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Judicial Watch • James O. Browning – 2003

James O. Browning – 2003

James O. Browning – 2003

Page 1: James O. Browning – 2003

Category:Federal Judges

Number of Pages:37

Date Created:February 3, 2005

Date Uploaded to the Library:August 03, 2014

Tags:James O Browning, Browning, Royalty, money, COUNTY, mutual, James, stock, Market, 2003, Codes, dividend, reporting, report, CIA, Federal Judge, income, Judge


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Report Requiled the Ethics 
FINAlCIAL DISCLOSURE REPORT Gonrmnent Act Calendar Year 2003 U.S.C. app.  IOM 11) 	Person Reporting (Last name, First name, Middle initial) Browning, .James 	Title {Article Ill Judges indicate :active senior status; magistrate judges indicate full-or part-time) 
U.S. Disbrict Judge -Active Chambers Office Address 
333 Lomas Ellvd STE 780 Court Organization Date ofReport 
U.S.D. for Disltrict 
5/1112004 ReportType (check appropriate type) Reporting Period Nomi11a1iot Date 
1/1/2003 Initial @Annual Final 
12131/2003 the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. 
Albuqucnue, 87102 
Date 
IMPORTANT NOTES: The instructions accompanying this fonn must followed. Complete all parts, checking the NONE box for each part where you have repot1.ab1le information. Sign last page. POSmONS. (Reporting individual only; see pp. 9-13 filing instructions) NONE -(No reportable 1>ositions.) ORGANIZA Director, Shareholder, and Officer 	Browning Peifer, P.A. (Former Law Firm) 
Director, Shareholder and Officer 	orporation 
Trustee 	Trust#l 
Custodian 	Custodial Account 
Custodian 	Custodial Account 
Custodian 	Custodial Account 	DirectOr Christian Scholarship Fund 
CCI-Administrator. Co-Tn1stee 	Browning Peifer, P.A. (Former Law F1m1) Profit Sharing Plan 
Co-Administrator. Co-1n1stee 	Browning Peifer, (Fonner Law Firm) Money Purchase Pension Plan 
 
 
II. AGRIEMENTS. (Reporting individual only; see pp. 14-16 filing insb11ctions) NOJ 	-(No reportable aiments.) PARTIES AND TERMS 011/01194 	Browning Peifer, P.A. (Former Law Firm-no control) Money Purchase Pension Plan (retirement 1lan) 
011/01194 	.Browning Peifer, P.A. (Former Law Finn-no control) Profit Sharing Plan etirement plan) 	 
12./22101 Browning Peifer, (Former I.aw Finn) Shareholder Buy/Sell Agreement (between James Brown ing and Charles PeiferXtenns termination employment) 
 
 
F1NANCIAL DISCLOSURE REPORT Name ofPersonReporting 	Date Report 
Browning, James 
ill. NON-INVESTMENT INCOME. rking Interest -Shell State #3, Lea County, 
 
Royalty 
Royalty 
Royalty 
Royalty 
Royalty 
Royalty 
Royalty 
Royalty 
Royalty 
Royalty lncomelGuEn Codes: l.000 less s1,001-$2,500 $2,501-SS;OOO $5,001-$15,000 Sl:S,001-$50,000 
{See Col1DUns and 04) $50,001l-$l00,000 $100,001-$1,000,000 =$1,000,001-SS,000,000 =More tban $5.000.000 Value Codes:: $1S.!KJO less $15.001-$50,000 $50,001-$100,000 100,001-$250,000 
(See Columns and 03) $250,C00-$500.000 $500,001-$1,000,000 =$1,000.001-$5,000,000 $5,000.001-$25,000,000 $25,0Csoft Common Stock Dividend 
 
80. 
 
 
-PMC -Sierra Common Stoc 	None 
81. 
 
82. 
-Pfizer Common Stock Dividend 
83. -Qwest Common Stock 	None 
84. -Charlles Schwab CotnmOJll lock Dividend 
85. -11cllabs Conunon Stock 	None 
86. -Xilinx Common Stock 	None 
88. 
-Fidelity Cash Reserves Dividend 
-Goldman Sachs Common tock Dividend 	Sell 6111 
89. -Berkshire Hathaway Class Common Stock None Sell 9/15 
90. -Anadarko Petroleum ComnIDI Stock Dividend 
 
l .bwomeG11in Codes: $1,04)() lc:ss Sl,001-$2.500 $2.SOl-$5.000 -$5.001-$ tS,000  sas.001-sso.ooo 
(See Columms and 04)  SSO,fJCll-SJ 00.000 SI00,001-$1,000,000 Sl,000,001-SS,OOO,OOO tl2 =More Uran $5.000. 000 Value Codes: SHS,1JOO less SlS.OOlSS0,000 SS0,001-SIOO,OOO $100.001-$250,000 
(See Colunms and 03} $25Cl,OOCS500,000 $500,001-Sl ,000,000 $1.000,001-SS.OOO,OOO ss.ooo.001.s2s,ooo,ooo =Sl5,{M)0,00l-SS0.000.000 SMore tllnn $50,000,000 . ... -------- ... ... .n.A ... rl.t 
 
Name Person Reporting 
Browning. James 
-income. Blue, transcations (includes those ofthe spouse and dependent children. See pp. 34-57 filing instmctions.) 
VII. INVESTMENTS and TRUSTS 
L>elcriplion Assets (including trusl asselS) 
Piat:e (X) after euch asset ecm1pl fron1 prior disclosure 
Income during 
reporting period 
(1) 
Amount Type (e.g. 
Code div. lllnt. 
Gross vulue end 
 
reporting period 
(2) 
Value Value 
Code2 Method 
Transaclions during reporting period not e.wmpl 
(I) 
(2} 
(5) 
Type (e.g. 
Dale: 
ldenlity 
Value Gain 
buy, sett 
Month 
buyer/seller 
Code2 Code 
merger. 
Day 
(J-P) Code3 
(A-H) int.) 
(ifprivale 
(A-H) 
redelllJtion) 
(Q-W) 
trausac!ion) Dividend 
lay Dept Store Common Sl!lick 
92. -Uniti Technologies Common Stock Dividend Sell 9/15 
93. Drilling Common Stock None 
 
94. -Vveilz Partners Value (Mutual Funds) Dividend Sell 11/10 
95. IRA (Fidelity Brokerage Accc1unt) See NOTE Pan VIII 
96. 1nce Technology Class (Mutual Fund) None 
 
Sell 
9/18 
None 
-[lavis Venture Class ![Mutual Fund) 
98. 
99. 
100. 
IOI. 
102. 
 
