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Judicial Watch • James O Browning Financial Disclosure Report for 2003

James O Browning Financial Disclosure Report for 2003

James O Browning Financial Disclosure Report for 2003

Page 1: James O Browning Financial Disclosure Report for 2003

Category:Financial Disclosure

Number of Pages:37

Date Created:February 3, 2005

Date Uploaded to the Library:November 13, 2013

Tags:James O Browning, Browning, Royalty, money, COUNTY, mutual, James, stock, Market, 2003, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, income, Judge


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Report Requil'ed the Ethics
FINAlCIAL DISCLOSURE REPORT Gonrmnent Act Calendar Year 2003 U.S.C. app.  IOM 11) 	Person Reporting (Last name, First name, Middle initial) Browning, .James 	Title {Article Ill Judges indicate :active senior status; magistrate judges indicate full-or part-time) 
U.S. Disbrict Judge -Active Chambers Office Address 
333 Lomas Ellvd STE 780 Court Organization Date of'Report 
U.S.D. for Disltrict 
5/1112004 ReportType (check appropriate type) Reporting Period Nomi11a1iot Date 
1/1/2003 Initial @Annual Final 
12131/2003 the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. 
Albuqucnue, 87102 
Date 
IMPORTANT NOTES: The instructions accompanying this fonn must followed. Complete all parts, checking the NONE box for each part where you have repot1.ab1le information. Sign last page. POSmONS. (Reporting individual only; see pp. 9-13 filing instructions) NONE -(No reportable 1>ositions.) ORGANIZA Director, Shareholder, and Officer 	Browning Peifer, P.A. (Former Law Firm) 
Director, Shareholder and Officer 	orporation 
Trustee 	Trust#l 
Custodian 	Custodial Account 
Custodian 	Custodial Account 
Custodian 	Custodial Account 	DirectOr Christian Scholarship Fund 
CCI-Administrator. Co-Tn1stee 	Browning Peifer, P.A. (Former Law F1m1) Profit Sharing Plan 
Co-Administrator. Co-1'n1stee 	Browning Peifer, (Fonner Law Firm) Money Purchase Pension Plan 

II. AGRIEMENTS. (Reporting individual only; see pp. 14-16 filing insb11ctions) NOJ 	-(No reportable aiments.) PARTIES AND TERMS 011/01194 	Browning Peifer, P.A. (Former Law Firm-"no control") Money Purchase Pension Plan (retirement 1lan) 
011/01194 	.Browning Peifer, P.A. (Former Law Finn-"no control") Profit Sharing Plan etirement plan) 	
12./22101 Browning Peifer, (Former I.aw Finn) Shareholder Buy/Sell Agreement (between James Brown ing and Charles PeiferXtenns termination employment) 

F1NANCIAL DISCLOSURE REPORT Name ofPerson'Reporting 	Date Report 
Browning, James  
ill. NON-INVESTMENT INCOME. t 
(SJ
Place "(X)" aftc:'I' each asset exei 	Value Value Type (e.g. Date:
Anmllllt Type (e.g. 	Value Gain ldcnlity 
nom prior disdosme 
Code div. iatl.
Codel Method buy. sen  Monlb-COiie Code 
buyer/seller 
(AH'I int.) (JP) Cocle3 Day (J-P) (A-H) (ifpriv11lie(Q..W) lnlnsaclio11) 
73. 
-EMC Common Stock 

74. 
-G1tcway Common Stock 	None 

-Gillette Dividend
7S.
-ln1tel Conunon Stock Dividend Sell
76. 	ll/10
78. -lntcnuational Paper Common Stock Dividend 
-McDllta Common Stock 	None 
--Merck Common Stock  Dividend  
--Micn>soft Common Stock  Dividend 

80. 

-PMC -Sierra Common Stoc 	None
81. 

