

Date Report 
05/14/2007 
Moody, James 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60of filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (includingtrust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type(e.g. div., rent, int.)  (1) Value Code (J-P)  (2) Value Method Code3 (Q-W)  (I) Type(e.g. buy, sell, redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

69. 	
-Heber Springs School District 

70. 	
-Springdale SD050 

71. 	
-LR Hlth Fae Baptist Med Center 

72. 	
-Conway Pub Fae Cap Impts Rev Ref Hendrix 

73. 	
-Paragrould Water Sewer Rev B/E 

74. 	
-AR Rfdg Water Waste Disp Poll Buy 116 B/E 
-AR Univ Rev Hsg Sys FGIC B/E 	Buy 1/25 
76. 	-NLR Hlth Fae Hlth Care RefBap Buy 8/8 
HlthB/E 
77. 	
ACCT 1-5 (IRA) (Morgan Stanley) Interest 

78. 	
-MS Liquid Asset Fnds 

-Activision, Inc. 
80. 	-American Century Ultra Inv Transfer 12/14 
Rcvd fun Acct 1-2, 
81. Sell 12/18 
82. 	
ACCT 1-6 rust2) 

83. 
Van Buren Cnty, None 

84. 	
-ACCT (EDI Fin Inc) Int./Div. 

85. 	
-First Southwest Prime Fnds Inco Gain Codes: =$I ,OOU less =$1,00 -$2,500  c=$2,501 -$5,000 =$5,001-$15,000 =Sl5,00l -$50,00U  
(See Columns and 04) =$50,0Ul -SIOU,000 =SlOU,001 -Sl,OOU,000 =$1,000,001 -$5,000,000 =More than $5.000,000 Value Codes =$15,000 orless =$15,001 -$50,00U  L=$50,001 -S100,0UO =SlOU,001 -$250,000  
(See Columns and 03) =$250,0Ul -$500,000 =$500,001 1,000,000 =Sl,000,001 -$5,000,00U =$5,000,0Ul -$25,000,000 Value Method Codes =$25,000,001 -$50,0UO,OOO =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(Se Column C2) =Appraisal  V=Other =Assess ment =Bo Value =Estimated  

Name Person Reporting 
Date Report 
Moody, James 
05/14/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes thoe the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type(e.g. div., rent, int.)  (I) Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type(e.g. buy, sell, redemption)  (2) Date Month -Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

86. 
-ABN AMRO Holding 

87. 
-ATT 

88. -AKZO Nobrl 
89. 
-Albertsons, Inc. Sell 4/28 

90. 
-Alcoa, Inc. 

91. 
-BP Amoco 

-BT Group Sell 5/2 
-Banco Bilbaovizcaya 
-Banco Santander Cen 
95. Buy 3/13 
96. -Bank America Corp (formerly MBNA Merger 1/3 See 136 Corp bldg) 
-Baxter Int. Inc. 
-Bayerische 
-Berkshire Hathaway, Inc. 
100. -Brasil Telecom Sell 1/30 
IOI. -Bristol Myers Squibb Co. 
102. -CBS Corp Buy 1/6 Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,501 -$5,000 =SS,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =SI 00,00 1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =SI 5,000 less  K=$15,00l -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -Sl,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Cod =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
Moody, James 
05/14/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

103.  Sell  3/13  
104.  -CIT Group, Inc.  
105.  -Chubb Corp.  

106. -Clear Channel Communications 
Sell 512 
107. 
-Coca-Cola Co. 

108. 
-Costco 

109. 
-Deutsche Telekom Sell 9/18 

110. 
-Walt Disney Co. Sell Partial 11/22 

111. 
-Dow Chemical Co. 

112. Buy 2/13 
113. 
-DuPont DeNemours Co. Sell 3/10 

114. 
-Federated Dept. Stores 

115. 
-First Data Corp. Sell 11121 See Note Part VIII 

116. 
-Fiserv, Inc. 

117. 
-General Motors Corp. 