103. 
 
104. 
 
105. 
 
106. 
 
107. 
 
 
108. 
-Putnam OTC Energy Growith Class (Mutual Fund) None 
-Fide lity Cash Reserve Dividend 
Cusltod ial Account SeeNOlrE Part VIII 
-11 nee Bernstein Technolugy Fund-Class BJlia Mub.1al !Fund None 
-Fidellity Cash-Money Marke:t Interest 
Cus1 ialAccount SeeNOlrE PartVIili 
-Fidelity Cash-Money Marke:t Interest 
 
529 (Mu1 1t. (A.G. Edwards) Cap EquityAc ual Fund) None Sell 10/29 Account Closed 
529, (Mu1 !.cc ual (A.G. Edwards} Cap Equity Fund) None 
529,!.cct (A.G. Edwards) C1Lp Equity (Mutual Fund None 
TlWi:t# era (Wachovia (formerly Prudential) Brok geAccount) SeeNOTE PartVIU lncome/Gi1in Codes: $1,000 less $1.00l $2,500 $2.501-$5.000 $5.001$15,000 Sl5,001$S0.001l 
(See Columns and D4) $50,COJ-$100,000 $100.001-$1,000,000 $1,()(J(J,OOl-SS,000,000 ll2 =More than $5.000.000 Value Cod1:s: $15,COO less =$15,001-$50,000 $50,001-$100,000 =$100,cioJ.$250,000 
(See Colw.rms and 03) S25ll,000-$500,000 $500,00 L-$ t,000.000 $1,000,001-$5,000.000 =$5.000,001-$25,000,000 $25,UIOO,OOJ.$50,000,000 SMore tlum $50,000,000 Value Metlliod Codes Apr.a;al Cost (Real Eslale Only) Assessment Cashllilnrkel 
(See Column CZ) =Boot Value =Other Estimated 
Income during Gross lllue end l!lf Tmnsaclions dwing reporting perilld De11criplion Assets reporting period n:PDrlillg period 
(includi11g trust assets) 
(I) (2) (I) (2) ll) 
(2) (3) (4) (S) :Place (X) atler each asset elle1mpl Value Value Type {e.g. Date: 
Amo1111t (e.g. Value Gain ldentllyorfrom prior disdosure Code div. rent. Code2 Method buy. sell. Month 
Code2 Code 
buyeris1oller inL) (J-P) Code:ll merger, Day(A-H) (A-H) 
(ifpriV111le 
rede11.,1iou) 
(Q-W) 
tm11S111ctio11) 
109. 110. 111. -Araciruz Celulose ADR -(X) --Australia and New Zealand Ba111king Gil LTD ADR-(X) --CP Ships LTD -(X) Dividend None Dividend 
112. --Ja1pan Telecom Holdings I.TD ADR -(X) Dividend 
113. -Kingfisher PLC ADR-(X) Dividend 
114. -Kiomatsu LTD -(X) Dividend 
115. -Kit>ni1klijke Philips Electronic3 ADR -(X) Dividend 
116. -Blilsiness Objects -ADR None 
117. -BASF -ADR -(X) Dividend 
 
l18. -Biov1il -(X) None 
119. -Allied Irish PLC -(X) None 
120. --Telus Corp. (non-voting sha11es)  (X) Dividend 
121. --British Air PLC-ADR -(X) None 
122. --Aclva1test -Common Stock -(X) None 
123. --Anglq American PLC-ADR-(X) Dividend 
124. -Asahi Glass Co. -ADR -(X) Dividend 
125. -Astm:c:neca PLC -ADR -(X:) Dividend 
126. -Aventis -ADR -(X) None Income/Gain Cc1des: $1.000 01 less =$,001-$2,SOO =$2.SOJ-SS.000 =SS.001-$15,000 $1:1,00J-$50.,000 
(See ColwlD and 04) $50,001-$100,000 $100.001-$1,000,000 St;000,001-$5,000,000 More than SS.000.000 Value Codes: =$I 5,000 less $15.001-SSO,OOO $50,001-$100,00() =$100,001-$250,000 
{See Columus and 03) $250,000-$500.000 SS00,001-$1,000,000 =$1.000,001-SS.OOO.OOO $5.00ll.001-$25,000,0()0 S25,000.ll01-$50,000,000 SMore than $50,000,000 Value Methcd Codes Apprai:sall =Cost (Real Estale Only) =Assessment Cash/Marl.:et 
(See Colu11D1 C2) =BookVa11!1e =Otlll!r Esti01aled 
 
(inc:ludillg trust assets) 
Name Pt.lSon Reporting 
Page 8of14 Browning, James 
Sil 112004 -income, value, transciltions (includes those the spome and dependent childre1L See pp. filing instructions. 
Vil. INVESTMENTS and TRUSTS lucome during Gross Ylllue end Tnmsactions during reporting period 
seriptiOTI Assets 
reporting period reporti11g period 
(I) {I) not e.tempt (X) after each asset een1>1 
prior disclosure 
127. -AJU,-ADR-{X) 
128. -Banc:o Bilboa Vizcaya Argentaria -ADR -(X) 
129. -Banc:o Bradesco -ADR -(X) 
130. -Barelays PLC  ADR -(X) 
131. -BHPBilliton PLC ADR -00 
132. -BNPParibas -ADR -(X) 
133. -BPPLC-ADR-(X) 
134. -l31ridgestone Corp. -ADR -(X) 
135. {X) 
136. -Canon Inc. ADR -(X) 
137. -C1>nv1erium Holding AG-ADR -(X) 
138. -Dui Nlippon Printing LTD-AlDR -(X) 
139. -Danske BK-ADR-(X) 
 