82. 
-Pfizer Common Stock Dividend
83.' -Qwest Common Stock 	None
84. -Charlles Schwab CotnmOJll lock Dividend
85. -11cllabs Conunon Stock 	None 
86. -Xilinx Common Stock 	None 
88. 
-Fidelity Cash Reserves Dividend 
-Goldman Sachs Common tock Dividend 	Sell 6111 
89.  -Berkshire Hathaway Class Common Stock  None  Sell  9/15  
90.  -Anadarko Petroleum Comn'IDI Stock  Dividend 

l .bwome'G11in Codes: $1,04)() lc:ss Sl,001-$2.500 $2.SOl-$5.000  -$5.001-$ tS,000   sas.001-sso.ooo  
(See Columms and 04)   SSO,fJCll-SJ 00.000 SI00,001-$1,000,000 Sl,000,001-SS,OOO,OOO  tl2 =More Uran $5.000. 000 Value Codes: SHS,1JOO less SlS.OOlSS0,000 SS0,001-SIOO,OOO $100.001-$250,000  
(See Colunms and 03} $25Cl,OOCS500,000 $500,001-Sl ,000,000 $1.000,001-SS.OOO,OOO ss.ooo.001.s2s,ooo,ooo =Sl5,{M)0,00l-SS0.000.000 SMore tllnn $50,000,000 .  ... --------  ...  "'" ...  .n.A ... rl.t  

Name Person Reporting 
Browning. James
-income. 'Blue, transcations (includes those ofthe spouse and dependent children. See pp. 34-57 filing instmctions.)
VII. INVESTMENTS and TRUSTS 
L">elcriplion Assets (including trusl asselS) 
Piat:e "(X)" after euch asset ecm1pl fron1 prior disclosure 
Income during 
reporting period 
(1) 
Amount Type (e.g. 
Code div. lllnt. 
Gross vulue end 

reporting period 
(2) 
Value Value 
Code2 Method 
Transaclions during reporting period not e.wmpl 
(I) 
(2} 
(5) 
Type (e.g. 
Dale: 
ldenlity
Value Gain 
buy, sett 
Month
buyer/seller
Code2 Code 
merger. 
Day
(J-P) Code3
(A-H) int.) 
(if'privale
(A-H)
redelllJtion)
(Q-W) 
trausac!ion) Dividend
lay Dept Store Common Sl!lick
92.  -Uniti Technologies Common Stock  Dividend  Sell  9/15 
93. Drilling Common Stock  None 

94.  -Vveilz Partners Value (Mutual Funds)  Dividend  Sell  11/10 
95.  IRA (Fidelity Brokerage Accc1unt) See NOTE Pan VIII  
96.  1nce Technology Class (Mutual Fund)  None  

Sell 
9/18
None
-[lavis Venture Class ![Mutual Fund)
98. 
99. 
100. 
IOI. 
102. 

103. 

104. 

105. 

106. 

107. 

108. 
-Putnam OTC Energy Growith Class (Mutual Fund) None  
-Fide lity Cash Reserve  Dividend 
Cusltod ial Account  SeeNOlrE Part VIII  
-11 nee Bernstein Technolugy Fund-Class BJlia Mub.1al !Fund None  
-Fidellity Cash-Money Marke:t  Interest 
Cus1  ialAccount SeeNO'lrE PartVIili 
-Fidelity Cash-Money Marke:t  Interest  

529 (Mu1 1t. (A.G. Edwards) Cap EquityAc ual Fund) None  Sell  10/29  Account Closed  
529, (Mu1 !.cc ual (A.G. Edwards} Cap Equity Fund) None 
529,!.cct (A.G. Edwards) C1Lp Equity (Mutual Fund  None  
Tl'Wi:t# era (Wachovia (formerly Prudential) Brok geAccount)  SeeNOTE PartVIU lncome/Gi1in Codes:  ""$1,000 less $1.00l $2,500 $2.501-$5.000 $5.001$15,000 Sl5,001$S0.001l  
(See Columns and D4) $50,COJ-$100,000 $100.001-$1,000,000 $1,()(J(J,OOl-SS,000,000  ll2 =More than $5.000.000 Value C'od1:s: $15,COO less  =$15,001-$50,000 $50,001-$100,000  =$100,cioJ.$250,000  
(See Colw.rms and 03) S25ll,000-$500,000 $500,00 L-$ t,000.000 $1,000,001-$5,000.000 =$5.000,001-$25,000,000 $25,UIOO,OOJ.$50,000,000 SMore tlum $50,000,000 Value Metlliod Codes Apr.a;al Cost (Real Eslale Only) Assessment Cashllilnrkel  
(See Column CZ)  =Boot Value  =Other Estimated 
Income during Gross 'lllue end l!lf Tmnsaclions dwing reporting perilld De11criplion Assets reporting period n:PDrlillg period 
(includi11g trust assets) 
(I) (2) (I) (2) ll) 
(2) (3) (4) (S) :Place "(X)" atler each asset elle1mpl Value Value Type {e.g. Date:
Amo1111t (e.g. Value Gain ldentllyorfrom prior disdosure Code div. rent. Code2 Method buy. sell. Month
Code2 Code 
buyeris1oller inL) (J-P) Code:ll merger, Day(A-H) (A-H) 
(ifpriV111le 
rede11.,1iou)
(Q-W) 
tm11S111ctio11) 
109. 110. 111.  -Araciruz Celulose ADR -(X) --Australia and New Zealand Ba111king Gil' LTD ADR-(X) --CP Ships LTD -(X)  Dividend None Dividend  
112.  --Ja1pan Telecom Holdings I.TD ADR -(X)  Dividend  
113.  -Kingfisher PLC ADR-(X)  Dividend 
114.  -Kiomatsu LTD -(X)  Dividend  
115.  -Kit>ni1klijke Philips Electronic3 ADR -(X)  Dividend  
116.  -Blilsiness Objects -ADR -("  None  
117.  -BASF -ADR -(X)  Dividend  

