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Judicial Watch • James O. Browning – 2010

James O. Browning – 2010

James O. Browning – 2010

Page 1: James O. Browning – 2010

Category:Federal Judges

Number of Pages:11

Date Created:September 10, 2013

Date Uploaded to the Library:August 03, 2014

Tags:Ridge, James O Browning, Browning, working, James, 2010, assets, transactions, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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AOJO Rev. 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Browning, James Court Organization U.S.D. for District Date Report 05/11/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 333 Lomas Blvd Suite 660 Albuquerque, 87102 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Trustee Trust Custodian Custodial Account Director/Vice Chairman Christian Scholarship Fund Director/President Inn the Courts Director Tenth Circuit Historical Society 
 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
 
 
BrowninQ, James 
 
 
 
 
051111201 
Browning, James 
Ill. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filers Non-Investment Income [{] NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2010 Sunset Mesa Schools Inc., wages 2010 Self Employed -School Choir Director, income from students parents 
 
 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
 
 
 
 
 
Browning, James 
05/11/2011 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE New Mexico Bank Trust Mortgage Rental Prop #3, Albuquerque, (Part VII, line 38). See Note Part VIII New Mexico Bank Trust Mortgage Vacant Land #2, Albuquerque, (Part VII, line 39). See Note Part VIII 
 
 
 
 
05/11/2011 
Browning, James 
 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period ofreporting period 
(2) (2) (I) (2) 
Place (X) after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (ifprivate 
(Q-W) transaction) Corporation See NOTE Part VIII --Working Interest-Cercion #6, Lea County, None Sold 03/1/10 Fortyniner Ridge, LLC 
--Working Interest-Cercion #7, Lea County, None Sold 03/1/10 Fortyniner Ridge, LLC 
--Working Interest-Garza #I, Lea County, None Sold 03/01/10 Fortyniner Ridge, LLC 
--Working Interest -Shell State #I, Lea Royalty Sold 03/01/10 Fortyniner Ridge, LLC County, 
--Working Interest -Shell State #2, Lea Royalty Sold 03/01/10 Fortyniner Ridge, LLC Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250.001 -$500,000 =$500,00 ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More 1han $50,000,000 Value Mc1hod Codes =Appraisal =Cost (Real ES!atc Only) =Assessment =Cash Markel 
(Sec Column C2) =Book Value =01hcr =Estimated 
 
 
 
VII. INVESTMENTS and TRUSTS income, va1ue, transactions (1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
 
 
 
 
05/11/2011 
Browning, James 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(2) (2) (3) 
Place (X) after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code2 Method buy, sell; Code2 Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private 
transaction) 
 
35. --Working Interest -Forty Niner Ridge Unit Royalty Sold 03/01/10 Fortyniner Ridge, LLC 
36. --Single Member LLC See Note Part VIII Income Gain Codes: $1,000 less $1,001 -$2,500 =$2,501 -$5,000 $5,001 -$15,000 $15,001 -$50,000 
(See Columns and D4) $50,001 -$100,000 $100,001 -$1,000,000 $1,000,001 -$5,000,000 More than $5,000,000 Value Codes $15.000 orless $15,001 -$50,000 $50,001 -$100,000 $100,001 -$250,000 
(See Columns and DJ) $250,00I -$500,000 =$500,001 -$1,000,000 $1,000,001 -$5,000,000 $5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 More than $50,000,000 Value Method Codes Appraisal Cost (Real Estate Only) =Assessment cash Market 
(Sec Column C2) =Book Value Other =Estimated 
 
 
 
05/11/2011 
Browning, James 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Gross value end ofreporting. period. 
(1) (2) (4) (5) 
Value Identity 
Method Code buyer/seller 
code3 (A-H) (if private 
transaction) 
 
52. --Charles Schwab Common Stock Dividend 
--Tellabs Common Stock Dividend 
54. 
--Xilinx Common Stock Dividend 
 
55. 
--Baron Small Cap Fund None Jncome Gairi Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 415,00 -$50,000 
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Apprnisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
05111/2011 
Browning, James 
VII. INVESTMENTS and income, value, transactions (Includes those >po use and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(2) (1) (2) (I) (2) 
(4) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code! div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (if private 
(Q-W) transaction) 
 
69. 
--AllianceBem Global Thematic Dividend Buy 11/23/10 (Mutual Fund) (add!) 
 
70. 
--Putnam Vista Class None Merged 09124110 See NOTE Part Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000.00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001-$100,000 =$100,00 -$250,000 
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50.000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel 
(See Column C2) =Book Value =Other =Estimated 
 
 
 
 
Name Person Reporting 
Date Report 
Browning, James 
05111/2011 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) =$1,001 -$2,500 =$2,501 -$5,000 =$5,00 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 L-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(Sec Columns and D3) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(Sec Column C2) =Book Value =Other =Estimated 
 
 
 
 
 
Date Report 
Name Person Reporting 
Browning, James 
05/11/2011 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 
NOTE -The items listed Section VII that have the note See NOTE @Part VIII Column D(5) are headers only. The specific assets held that corporation/trust/accounts are indented and listed individually following the header. 
NOTE -On September 24, 2010 Putnam Vista Class shares were merged into Putnam Multi Cap Growth Class shares. shares were purchased sold during the year. 
NOTE -The Financial Advisor managing the Oppenheimer Scholars Edge 529 accounts changed from being associated with A.G. Edwards Wells Fargo Advisors 2010. 
NOTE -Almost the entire remaining balance the Oppenheimer Scholars Edge 529 Acct was transferred into the Oppenheimer Scholars Edge Acct January 25, 2010. 
NOTE -The two mortgages payable New Mexico Bank Trust listed Part VI, lines are the name the Single Member LLC (Part VII, line 36) which owned the Corporation (Part VII, line and were inadvertently omitted from previous reports. The mortgages are personally guaranteed filers certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: James Browning 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washington, D.C. 20544