(3) 
(S) 
Amount TYJle (e.g. Value Value Type (e.g. Date: Value Gain 
lden1i1yof 
buy, sell, 
Code div. rent. Code2 Method Mouth-Code2 Code 
buyerl.eller 
nrrger. Day 
{AH) int.) (J..P) Code3 (JP> (A-fl) 
(ifprivale 
redernption) 
(QW) 
tr.msaclion) Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend 
None 
-B1ritish Sky Broadcasting G11oup PLC-ADR Dividend Dividend Dividend Dividend Dividend 
-Diageo PLC -ADR-(X) 
141. -DSM NV-ADR-(X) 
142. Corp. -Common StOl:k. -(X) -Enca 
143. -Endesa SA-ADR-(X) 
144. PLC-ADR-{X) Dividend Dividend Dividend Dividend lncOT1leiGain Codes: ,000 or less St.001-$2,500 $2.501-$5.0DO $5.001-$1:5,000 SIS,001-$50,000 
(See Coluim1s and 04) $50,001-$100,000 $100,001$1,000,000 s1,ooo,001-ss.ooo,ooo =More thun SS,000.000 Value Codes: !5.000 less 5.001-$50,000 SS0,001-$100,000 =$I 00,(JO l-li250,000 
(See Colwnus and 03) $250,JO-SSOO,OOO $500,001-Sl,000,000 s1.ooo.001-ss,ooo.ooo =SS.000,001-$25,000,000 $2S,000,!l0l-S50,000,000 $Mure than SS0,000,000 Value MeU10d Codes Apprafaid =Cost (Real Estate Only) Assessmenl Casbllvlarkel 
(See Colwn11 C2) =Boo!.: Value =Other =Estimated 
 
-income, value, trauscations (includes those the spouse and dependent children. See pp. 34-57 offiling instruc.tions.) 
VII. INVESTMENTS and TRUSTS 
14S. 146. 147. 148. 149. ISO. ISL lS2. 153. Dt:!scriprion Assets (including trust assets) Plac:e {X) aIler each asset e:.1empt from prior disclosure -HSBC Holdings PLC-ADR -l(X) -Imperial Tobacco Group CADR-(X) -btfosys Technologies LTD-,i.DR-(X) -ING Group NV-ADR-(X) --Ireland Bank -ADR -(X) --KAO Corp.  ADR -(X) Oreal Co.  ADR -(X) ---Mill1:a Holdings Inc.  ADR -(X) -Mitsubishi Tokyo Financial Group Inc. -ADR (X) Income duriug reporting period (2) Amount Type (e.g. Cocle di, n:nL (A-ff) int.) Dividend Dividend None Dividend Dividend Dividend Dividend Dividend Dividend Gross value end reporting period (1) (2) Value Value Code2 Method (J-P) CodeJ (Q-W} Tnmsuctions during reporting pe1iod (I) Ifnot e.tempt !Tom disclosure (2) (S) Type (e.g. Date: Value Gain Identity buy. sell. MonthCode2 Code buyer/seller merger. Day (J-P) (A-If) (ifpriVJleredemption} transac11ion) 
154. 155. JS6. 1S7. 158. -Mitsubishi Estate LTD-ADI -National Australia Bank ll.T D-ADR-(X) -National Grid Transco-ADI< (X) -Nestle SA-ADR -(X) --News Corp TD-ADR-(X)1 Dividend None Dividend None Dividend 
159. -NIDEC Corp. -ADR  (X) Dividend 
160. 161. 162. -Novilrtis AG-ADR -(X) -Pechiney -ADR-(X) -Puma Rudolf Dassler >OrtADR-(X) Dividend Dividend Dividend Income/Gain Codes: l.OCIO less $1,001-$2,SOO $2,501-$5,000 $5.001-$15,llOO $15,001-$50.000 
(See Colw11ns and D4) $50,00l-SlllO.OOO $100,001-$1,000.000 $1,000,001-$5,000,000 112 =More than $5.000,000 Value Cod1es: $15,000 less $15.001-$50,000 $50,001-Sil00,000 $100,001-$250,000 
(See Colw1mts and 03) $2SU,Ol)()..$500,000 $500,(lOJ-$1.000,000 $1.000.001-$5.000.000 $5.000.00J-$25.000,000 $2S,000,001-$50,000,000 SMore than $50000,000 Value MeUiod Codes Apprnil;al =Cost (Real Estate Only) Assessment Cash/f1arket Estiuiated 
 
 
FINANCIAL DISCLOSURlt!: REPORT P.age 10of14 Browning, James 
5111/2004 
-iucome, value. transcations (includes those oftltespouse and dependent children. See pp. 34-57 filing Uistmctions.) 
VII. INYES11v1ENTS and 11tUSTS 
163. 164. 165. 166. 167. 168. 169. 170. 171. 172. 173. 174. 175. Desc1 (incluc iption Assets ling trust assets) (X) after each asset exenIPhice ffomprior disclosure --Rentokii Froup PLC-ADR -(X) --Royal I)utch Petroleum Co.-Common Stock (X) -Ryanair Holdings PLC-ADR (X) -Schlurr1berger LTD -Common Stock -(X) -Shineido LTD-ADR (X) --SK Tel ecomm LID-ADR -(X:) ---Smith Nephew PLC-ADR -(X) -SonyC orp. -ADR -(X) -Sun -Sum:or Kai Property l.,IDADR-(X) Energy Inc. -Common S1lock -(X) --Svenska Cellulosa Aktiebolaget SCA-ADR -(X) -,Teva harmaceutical Industrie1 LID -ADR (X) --Tot111I Fina Elf SA-ADR (X) Jneome during reporting period (I) (2) AnDUllt Type {e.g.Code div. renl (A-fl} inL) None Dividend None Dividend Dividend Dividend Dividend Dividend Dividend Dividend None Dividend Dividend Gross value end reporting period Value Value Code2 Melhod (JP) CodeJ (Q-W) -D. Tm1sactions during reporting period not exempt from (2) (3) (4) (5) Type (e.g. Date: Value Gain Identity olr buy. sell. MonthCode2 Code buyerlsellior merger, Day (J-P) (A-H) (if private lion) llllnsaction) 
176. 177. 178. 179. 180. -Common Stock -UBS --United Microelectronics Corp. ADR -(X) --United Utilities PLC -ADR -pc) --Vod:afone Group-ADR -(X) --ANZBKG Grp Spon/ ADR -(X) None None Dividend Dividend Dividend Sell 07128 8eeNOTE2@ Part Viii lncome/Gnin Cod1:s: =SI ,000 01r less $1;DO1-$2,500 $2.SO 1-$5.000 $5,001-$15,000 $15,llOl-$50.000 
!Se Columns and 04} $50,001-: 100.000 $100,001-$1,000,000 $1,000,001-SS,OOO,OOO than $5,ooo.ooo Value Codes: 5,000 
l)T less li1 S.001-SS0,000 $S0,001-$100,000 OO,OOl-$250,000 (See Colwnus nnd 03) $500,001-$1,000,000 $1.000,001-$5,000,000 $5.000.001-$25,000,000 s2s,ooo,1:io1-sso.ooo.ooo $More lhan $50,000,000 Value Me01od Codes Appraisal Cost (Real Estate Only) Assessment Cash/liarket 
(See Column C2) =Bonk Valw: =Other =Estimated 
 