l18.  -Biov1il -(X)  None  
119.  -Allied Irish PLC -(X) None  
120.  --Telus Corp. (non-voting sha11es)  (X)  Dividend  
121.  --British Air PLC-ADR -(X)  None  
122.  --Aclva1test -Common Stock -(X)  None  
123.  --Anglq American PLC-ADR-(X)  Dividend  
124.  -Asahi Glass Co. -ADR -(X)  Dividend  
125.  -Astm:c:neca PLC -ADR -(X:)  Dividend  
126.  -Aventis -ADR -(X) None Income/Gain Cc1des: $1.000 01 less  =$,001-$2,SOO  =$2.SOJ-SS.000  =SS.001-$15,000 $1:1,00J-$50.,000  
(See ColwlD and 04) $50,001-$100,000 $100.001-$1,000,000 St;000,001-$5,000,000 More than SS.000.000 Value Codes:  =$I 5,000 less $15.001-SSO,OOO $50,001-$100,00()  =$100,001-$250,000  
{See Columus and 03) $250,000-$500.000 SS00,001-$1,000,000  =$1.000,001-SS.OOO.OOO $5.00ll.001-$25,000,0()0 S25,000.ll01-$50,000,000 SMore than $50,000,000 Value Methcd Codes Apprai:sall  =Cost (Real Estale Only)  =Assessment Cash/Marl.:et  
(See Colu11D1 C2)  =BookVa11!1e  =Otlll!r Esti01aled  

(inc:ludillg trust assets) 
Name Pt.'l'Son Reporting 
Page 8of14 Browning, James 
Sil 112004 -income, value, transciltions (includes those the spome and dependent childre1L See pp. filing instructions. 
Vil. INVESTMENTS and TRUSTS lucome during Gross Ylllue end Tnmsactions during reporting period 
seriptiOTI Assets 
reporting period reporti11g period 
(I) {I) not e."tempt "(X)" after each asset een1>1  
prior disclosure  
127.  -AJU,-ADR-{X) 
128.  -Banc:o Bilboa Vizcaya Argentaria -ADR -(X) 
129.  -Banc:o Bradesco -ADR -(X) 
130.  -Barelays PLC  ADR -(X)  
131.  -BHPBilliton PLC ADR -00 
132.  -BNPParibas -ADR -(X) 
133.  -BPPLC-ADR-(X) 
134.  -l31ridgestone Corp. -ADR -(X)  
135.  {X) 
136.  -Canon Inc. ADR -(X)  
137.  -C1>nv1erium Holding AG-ADR -(X)  
138.  -Dui Nlippon Printing LTD-AlDR -(X) 
139.  -Danske BK-ADR-(X) 