118. 
-GlaxoSmithKline 

119. 
-Hitachi Limited Sell 3/20 Income Gain Codes: =SI ,000 less =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(Sec Columns and 04) =$50,001  $100,000 =SI00,001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001  $50,000 =$50,00I  00,000 =$I 00,00  $250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(Sec Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
Name Penon Reporting 
05/14/2007
Moody, James 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of/he spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type(e.g. div., rent, int.)  (I) Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type(e.g. buy, sell, redemption)  (2) Date Month Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

120. -IBM Corp. 
121. Buy 6113 
122. 
-ING Groep 

123. 
-Intel Corp. Buy 2/22 

124. 
-International Paper Co. 

125. 
-J. Sainsbury 

126. 
-J.P. Morgan Chase Co. 

127. 
-Johnson Johnson, Inc. 

128. 
-Jones Apparel Group, Inc. 

129. 
-Kimberly-Clark Corp. 

130. 
-Koninklijke 

131. 
-Kraft Foods, Inc. Sell 2/28 

132. 
-Lafarge S.A. 

133. 
-Lexmark Int. Group 

134. 
Buy 
135. -Limited Brands, Inc. 
136. 
-MBNA (now BAC) Merger SeeLn Income Gain Codes: =$1,000 less  B=Sl,001-$2,SOO =$2,SOI -$5,000 =SS,001 -$150000 =SIS,001 -SS0,000  
(See Columns and 04) =$50,00 -$I 000000 =$1000001 -Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=$15,001 -$50,000  L=$50,001 100,000 =SI 00,00 -$250,000  
(See Columns and 03)  N=$250,001 -5500,000 =$500,001 -Sl,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment  
U=Book Value  W=Estimated  

Name Person Reporting 
Date Report 
Moody, James 
05/14/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I}  (2)  (I}  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month  Code  Code  buyer/seller  
(A-H) int.)  (J.P}  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

137.  -MGIC Investment Corp.  
138.  -Markel Corp.  
139.  -Matsushita Elec. Ind.  

140. 
-McDonalds Corp. Sell Partial 11/17 

141. 
-Merck Co., Inc. Sell 7/19 

142. 
-Microsoft Corp. 

143. 
-Micron Technology, Inc. Sell 217 

144. 
-Neenah Paper, Inc. 

145. 
-PNC Bank 

146. 
-Petroleo Brasileiro 

147. 
-Pfizer, Inc. 

148. 
-Portugal Telecom Sell 9115 

149. 
-Public Service Ent. Group, Inc. 

150. 
-Repsol 

151. 
-Scottish Hydro Elec. (formerly Scottish Merger 5/18 Power) 

152.  -Scottish Hydro Elec.  Sell  9/11  
153.  -Sumitomo Mitsui Income Gain Codes: (See Columns and 04) Value Codes (See Columns and 03) Value Method Codes (See Column C2) =$1,000 less F=$50,001 100,000 J=$15,000 less N=$250,001 -$500,000 =$25,000,001 -$50,000,000 =Appraisal U=Book Value 1,001 -$2,500 G=S 100,001 ,000,000 K=Sl5,001 -$50,000 0=SS00,00I 1,000,000 =Cost (Real Estate Only) V=Other =$2,501 -$5,000 =$1,000,001 -S5,000,000 L=$50,001 -$100,000 =$1,000,001 -$5,000,000 =More than SS0,000,000 =Assessment W=Estimated  0=$5,001 -$15,000 =More than $5,000,000 =$I 00,001 -$250,000 =$5,000,001 -$25,000,000 =Cash Market =$15,001-$50,000  

Date Report 
Name Penon Reporting 
05/14/2007
Moody, James 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets {including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  {l) Amount Code {A-H)  {2) Type {e.g. div., rent, int.)  {I) Value Code (J-P)  {2) Value Method Code3 (Q-W)  {I) Type{e.g. buy, sell, redemption)  (2) Date Month-Day  {3) Value Code (J-P)  {4) Gain Code (A-H)  {5) Identity buyer/seller {if private transaction)  

154. 
-TXU Corp. 

155. 
-Taiwan Semiconductor Mfg. 