 
Name Person Reporting 
Browning, James 5/l 1/2004 -income, value, transcalions (includes those tl1e SJIOllSe and dependent childre1t See pp. 34-57 filing illstrui:tions.) 
.Page 
VIl. INlESTMENTS and. TRUSTS cription Assels Des lrust assets) 1:e (X) allcr each asset ex0ernptPia fron1 prior disclosure Income during reporting period (2) Amount Type (e.g. Code div. rent. CA-H) inL) Gross value end reporting period (I) (2) Value Value Code2 Method (J-P) CodcJ (Q-W) Transaclions during reporting period (I) not e.tempt from disclosure (2) (5) Type (e.g. Dale: Value Gain ldeniily buy. sell. Mo111hCode2 Code buyer/seller merger. Day (J-P) (A-H) (if private redemption) transaclion} 
181. 182. 183. 184. 185. 186. 187. 188. 189. --Elank Nova Scotia -(X) -CATNU Money -(X) ---l-lav11s Sponsored ADR -(X) -Magn International Inc -(X) --Mo111eymart Assets Class -(X) --Tescu PLC Spon ADR -(X) --Woliieley PLC Spon ADR -QC) -nlerchrysler Ordinary SHS -(X} -Dai -KES Electricals PLC GBP  (X) Dividend Dividend Dividend Dividend Dividend Dividend Dividend None None SeeNOTE2@ Partvm SeeNOTE2@ Part Vlll SeeNOTE2@ Part VIII SeeNOTE2@ Part VIII SeeNOTE2@ Part VIII SeeNOTE2@ Part VIII SeeNOTE2@ Part VIII SeeNOTE2@ Part VIII SeeNOTE2@ Part VIII 
190. 191. 192. 193. 194. 195. 196. 197. 198. -Tran -Wea -Alea Former socean Inc -(X) therford International TID -(X) -tel Spon ADR -(X) -Custodial Account --Alli:ance Bernstein Tech Fund-Class (Mutual Fundi) (:hovia (formerly Prudential) Money Fund -Wa -Cusb:idi111 Account --A.llianee Bernstein Tech Fund-Class (Mutual Fund) --Wachovia (formerly Prudenltiail) Money Fund None None None Dividend Dividend Dividend Dividend SeeNOTE2@ Part VIII SeeNOTE2@ Part VIII SeeNOTE2@ PartVIII See NOTES Part VIII SeeNOTE3@ Part VIII SeeNOTE3@ Part VIII See NOTE PartVUI lncomelfr.11in Codes: $1.000 Jum Fnds Yng Inv, fka Lib Sin Roe FDS .Inv,. ---A. Edwards Cash. Moo1ey Fund None None Dividend Dividend Dividend Dividend See NOTES Part VIII See NOTE Part VIII -See NOTE Part VIII 
233. 234. Educ1atic111al (A.G. Edwards) --A.G. Edwards Cash Money Fund Dividend See NOTE Part VIII Income/Gain Codes: 1.000 less $1,001-.$2,500 $2.SOJ-$5.000 $5,001-$15,000 $115,001-$50,000 
(See Columns .BI and 04) sso,om-s 100.000 Sl00,001-$1,000,000 Sl,000,001-S5,000,000 ll2 =More than SS.000.000 Value Code1s: 15,000 less $15,001-$50,000 =SSO,OOM:.100,000 $100,001-$.?50,000 
(Sec: Colwm1s and 03) $2:50;000-$500,000 ssoo,oo l-SJ.000,000 =Sl.000.001-$5,000.!lOn-producing oil gas working interests that were inadvertently left off the 2003 Annual Rreport originally filed. 
Lines 219, 2231 and 226 report cash b11la1nces the Roth IRA accounts. Each the three cash accounts are exempt because the value under $1,000. They are included this annual report that all holdings each ROTII IRA are reported. They were left off the Nomination Report because they are ex.empt. 
 