(3) 
(S) 
Amount TYJle (e.g. Value Value Type (e.g. Date: Value Gain 
lden1i1yof
buy, sell, 
Code div. rent. Code2 Method Mouth-Code2 Code 
buyerl.eller 
nrrger. Day
{AH) int.) (J..P) Code3 (JP> (A-fl) 
(ifprivale
redernption)
(QW) 
tr.msaclion) Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend 
None
-B1ritish Sky Broadcasting G11oup PLC-ADR Dividend Dividend Dividend Dividend Dividend
-Diageo PLC -ADR-(X)
141.  -DSM NV-ADR-(X) 
142. Corp. -Common StOl:k. -(X) -Enca  
143.  -Endesa SA-ADR-(X) 
144.  PLC-ADR-{X)  Dividend  Dividend  Dividend  Dividend lncOT1lei'Gain Codes: ,000 or less St.001-$2,500 $2.501-$5.0DO $5.001-$1:5,000 SIS,001-$50,000  
(See Coluim1s and 04) $50,001-$100,000 $100,001$1,000,000 s1,ooo,001-ss.ooo,ooo =More thun SS,000.000 Value Codes: !5.000 less 5.001-$50,000 SS0,001-$100,000  =$I 00,(JO l-li250,000  
(See Colwnus and 03) $250,JO-SSOO,OOO $500,001-Sl,000,000 s1.ooo.001-ss,ooo.ooo =SS.000,001-$25,000,000 $2S,000,!l0l-S50,000,000 $Mure than SS0,000,000 Value MeU10d Codes Apprafaid  =Cost (Real Estate Only) Assessmenl  '!' C'asbllvlarkel  
(See Colwn11 C2)  =Boo!.: Value  =Other  =Estimated  

-income, value, trauscations (includes those the spouse and dependent children. See pp. 34-57 offiling instruc.tions.) 
VII. INVESTMENTS and TRUSTS
14S. 146. 147. 148. 149. ISO. ISL lS2. 153. Dt:!scriprion Assets (including trust assets) Plac:e "{X)" aIler each asset e:.1empt from prior disclosure -HSBC Holdings PLC-ADR -l(X) -Imperial Tobacco Group CADR-(X) -btfosys Technologies LTD-,i.DR-(X) -ING Group NV-ADR-(X) --Ireland Bank -ADR -(X) --KAO Corp.  ADR -(X) Oreal Co.  ADR -(X) ---Mill1:a Holdings Inc.  ADR -(X) -Mitsubishi Tokyo Financial Group Inc. -ADR (X) Income duriug reporting period (2) Amount Type (e.g. Cocle di, n:nL (A-ff) int.) Dividend Dividend None Dividend Dividend Dividend Dividend Dividend Dividend Gross value end reporting period (1) (2) Value Value Code2 Method (J-P) CodeJ (Q-W} Tnmsuctions during reporting pe1iod (I) Ifnot e."tempt !Tom disclosure (2) (S) Type (e.g. Date: Value Gain Identity buy. sell. MonthCode2 Code buyer/seller merger. Day (J-P) (A-If) (ifpriV"Jleredemption} transac11ion)  
154. 155. JS6. 1S7. 158.  -Mitsubishi Estate LTD-ADI -National Australia Bank ll.T D-ADR-(X) -National Grid Transco-ADIRTANT NOTES: The instructions acclllnpanying this fonn must followed. Complete all parts, checking the NONE box for each part wlltem you have reportablic ]information. Sign last page. 
 POSJITIONS. (Reporting individual only; see pp. 9-13 filing instructions) NONE -(No reportable: p1rJSitions.) 
Director, Shareholder, mnl Officer 	Browning Peifer, P.A. (Former Law Finn) 
Dhector, Shareholder and Officer orp0ration 
Tmstee 	Trust#l 
Custodian 	Custodial Account 
Cu:stodlian 	Custodial AccounJ: '-rt
Clllstodian 	Custodial Account #3.
tl1 
Director 	Christian Scholarship Fund 
Cot-Administrator Co-lhistee 	Browning Peifer, (Fonner Law Finn) Profit Sharing Plan 
Cc.-Administra.tor Co-lh1stee 	Browning Peifer, (Former Law Firm) Money Purchase Pension Plan 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions) NONE -(No reportabl1c agl'cements.} 01/01/94 	Browning Peifer, (Former Law Firm-"no control") Money Purchase Pension Plan (retirement plan) 
01/01/9:4 	Browng Peifer, (Fonner Law Firm-"no control") Profit Sharing Plan (retirement plan) 	
12122101 Browning Peifer, P.A. (Fonner Law Firm) Shareholder Buy/Sell Agreement (between James Browning and Charles PeiferXterms termination ofemployment) 

Name Person Reporting 
FINANCJ[A.L DISCLOSURE REPORT 
Date Report 
Browning, James 
.5/11/2004 
ID.  NON-INVESTMENT INCOME. (Reporting irtdividuat and spouse; see pp. 11-24 offiling instructions> Filer''s Non-Investment Income NONE -(No reportable non-investment income.)  2()03.  Peifer, Hanson Mullins, P.A., tka Browning Peifer, P.A. Cf:ormer Law Firm), wages  GROSS {yo11ra, not spouse's) 205,915.00 Spotitse"s Non-Investmen1t Income -(Ifyou were married during any portion the reporting year, please complete this section. (dollar amrkiing Interest-Nash Eddy County, Interest-Nash #9, Eddy County,
reporting period 
(1)  (2)  
Amount  Type  (e.g.  
Code  div. rent.  
(A-H)  int.)  