156. 
-Telecentro Oeste Celular (now Vivo Merger 4/5 SeeLn 168 Participacoes SA) 

157. 
-Telecom Italia Sell 917 

158. 
-Telebras Sell 8/25 

159. 
-Telefonica Espana 

160. 
-Telefonos Mexico 

161. 
-Teleleste Celular (now Vivo Participacoes Merger 4/5 See 168 SA) 

162. 
-Telesp Celular (now Vivo Participacoes Merger 4/5 See 168 SA) 

163. 
-Tim Participacoes 

164. 
-UST, Inc. Sell 3/20 

165. 
-Unilever 

166. 
-Unisys Corp. Sell 9/11 

167. 
-Viacom, Inc. Sell 3/13 

168. 
-Vivo Participacoes 

Merger See Lns 156, 161, 
162 
169. Buy 9/19 
170. -Walgreen Co. Sell 4/6 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000  0=$5,001-$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less  K=$15,001-$50,000 =$50,001 -Sl00,000 =$I 00,001 -$250,000  
(See Columns and 03) =$250,001-$500,000 =$500,001-$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000.000 =Cash Market  
(Sec Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
Name Person Reporting 
Moody, James 
05/14/2007 
vn. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure 
171. 
-Washington Mutual, Inc. 

172. 
-Wells Fargo Co.  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

173. 
-Western Union Buy 10/19 
174. 
-Willis Group Holdings, Ltd. Sell 4/24 

175. 
-Calamos Growth 

176. Buy 11/16 
177. -Davis Venture 
178. Buy 12/l 
179. 
ACCT 2-1 (MS) 

180. 
-Money Trust Fnds Interest 

181.  -Chevron Texaco  Dividend  
182.  -Intel  Dividend  Sell  11/3  
183.  -First Horizon National Corp.  Dividend  
184.  -SunTrust Banlcs  Dividend  

185. 
-General Electric Co. Dividend 

186. 
-Pfizer, Inc. Dividend 

187. 
-Duke Energy Corp Dividend Exchange 
Exch bldg, Incom Gain Codes: 1,000 orless 1,00 -$2,SOO =$2,SOl -SS,000 =SS,001 -SlS,000 =SIS,001-SS0,000  
(Se Columns and 04)  F=SS0,00 -SI 00,000 00,00 -$1,000,000 =Sl,000,001-SS,000,000 =Mor than SS,000,000 Value Codes  J=SlS,000 less  K=SlS,001-SSO,OOO  L=SS0,001-Sl00,000 =$100,001 -S2SO,OOO  
(See Columns and 03)  N=S2SO,OOI-SS00,000  0=$500,001 -Sl,000,000 =$1,000,001 -SS,000,000 =SS,000,001 -$25,000,000 Valu Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estat Only)  P4=More than $50,000,000  T=Cash rket  
(See Column C2) ppraisal  V=Oth  S=Ass essm ent  
U=Book Value  W=Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(){)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

188 
188. 
-Duke Energy Holding Dividend Exchange 4/3 Exch for hldg, 187 

189. 
-Sotheby's Holding, Inc. None 

190. 
-Spectra Energy Corp Dividend Buy 12120 

191. 
ACCT 2-2 (IRA) (MS) Dividend 

192. 
-Liquid Asset funds 

193. 
-Fedex Corjl. 

194. 
-Intel Sell Partial 11/3 

195. 
-General Electric 

196. 
-Qualcomm, Inc. 

197. 
-Wal-Mart Stores Dividend Sell 11/3 

198. 
-Yahoo, Inc. 

199. 
-Healthways, Inc. (formerly Amer. Name Change 2/2 Healthways) 

200. 
-MS Flexible Income Trust 

201. 
-Activision Inc Buy 

202. 
ACCT 2-3 (Trust) (MS) Int./Div. See Note Part VIII 

203. 
-Active Assets Trust Income Gain Codes: =$1,000 less =Sl,001-$2,500 =$2,501 -$5,000  D=$5,001 -$15,000 =$15,001  $50,000  
(See Columns and 04)  F=$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More lhan $5,000,000 Value Codes  J=$15,000 less  K=$15,001 -$50,000  L=$50,001 -S100,000 =$100,001 -$250,000  
(See Columns and 03)  N=$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Eslate Only)  P4=More than $50,000,000  T=Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value  W=Estimated  

Date Report 
Name Penon Reporting 
Moody, James 
05/14/2007 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type(e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

204. -Cisco 
Sell Partial 11/14 
205. 
-Dell Computer 

206. 
-General Electric 

207. 
-Microsoft 

208. 
-Carrier 

209. 
-Morgan Stanley 

210.  -Dominion Res.  Sell  4/19  
211.  -Lyondell Chemical  
212.  -Brazos Cnty Health Faes.  
213.  -Harris Cnty Health Faes.  
214.  -Harris Cnty Gen  Redeem  10/2  
215.  -Tarrant Cnty Health Resources Tacs.  
216.  -MS Tax Exempt Sec  
217.  ACCT 2-4 (IRA) (MS)  Int./Div.  