NOTE 6-Several items were listed the Nomination Report that were sold during 2003. Those items listed the Nomination Report lines 131, 134, 135, 143, 173, 230, 245, 259, 260, 277, were each exempt transactions/assets because each was under $1.000. See also the discussion about Asset Manager Accounts NOTE above 
NOTE -Investment assets listed llines287, 306, 307 and 308 the Nomination Report are listed this annual report lines 195, 196, 197 and 198, respectivc:Jy. Please note that the names have changed slightly but the assets have not. further certify that earned income :from outside employment and honoraria and the acceptance gifts which have been reported are compliance witb the provisions U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
 
 
 
 
 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 Government .Act 1978 Calendar Year 2003 U.S.C. npp. : lOMll) Court Organizatioo Date ofReport Person R.epRTANT NOTES: The instructions acclllnpanying this fonn must followed. Complete all parts, checking the NONE box for each part wlltem you have reportablic ]information. Sign last page. 
 POSJITIONS. (Reporting individual only; see pp. 9-13 filing instructions) NONE -(No reportable: p1rJSitions.) 
Director, Shareholder, mnl Officer 	Browning Peifer, P.A. (Former Law Finn) 
Dhector, Shareholder and Officer orp0ration 
Tmstee 	Trust#l 
Custodian 	Custodial Account 
Cu:stodlian 	Custodial AccounJ: -rt 
Clllstodian 	Custodial Account #3. 
tl1 
Director 	Christian Scholarship Fund 
Cot-Administrator Co-lhistee 	Browning Peifer, (Fonner Law Finn) Profit Sharing Plan 
Cc.-Administra.tor Co-lh1stee 	Browning Peifer, (Former Law Firm) Money Purchase Pension Plan 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions) NONE -(No reportabl1c aglcements.} 01/01/94 	Browning Peifer, (Former Law Firm-no control) Money Purchase Pension Plan (retirement plan) 
01/01/9:4 	Browng Peifer, (Fonner Law Firm-no control) Profit Sharing Plan (retirement plan) 	 
12122101 Browning Peifer, P.A. (Fonner Law Firm) Shareholder Buy/Sell Agreement (between James Browning and Charles PeiferXterms termination ofemployment) 
 
 
Name Person Reporting 
FINANCJ[A.L DISCLOSURE REPORT 
Date Report 
Browning, James 
.5/11/2004 
ID. NON-INVESTMENT INCOME. (Reporting irtdividuat and spouse; see pp. 11-24 offiling instructions> Filers Non-Investment Income NONE -(No reportable non-investment income.) 2()03. Peifer, Hanson Mullins, P.A., tka Browning Peifer, P.A. Cf:ormer Law Firm), wages GROSS {yo11ra, not spouses) 205,915.00 Spotitses Non-Investmen1t Income -(Ifyou were married during any portion the reporting year, please complete this section. (dollar amrkiing Interest-Nash Eddy County, Interest-Nash #9, Eddy County, 
reporting period 
(1) (2) 
Amount Type (e.g. 
Code div. rent. 
(A-H) int.) 
 
None Royalty Royalty 
 
reporting period 
(1) Type (e.g. 
(1) (2) 
Date: 
Value Value Month-buy, sell,Code2 Method 
merger. 
(J-P) Ccide 
Day 
redemption) 
(Q-W) not exempt diisclosure 
(3) 
Value Gain ldentif 
Code2 Code buyer/seller 
(J-P) (A-H) (if private transaction) 
-Wor king Interest -Nash #10, Eddy County, Royalty Royalty 
-Work:ing Interest -Nash #11, Eddy County, Royalty 
-Working Interest-Nash #12, F.ddy County, Royalty 
ing Interest-Nash #15, EddyCounty, 	-Worldng Interest-Nash Draw 25, Eddy County, 
-Worlcing Interest, Nash #U9, E:ddy County, 
10. 
-WorIcing Interest -Nash #23,, EddyCounty, 
11. 
-Worldng Interest -Nash #24, Eddy County, 
12. 
13. Interest -Nash Dnw#29, Eddy County, 
NMI 
14. 	-WorlIcing Interest -Nash Dnw #38, Eddy Conty, 
NMI 
IS. 	-Working Interest-Shell State #1, Lea County,NM 
16. -Wot:king Interest -Shell State #2, Lea County, 
17. -Working Interest -Shell State #3, Lea County, 
18. 	-Working Interest -Shell State #4, Lea County, l;.Jii(}ffinCodes; ... -:=:Sl}lO!O,or-le .. 
. 
. -c(See:Cohnmiis:i31iwd1)4} . -,,.:sso;i:s1oii;ooo l.Nalue Codell. . -$5;09FS15;000 $15,001-$50,000 
-:$foo;oo:1-sL:oon,Oiio, -:.fli.i::Si,Oqo;DUJ:$5000;ooo-: iiorethan.$.5,000,000 =Sl(iloJSSO;-OilO . L-,$Jit}$1tj;ooQ. . ?=;$100i00250,oOO 
. $soo:J =-Sis,nno,MiSSQ,tlOO!OOO App:raisal =Book Value  $l;O(n -$2,500 uoo;oo1s1,ooo,mw =$i500150000 ssoo,-001-sr;ooo;oao Cost (Real Estate Ooiy) =Other _,.;$z;.llo$$,O()(l =Sl;000001-$5,0flo;ooo. :,,,,$sjj;oo1:.$ipo;dlOO s1;ooo;a{!t;s5i3oo;aoir P4: o;.$Nfote ihiliiSsJJ;()OO,OOo.  Assessment. fa1imatetl .D A1:c (Mutual t.#1 (A.G. Edwards) Cap Equity Fund) 
529 Ace (Muru;a t#2 (A.G. Edwards) C;ip Equity Fund) 
529 Aa:t Fund) (A.G. Edwards) Cap Equity (Mutua1 
Tnist#l (Prudential Brokera:e Account) 
 
None 
Interest 
Interest 
None 
None 
None 
107. -Aracruz Celulose ADR Dividend 
108. lia and New Zealand B:anking Grp LTD -Aus1ra ADR -.    Bi. fn01-s2s,ooo,ooo 
 :.zs,-000;00Mso;ooo.00o   -P4 =$Mcirelhil $50;000,000. 
..,   Value Mi:thod Codes Ap1mrisal Cost (RealEstate Only) .51.-essment 
(See Col11nu1 C21 Bo1)t; Value =Otber =Estimated 
.._,.- 
VII. INVESTMENTS and TRUSTS 
Income during Gross value end Transactions during reporting period 
De11cription Assets rcporling period reporting period 
(inclluding trust assets) 
(1) (1) (2) (1) 
(4) 
Piac:e (X) after each asset eimmpt Amount 
Type (e.g. Value Value Type (e.g. Date: Value Gain Identity 
Metbcd buy, sell, Month 
fronl prior disclosun: Code! 
div. rent. Code2 Code2 Code buyerti:Jler 
Code3 merger, Day 
(J-P) 
int) 
(A-H) 
(J-P) (if private 
trallSadion) 
redemption) 
(Q-W) 
Dividend 
109. -CPSltips LTD 
110. -Ja1pan Telecom Holdings Co. LTD ADR 
111. sher PLC ADR -Kingfi 
112. -Kmm.tsu LTD 
113. -Klminklijke Philips Electroniics ADR 
114. -Busi111ess Objects -ADR 
115. -ADR-BASF 
116. 1-Bfovm 
117. -Alllieci Irish PLC 
118. -Tc:lus Corp. (non-voting shat-e11) 
119. -B1ritis:h Air PLC-ADR 
120. -Advantest -Common Stock 
121. -Anglo American PLC-ADR 
122. -Asahi Glass Co. -ADR 
123. ecaPLC -ADR -Astra.zen 
124. -AVC111ti s-ADR 
125. -AXA-ADR 
126. -Banc:o Bilboa Vizcaya Argentaria -ADR 
 