None  Royalty  Royalty  

reporting period 
(1) Type (e.g. 
(1) (2) 
Date:
Value Value Month-buy, sell,Code2 Method 
merger.
(J-P) Ccide 
Day
redemption)
(Q-W) not exempt diisclosure 
(3)  
Value  Gain  ldentif  
Code2  Code  buyer/seller  
(J-P)  (A-H)  (if private transaction) 
-Wor king Interest -Nash #10, Eddy County, Royalty Royalty
-Work:ing Interest -Nash #11, Eddy County, Royalty
-Working Interest-Nash #12, F.ddy County, Royalty
ing Interest-Nash #15, EddyCounty, 	-Worldng Interest-Nash Draw 25, Eddy County,
-Worlcing Interest, Nash #U9, E':ddy County,
10.
-WorIcing Interest -Nash #23,, EddyCounty,
11.
-Worldng Interest -Nash #24, Eddy County,
12.
13. Interest -Nash Dnw#29, Eddy County, 
NMI
14. 	-WorlIcing Interest -Nash Dnw #38, Eddy Conty, 
NMI
IS. 	-Working Interest-Shell State #1, Lea County,NM
16. -Wot:king Interest -Shell State #2, Lea County,
17. -Working Interest -Shell State #3, Lea County,
18. 	-Working Interest -Shell State #4, Lea County, l;.Jii(}ffinCo'des; ... -:=:Sl}lO!O,or-'le ..
. 
. -c(See:Cohnmiis:'i31iwd1)4} . -,,.:sso;i:s1oii;ooo l.Nalue Codell. . -01-s2s,ooo,ooo 
 :.zs,-000;00Mso;ooo.00o   -P4 ='$Mcire'lhil $50;000,000.
..,   Value Mi:thod Codes Ap1mrisal Cost (RealEstate Only) ."51.-essment 
(See Col11nu1 C21 Bo1)t; Value =Otber =Estimated
.._,.-
VII. INVESTMENTS and TRUSTS 
Income during Gross value end Transactions during reporting period
De11cription Assets rcporling period reporting period 
(inclluding trust assets) 
(1) (1) (2) (1) 
(4) 
Piac:e "(X)" after each asset eimmpt Amount 
Type (e.g. Value Value Type (e.g. Date: Value Gain Identity 
Metbcd buy, sell, Month
fronl prior disclosun: Code! 
div. rent. Code2 Code2 Code buyerti:Jler 
Code3 merger, Day 
(J-P)
int)
(A-H) 
(J-P) (if private 
trallSadion)
redemption)
(Q-W) 
Dividend
109. -CPSltips LTD 
110.  -Ja1pan Telecom Holdings Co. LTD ADR 
111.  "sher PLC ADR -Kingfi 
112. -Kmm.tsu LTD 
113.  -Klminklijke Philips Electroniics ADR 
114.  -Busi111ess Objects -ADR  
115.  -ADR-BASF 
116.  1-Bfovm 
117.  -Alllieci Irish PLC 
118.  -Tc:lus Corp. (non-voting shat-e11) 
119.  -B1ritis:h Air PLC-ADR 
120.  -Advantest -Common Stock 
121.  -Anglo American PLC-ADR 
122.  -Asahi Glass Co. -ADR 
123.  ecaPLC -ADR -Astra.zen 
124.  -AVC111ti s-ADR  
125.  -AXA-ADR 
126.  -Banc:o Bilboa Vizcaya Argentaria -ADR 

Dividend 
Dividend 
Dividend 
Dividend 
None 
Dividend 
None 
None
Dividend 
None 
None 
Dividend 
Dividend 
Dividend 
None 
Dividend 
Dividend 1i1comeiC!ainCes; "":stoooo[less:: .:.1-;001.:s2,s0o



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