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Judicial Watch • James O Browning Financial Disclosure Report for 2010

James O Browning Financial Disclosure Report for 2010

James O Browning Financial Disclosure Report for 2010

Page 1: James O Browning Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:11

Date Created:November 9, 2013

Date Uploaded to the Library:November 13, 2013

Tags:Ridge, James O Browning, Browning, working, James, 2010, EPA, transactions, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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AOJO Rev. 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Browning, James Court Organization U.S.D. for District Date Report 05/11/2011 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -Active  Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 333 Lomas Blvd Suite 660 Albuquerque, 87102 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY Trustee Trust  Custodian  Custodial Account  Director/Vice Chairman  Christian Scholarship Fund  Director/President  Inn the Courts  Director  Tenth Circuit Historical Society  

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

BrowninQ, James 

051111201 
Browning, James 
Ill. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2010 Sunset Mesa Schools Inc., wages 2010 Self Employed -School Choir Director, income from students' parents 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) 
[{] NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

Browning, James 
05/11/2011 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.)  NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUE CODE  New Mexico Bank Trust  Mortgage Rental Prop #3, Albuquerque, (Part VII, line 38). See Note Part VIII  New Mexico Bank Trust  Mortgage Vacant Land #2, Albuquerque, (Part VII, line 39). See Note Part VIII 

05/11/2011
Browning, James 

VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reporting period  
(including trust assets)  reporting period  ofreporting period  
(2)  (2)  (I)  (2)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type(e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction) Corporation See NOTE Part VIII --Working Interest-Cercion #6, Lea County, None Sold 03/1/10 Fortyniner Ridge, LLC 
--Working Interest-Cercion #7, Lea County, None Sold 03/1/10 Fortyniner Ridge, LLC 
--Working Interest-Garza #I, Lea County, None Sold 03/01/10 Fortyniner Ridge, LLC 
--Working Interest -Shell State #I, Lea Royalty Sold 03/01/10 Fortyniner Ridge, LLC County, 
--Working Interest -Shell State #2, Lea Royalty Sold 03/01/10 Fortyniner Ridge, LLC Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250.001 -$500,000 =$500,00 ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More 1han $50,000,000 Value Mc1hod Codes =Appraisal =Cost (Real ES!atc Only) =Assessment =Cash Markel  
(Sec Column C2) =Book Value =01hcr =Estimated  

VII. INVESTMENTS and TRUSTS income, va1ue, transactions (1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

05/11/2011
Browning, James 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reporting period  
(including trust assets)  reporting period reporting period  
(2)  (2)  (3)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type(e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code2  Method  buy, sell;  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code3  redemption)  (J-P)  (A-H)  (if private  
transaction)  

35. --Working Interest -Forty Niner Ridge Unit Royalty Sold 03/01/10 Fortyniner Ridge, LLC 
36. --Single Member LLC See Note Part VIII Income Gain Codes: $1,000 less $1,001 -$2,500 =$2,501 -$5,000 $5,001 -$15,000 $15,001 -$50,000  
(See Columns and D4) $50,001 -$100,000 $100,001 -$1,000,000 $1,000,001 -$5,000,000 More than $5,000,000 Value Codes $15.000 orless $15,001 -$50,000 $50,001 -$100,000 $100,001 -$250,000  
(See Columns and DJ) $250,00I -$500,000 =$500,001 -$1,000,000 $1,000,001 -$5,000,000 $5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 More than $50,000,000 Value Method Codes Appraisal Cost (Real Estate Only) =Assessment cash Market  
(Sec Column C2) =Book Value Other =Estimated  

05/11/2011
Browning, James 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.) 
Gross value end ofreporting. period. 
(1)  (2)  (4)  (5)  
Value  Identity  
Method  Code  buyer/seller  
code3  (A-H)  (if private  
transaction)  

52. --Charles Schwab Common Stock Dividend 
--Tellabs Common Stock Dividend 
54. 
--Xilinx Common Stock Dividend 

55. 
--Baron Small Cap Fund None Jncome Gairi Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 415,00 -$50,000  
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Apprnisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05111/2011
Browning, James 
VII. INVESTMENTS and income, value, transactions (Includes those >po use and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (1) (2) (I) (2) 
(4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code!  div., rent,  Code2  Method  buy, sell,  mm/dd/yy  Code2  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (if private  
(Q-W)  transaction)  

69. 
--AllianceBem Global Thematic Dividend Buy 11/23/10 (Mutual Fund) (add'!) 

70. 
--Putnam Vista Class None Merged 09124110 See NOTE Part Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,50 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000.00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001-$100,000 =$100,00 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50.000,000 =More than $50,000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Markel  
(See Column C2) =Book Value =Other =Estimated  

Name Person Reporting 
Date Report 
Browning, James 
05111/2011 
VII. INVESTMENTS and income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) =$1,001 -$2,500 =$2,501 -$5,000 =$5,00 -$15,000 =$15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,00 L-$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,00 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,00 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,00 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Name Person Reporting 
Browning, James 
05/11/2011 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofreport.) 
NOTE -The items listed Section VII that have the note "See NOTE @Part VIII" Column D(5) are headers only. The specific assets held that corporation/trust/accounts are indented and listed individually following the header. 
NOTE -On September 24, 2010 Putnam Vista Class shares were merged into Putnam Multi Cap Growth Class shares. shares were purchased sold during the year. 
NOTE -The Financial Advisor managing the Oppenheimer Scholar's Edge 529 accounts changed from being associated with A.G. Edwards Wells Fargo Advisors 2010. 
NOTE -Almost the entire remaining balance the Oppenheimer Scholar's Edge 529 Acct was transferred into the Oppenheimer Scholar's Edge Acct January 25, 2010. 
NOTE -The two mortgages payable New Mexico Bank Trust listed Part VI, lines are the name the Single Member LLC (Part VII, line 36) which owned the Corporation (Part VII, line and were inadvertently omitted from previous reports. The mortgages are personally guaranteed filer's certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: James Browning 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washington, D.C. 20544