Dividend 
Dividend 
Dividend 
Dividend 
None 
Dividend 
None 
None 
Dividend 
None 
None 
Dividend 
Dividend 
Dividend 
None 
Dividend 
Dividend 1i1comeiC!ainCes; :stoooo[less:: .:.1-;001.:s2,s0o PLC-ADR None 
134. -Canon Inc. -ADR Dividend 
135. -Ccmvc:rium Holding AG-ADI Dividend 
136. Nippon Printing LTD-Al)R Dividend 
137. -Dlllnsk..e BK-ADR Dividend 
138. -Diageo PLC -ADR Dividend 
139. -DSMNV-ADR Dividend 
140. -Encana Corp. -Comtmn Stacl; Dividend 
141. -Ende112 SA-ADR Dividend 
142. -Glaxosmithkline PLC-ADR Dividend 
143. -HSBC Holdings PLC-ADR Dividend 
144. -lmpeiial Tobacco Group PLC Dividend !nco111e/Gain1::;04es: ,,A. ;Sl,Ql)()oHess..,;: =:$l,!lPJ;;soo .. =S2,;:.0}:5:;oot! =e$5.00J-$15000 ColuinDSBham!ri4).  ;,,, sSQ;l)()J;ioQ.OQ(t c$lOO,Pot$J:.OllO;ooo:  S);Oon;oo1m.ooo,ooo H2. ;sMore thart$5,000,000 
2;.Vahie Codes: =S50,ti0lTOO,OOO 
 
,!M, 
,;;sr;roo!!i:ltiss 
$250000..SSOO;OOO =$15;00l-59;000 ,:L 
 
.:S:lOO;OCil,$250,000  =:$500,001-$1;000,000 Pl. $5;060,001-$25,00(l,OOO 
. 
 
P3- 2s,1000001.:sso;ooo;ooo st1l-.$soo00,uOo 1 
 
3.Value Mellmd Codes (See Column C2l =Book Value =Other Estimated 
 
Dateof 
Name ofPerson Reporting 
Browning, James 
 
VII. 	INVESTMENTS and TRUSTS -income, wlue, transcations (includes those ofthe spouse and dependent children. See pp. 34-57 offiling instructions.) 
Income during Gross value end ,af Transactions during reporting period reporting period reporling period 
Dlll;cription Assets(including trust assets) 
 
(l) (2) (1) (2) (I) 
Amount Type Value Value Code div. rent. 
Plac:e (X) after each asset exemptfrom prior disclosure 
Type (e.g. Date: 
 
Value 	Gain Identity Code 
(e.g. 
buy, sell, 
Code2 Method Month 
(J-P) 	Day 
Code2 
(A-H) 
 
buyer/seller 
(ifprivate 
transaction) 
(A-H) int.) 
Code3 
(Q-W) merger, 
redemption) 
145. TD-ADR--Infosys Technologies 
146. -ING Group NV-ADR- 
147. -Ircoland Bank -ADR 
148. -KAO Corp. -ADR 
149. Oreal Co. -ADR 
150. R-Millea Holdings Inc. -AD 
151. -Mitsubishi Tokyo Financial (lmup Inc. -ADR 
152. ADR-Mits111bishi Estate 
153. -N:a.tiooal Australia Bank 
154. ...;N:atiooal Grid Transco-ADR 
155. -Nestle SA-ADR 
156. -New11 Corp LTD-ADR 
157. -NIDEC Corp. -ADR 
158. -NoV11irtis AG-ADR 
159. -P1echiney -ADR 
160. -Pum:il Rudolf Dassler Spart-ADR 
 
None Dividend Dividend Dividend Dividend Dividend Dividend Dividend 
None Dividend 
None Dividend Dividend Dividend Dividend .Dividend 
 
 
161. 
-Rentokil Froup PLC-ADR 	None 
 
162. 
-R.oy;tl Dutch Petroleum C.O. -Common Stock Dividend 
 
 
 
 ;:c:-:-=-$2;5oi..$5,ooo :o =$s;ooi.s1s;ooo $1$,001-$50,000 
:._ JiQ91$2,.50Q ,-  
0.i 
 
 
es0. 
:.0. 
00:, 
-;=s100,dot-s1;(){i,ocfo, :,J:i1 ..:.$1,oao,oo]..$,000,aoo, li2-:Mor!himSs,ooo;ooo 
,.. K ,;;m,o..oi$so;oo9 .=ssQ;QO.tsroCf;IQ!Jo.. =_.t100.001-s250,ooo 	 
 
(Seec11sBJ!anti)> 
 
 
 
 
 
:N: 
 
=$500.001.$1,00!);000 S!;OO_O.fl.OJ-iS000,000 $5,000,00l-$25,000;000 
 s2s,ooo;ooi$5o,iioo,ooo  $More tiian:sso,ooo;ooo Appncrsal Cost(Real Estate Only)  =Assessment Cash/Market Book Value =Other 
(Seo Column C2J EstimatedV 
 
Date Rep ort 
Name ofPerson Reporting 
Browning, James 
 
S/1112004 
 
-income, value, tlllllscations (includes those the spouse and dependent d:illdren: See pp. 34-57 offiling instructions.)   
VII. INVESTIffiNTS and TRUSTS 
 