218. 
-Liquid Asset Fund 

219. 
-!Shares Russell 2000 Value Sell Partial 1/3 

220. 

Sell 5119 Income Gain Codes: 1,000 less  B=$i ,00I -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04)  F=$50,00I -$100,000 =$100,001 -$1,000,000 =$1,000,00I -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00I -$100,000 =$100,00 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -SI ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal =Other =Assessment =Book Value =Estimated  

Date Report 
Name Person Reporting 
05/14/2007
Moody, James 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instrucdons.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  
Place (X)" after each asset exempt from prior disclosure  (I) (2) Amount Type(e.g. Code div., rent, (A-H) int.)  (I) (2) Value Value Code Method (J-P) Code (Q-W)  (I) Type (e.g. buy, sell, redemption)  (2) (3) (4) Date Value Gain Month-Code Code Day (J-P) (A-H)  (5) Identity buyer/seller (if private transaction)  

221. !Shares Russell 2000 Growth
222. 
Buy 1/3 

223. 
Sell 5119 

224. Shares Russell 1000 Growth 

225. 
Buy 1/3 

226. 
Sell 5/19 

227. 
!Shares Russell 1000 Value Sell 5119
228. 
-!Shares Russell Midcap Value Sell 1/3 

229. 
-Ishares SP Midcap 400 Value Sell 1/3 

230. 
!Shares SP Midcap 400 Growth
231. 
Buy 1/3 

232. 
Sell 5119 

233. 
!Shares SP 500 Barra Value Sell 
234. !Shares Russell Midcap Fnd Buy 
235. 
Sell 5119 

236. 
-!Shares SP 500 Ind Fnd Buy 

237. 
Sell 5/19 Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50  $5,000 =S5,00I -SI 5,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001  $100,000 100,00 1,000,000 1,000,00  $5,000,000 =More than S5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =SS0,00  00,000 =$I 00,00  $250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,00 1,000,000 =Sl ,000,001  $5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001  $50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column CZ) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Date Report 
Moody, James 
05/14/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type(e.g. div. rent, int.) Value Code (J-P)  (2) Value Method Code3 (Q-W)  (1) Type (e.g. buy, sell, redemption)  (2) Date Month Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

238.  -San Diego Cnty Pension Ser  Buy  12/1  
239.  -Vernon Elec Sys Rev Ser  Buy  12/l  
240.  -Nebraska Pub Pwr Dist Rev-A  Buy  1211  
241.  -MEAG One  Buy  12/II Income Gain Codes: ,000 less ,001 -$2,500 =$2,501 -$5,000 =$5,00 -$15,000  E=Sl5,00l-S50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 $50,000 =$50,001 -$100,000 =$100,00l -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001-$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal  V=Other =Assessment =Book Value =Estimated  

Name Person Reporting 
Date Report 
Moody, James 
05/14/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Indicate part Report.) 
Note Part Vil, Line --No assets; retain public rights only. 
Note Part Vil, Line --CY 2005 Report Line 20, Col. erroneously shown "L" should have been "0". 
Note Part VII, Line 115 -CY 2005 Report Line 107, Col. D(l) erroneously shown "sell;" should have been "partial sell." 
Note Part VII, Line --CY 2005 Report Line erroneously shown part asset Line should have been shown separate asset; same values 

2006. 
Note Part VII, Line --CY 2005 Report Line erroneously shown part asset Line should have been shown separate asset. 

Date Report 
05/14/2007
Moody, James 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any} accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature Date 14. 2/00 
NOTE: OWINGLY AND WILFULLY FALSIFIES FAILS FILE. THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544