Income during Gross value end Transactions during reporting period De11criplion Assets reporting period reporting period 
![including trust assets) 
(2) (1) (2) (1) (2) (3) (4) (S} :Place (X) after each asset =icc:mpt 
 
Type (e.g. Date: 
 
Value Identity ofbuy, sell, Gain 
Amount 
Value Value 
Typediv. rent. 
Month-Code lCode Code2 Methodfrom prior disclosure Code2 buyer/seller 
 
merger, 
 
(A-H) int.) (1-P) Code3 
(A-H) 
redempllon) 
 
(if private 
transaction)(Q-W) 
163. -Ryanair Holdings PLC -ADR 	None 
 
164. -Schlumberger LTD -Connnon Stock Dividend 
 
165. -Shiseido LID-ADR Dividend 
 
166. -SK Tcilecomm LID-ADR Dividend 
 
167. -Smith Nephew PLC-ADR Dividend 
 
168. -my Corp. -ADR Dividend 
 
169. -Sllln Hung Kai Property LID ADR Dividend 
 
170. 
-Sumcnr Energy Inc. -Commc1n Stock Dividend 
 
 
171. 
-Sven:ka Cellulosa Aktiebola:get SCA-ADR 	None 
 
172. -TeMt Pharmaceutical Industriiei; LID-ADR Dividend 
173. otal Fina Elf SA-ADR Dividend 
 
174. 
-UIBS -Common Stock 	None 
 
175. 
-United Microelectronics C.otjp. -ADR None 
 
 
176. 
-Ut1ited Utilities. PLC -ADR Dividend 
 
177. 
-V1cdafone Group-ADR Dividend 
 
178. 
-ANZ BKG Grp Spon/ADR Dividend 
 
179. 
-B:mk Nova Scotia Dividend 
 
180. -CA Ntl Money Dividend ,.lnoorne/OainCodes; .stomlorless;-= $2,sorss;!)OO;,, -o =SJ101.:si-5,-000. 
  :.(Seecoi1mn!tB1:dD4) ,;,,sso;,Po1lroo,ii6e - .G .H:t,,;,:s1,il{lo;oci!sooo;000 ..,,, Moretha11$5 ,{lo.ooo 
 ValueCocles: 	=$15:0QOt)r)es$: 
(eco11m1isC1iindDSJ s2sci;ooossoo,ooo =ssoo;CJOlSl;ooo,ooo ::p1 ,,;;n;ooo;otms.s;ooo.ooo ?:2 =.ss;ooo,00H2s,ooo,ooo  3.ValueMethodCodes =App:ratsil =Cost(Rea!EstateOnly) =:Assessment-r. =Cash/Marke _=S15;00.H5ll;OOo :::sso;on1;t1qo,t100 =-,100;001.:i;2so,ooo (:See Coiunm C2J Boo!1; Vaiue Other =Estimated 
FINANCl.AL DISCLOSUH.E REPORT Name ofPeison Reporting Date Browning, James .5111/2004 
--income, value, tmnscations (includes those the spouse and dependent children. See pp. 34-57 filing instnK:tions.} 
Income during Grossvalue end 
Transactions during reporting peiiod 
Dcroription Assets 
reporting period reporting period 
(including trust assm) 
(2) (1) (2) (1) 
{2) 
{4) 
Plac:e (X) after each asset ftom prior disclosure 
181. -Hllvai; Sponsored ADR 
182. -Magna International Inc CL; 
183. 184. 185: -Monymart Assets Class --Te:scc PLC Spon ADR --Wolscley PLC Span ADR 
186. -Dairnlerchrysler Ordinar: y:SHS 
187. -KJESA Electricals PLC GBP 
188. 189. -Trans:ocean Inc --Weatherford International 
190. -Alcatel Span ADR 
191. Former Custodial Account 
192. 193. -Alliance Bernstein Tcclmology Fund-Class (Muitual Fund) -Moncy Market Fund 
194. 195. Custodial Account --Alliance Bernstein Teclmology Fund-Class (Mutual Fund) 
 
196. -Moniey Market Fund 
197. Fon:ner Law Firm Profit Sharin (my share) 
198. Fonrner Law Firm Profit Smuing (Total) 
 
 
Amount 
Code 
(A-H) 
 
Type (e.g. div. rent int.) Dividend Dividend Dividend Dividend Dividend None None None None None Value Code2 (J-P) Value Methctd Code3 (Q-W} Type (e.g. buy, sell, merger, redemption) Date: Month-Day Value Code2 (J-P) Gain Code {Ml) Iden!ityofbnyer1!1eller (if private transa1ion) 
Dividend Dividend 
Dividend Dividend 
None Dividend --. 
 
 
1... Codes:.:_ =$liOOtc$i,soo c-,.;,Sl;SO!-S:S;liOO =$5;001-$15;000 -$15,001-$50,000 
 .;,;St!}O,OOl.,Si,O,(}. :::!::H:i :.StOOO,o1$5oao;OOO More.than S,5,000,000 
 
2YalueCode:  roo1;sso;900 
:Spo;oo!.s:i;o>  J1 $1oo;ooimo;o00 
J_-. =i$15000or less.;, 
 
 
1se co1uriins .:.itlm) :.. s:2so;oo:oo 
Jn. ..,,:S):oo();Cili!S:oon.ooo  
:P2-s5.ooo,001-S2s.ooo.ooo 
 
:o. s500,001;;n;o0n;000: 
 
  
P.3 s;oooJ101$5(({oo,ooo 
Cash!iviarket 
Asessmciit 
 
 Cost (Real Estate Only) Appraisal 
 
(See Cohllllil C2J Book Value =Other =Estimated 
DateofReport 
VII. 	INVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Gross value atend Olf 
Income dming 
Transactions during reporting period 
Des1i:riplion Assets 
reporting period reporting period 
(incl111Cling trust assets) 
(2)(2) 
Plac1 
each asset r.xe:mpt 
Type (e.g. Date: 
 
(X)after 
Value Value 
 
frompnor disclosure 
div. rent. 
Value Gain 
 
Identity 
Amount Type 
Code2 
Method bll), sell, Month- 
 
Code 
buyer/sielle:r(ifprivnte 
Code2 Code 
merger, 
(J-P) Code3 
 
(A-H) int.) 
(1-P) 
redemption) 
(A-H) 
 
transaction)(Q-W} 
Dividend 
199. -Vanguard Total Stock Market fodex Fund 
(Total) -.. VTS 
200. 
 
201. 
 
202. 
 
203. 
 
204. 
 
205. 
 
206. 
 
207. 
 
208. 
 
209. 
 
210. 
 
211. 
 
212. 
 
213. 
 
214. 
 
215. 
 
216. 
 
 
-Vangi;aa.rd Total Bond Market Index Fund (Totll1l)-VB MFX 
-Vanguard Global Equity Fund (Total) -VHGEX 
-Vanguard REIT Index Fund (Tc>tal) -VGSIX 
 
-Va111guard Prime Money Market Fund (lotal) VMMXX 
-Firm Contnbution Receivable 
 
-Fornier Law Furn Money Purchase Pensiori Plan 
(my.share) 
-Former LawFirm Money PullChlll;e Pension Plan (Totial) 
-V1mguard Total Stock Marki:t fadex. Fund (lotal) VTSMX 
-V1mguard Bond Market llndex Fund (lotal) 
VB:MFX 
-V1mguard Global Equity Fund (Total) VHGEX 
-Vanguard. REIT Index Fund (Total) VGSIX 
 
--Vanguard Prime Money Ma:rktt Fund (Total) VMMXX 
-FirmContljbution Receiv:ablle 
Bank First Common Stock 
-Rotl #ll (A.G. Edwards): Growth Fund Amer-IDEXSeries Fund 
-Roil (A.G. Edwards): Growth Fund Amer-IDEXSeriesFund 
-Rofh (A.G. Edwards): IDEX :Series Fund-Janus Growth Fun Jncomef(!ain goo1=s: ;oSl;Q{l{I orless ;:B 
... {See:Col1nnris:l3l.1llldD4} --= sso,.ools100;000. .:r;. 
Dividend 
Dividend 
Dividend 
Dividend 
None 
None Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
Dividend 
 
None 
None 
None 
None 
None 
 
cH,()cS:Z,500 $ii0111-s1,ooo;ooo 
  
 
2:yaiue.Codei;: isr5;;oooorless K-=:srs;ooHso;ooo .. 	 {Seeco111111isc1(1odD3) $2s1);uoo,$Soci:oo ssoo,oan;ooo,?o 
 	 
 
 sis;!li;kiso;hoiooo Value Method Codes Q Aj:Jpraisal =Cost (Real.Estatd)uly) I(See Counm C21 Book Va!u Other 
 ;=;gl}lS;(IOO  ;; $15,001$50,0 
 
iH1 	:,,; More than ooo . :,,:_-fyj. :.Pi liitioo;Wi::Ss;ooo,ooo :n ;,,s5.oiiono1:s2.5;ooa,ooo 
 
_J. 
 
 	P..4 ,,; sMtire-than ss_tr,obo,ooo Assessnient GasrJMarket =Estimated 
 
Date Report 
Name Person Reporting 
Browning, James 
 
5/11/2004 
 
-income, value, transcations (includes those the spouse and dependent children. See pP. 34-57 offili11g instructions.) 
Income during Gross value end Transactions during reporting J>Cl.iod 
reporting period 
 
Des:cription Assets reporting period (including trust assets) 
(2} (1) (2) {1) 
(3) (4) 
Type (e.g. Date: 
Value 
 
!Place (X) after each asset exempt Amotmt Type (e.g. Value Value div. rent. 
Gain 
 
Identity 
Metl1od buy, sel Month:iiom prior disclosure 
Code2. 
 
Codel 
buyer/seller 
Code2 Codel 
merger, 
int.) (J-P) Code3 Day 
 
(A-H) (if private 
(A-H) 
redemption) 
(Q-W) 
 
transaction) 
217. Educational (A. Edwards) None 
218. 219. -Oi1lum Fnds Yng Jnv, fla1 Ltb Stn Roe FDS Inv.CIA -Cash Money Fund Dividend Dividend 
220. Educ:ational (A.G. Edwards) 
221. 222. -Cc1lum Fnds xiYng Inv, flat Lib Stn Roe FDS Inv.CIA -CEish Money Fund Dividend Dividend 
223. Edu1:ational (A.G. Edwards) 
224. -Cash Money Fund Dividend 
225. 226. -Clurn Fnds Yng Inv, Jika Ltb Stn Roe FDS Inv. CIA avings Account Dividend Interest i 
227. Browning Peifer, P.A. (Fanner Law Firm) Stock None Sell 816 CharlesR. Income/Gain Cod S... of:less S1)J.01-S2,500 . =$5,001-$15,000  (See Cofomm;.Bl .1111d J:fafl  $i0:0,001a,ooo;Q!lO   . :HJ-.c:. s1,qoo,1ss;ooo;oo9 More :tban.$5,000,000 
 yaiue C-0deir -:S:Ioo:oohSZS0,000 ..... . .--. . 
 
 
see1cmui.ic1 imdDJ $2S!),tl00-$SO:OOOO  ..,,, $500,otH-$1,000,00 . $1;000;001-$5000;000. P2..$5,000,001 $25,000,000 
 
 s2sooo,001$56,ooq;oot. SMore thn sso,oOa;ooo 
 
 Value Metlrod Code 	 A;ppniisal Cost (Real Estate Only) /.i.:isessmenr Cash/Market .(See Column C2.J Book Yalue Other =Estimated 
 
Name Person Reporting Browning, James 
 
VIll. ADilffiONAL Th1FORMATION EXPLANATIONS 
(Indicatepar1ornepor1.> 
 
 
 
IX. CERTIFICATION. certify that all information ven above (including information pertaining spouse and minor dependent children. any) accmate, true, and compfote the best knowledge and belief, and that any information not reported was witbh1eld