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Judicial Watch • James P Jones Financial Disclosure Report for 2007

James P Jones Financial Disclosure Report for 2007

James P Jones Financial Disclosure Report for 2007

Page 1: James P Jones Financial Disclosure Report for 2007

Category:Financial Disclosure

Number of Pages:13

Date Created:November 21, 2008

Date Uploaded to the Library:November 13, 2013

Tags:James P Jones, jones, James, stock, 2007, INVESTMENTS, transactions, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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l:?Y,ed the Ethics Government Act 1978
Rev. 112008 
FOR CALENDAR YEAR 2007 U.S.C. opp. 101-1 I!) Person Reporting (last name, first, middle initial) Jones, James Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. District Judge -active Court Organization Western District Virginia Sa. Report Type (check appropriate type) Nomination, Date Initial [Z] Annual Sb. Amended Report Final Date Report 05/08/2008 Reporting Period 01/01/2007 12/31/2007 Chambers Office Address 180 West Main Street Rm.104 Abingdon, 24210 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. ITI NS. (Reporting individual only; see pp. 9-13 filing instructions.) [ZJ NONE (No reportable positions.) .;'J:  
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) [ZJ NONE (No reportable agreements.)  PARTIES AND TERMS  ("') .,, o:z 'cl::::oz f'T1:2 o:i:> "'T'll J:> .}> 

Date Report 

Jones, James 
05/08/2008 
Ill. N-INVES TMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [2J NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income I/you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

IV. REIMBURSEMENTS -transportation, /odging,food, entertainmen (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 	Duke University School Feb. 23-24 Durham, judge student moot room meals Law court CLE 	June 6-7 Fairfax, teach CLE seminar transportation, room meals 

Date Report 
Jones, James 
05/08/2008 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[ZJ NONE (No reportable gifts.) 

DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[ZJ NONE (No reportable liabilities.) 

DESCRIPTION VALUE CODE 

Date Report 
Jones, James 
05/08/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during 
Gross value end 
Transactions during reporting period 
(including trust assets) 
reporting period 
reporting period 
(1) (I) 
(2) 
(1) 
(2) 
(3) 
(5) 
The Doris Duke Trust, income beneficiary  Dividend FBR Gas Utility Index Fund  Dividend Bell South Corporation common stock  Dividend Berkshire Hathaway common stock  None  buy  5110 Chevron Corp common stock  Dividend Duke Energy common stock  Dividend Spectra Energy common stock  Dividend  spinoff  1/2 Exxon Mobil common stock  Dividend IBM common stock  Dividend  
10. ATT Inc. common stock  Dividend  
11. Rowe Price Bond Fund  Dividend  
12. Rowe Price Summit Muncipal Intermediate Fund  Dividend  
13. Rowe Price Growth Stock Fund  Dividend  
14. Rowe Price New Horizons Fund  Dividend  
15. Rowe Price New Asia Fund  Dividend  
16. Rowe Price Int'! Stock Fund  Dividend  
17. Rowe Price Int'] Stock Fund  Dividend  

Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  
exempt from prior disclosure  Code  div., rent1  Code  Method  
(A-H) int.)  (J-P)  Code  
(Q-W)  

Type (e.g., buy, sell, redemption) 
Date 
Month-
Day 

'Value  Gain  Identity  
Code  Code  buyer/seller  
(J-P)  (A-H)  (if private  
transaction) Income Gain Codes: l,000 less =$1,001  S2,500 =$2,50t  $5,000 =$5,001 -St5,000 =$15,001 -$50,000 (See Columns and 04) =$50,00 00,000 =SI00,001 -Sl,000,000 =$1,000,00  $5,000,000 =More than $5,000,000 
 Value Codes =$15,000 Jess =$15,001  50,000 =$50,001 -$100,000 =$I 00,00  $250,000 (See Columns and DJ) =$250,00 $500,000 =$500,001 ,000,000 =$1,000,00 $5,000,000 =$5,000,001 -$25,000,000 
 =$25 ,000,00 $50,000,000 =More than $50,000,000 
 Value Method Codes =Appraisal =Cost (Real Estate Only) (See Column C2) =Book Value =Other 

Date Report 
Jones, James 
05/08/2008 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (l) Amount Code (A-H)  (2) Type (e.g., div., rent, int.)  (l) Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g., buy, sell, redemption)  (2) Date Month -Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction) Income Gain Codes: =$1,000 Jess =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50,00 -$I 00,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Cod. =$15,000 less =$15,001-$50,000 =$50,00 -$I 00,000 =$I 00,00 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,00 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nctudes those spouse and dependent children; see PP 14-60 filing 
instructions.J NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less =$1,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04) =$50.001 -$100,000 =$100,001 -$1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00  00,000 =$100,001 -$250,000  
(See Colwnns and 03) =$250,00 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
Jones, James 
05/08/2008 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Income during 
reporting period 
Gross value end 
reporting period 
 
(I) 
Amount 
Code 
(A-H) 
 (2) 
Type (e.g., 
div., rent, int.) 
 (1) 
Value 
Code 
(J-P) 
 (2) 
Value 
Method 
Code3 
(Q-W) 
 (1) 
Type (e.g., 
buy, sell, 
redemption) 
 Date 
Month-
Day 

Description Assets 
Transactions during reporting period (including trust assets) 
(3) (4) (5) 
Place "(X)" after each asset Value Gain Identity 
exempt from prior disclosure Code Code 
buyer/seller (J-P) 
(if private transaction) (A-H) 
52.  Deere common stock  Dividend  buy  414  
53. 54.  Deutsche Telekom ADR Dominion Resources Inc. common stock  Dividend Dividend  buy  414  
55.  Donnelley Sons Co. common stock  Dividend  
56.  Dow Chemical common stock  Dividend  buy  5115  
57.  E-Trade Financial Corp common stock  None  sale  9/20  
58.  Emerson Electric common stock  Dividend  
59.  First Energy Corp common stock  Dividend  
60.  General Electric Co. common stock  Dividend  
61.  Genworth Financial Inc common stock  Dividend  buy  414  
62.  sale  11/8  
63.  Goldman Sachs Group common stock  Dividend  
64.  Grant Prideco Inc common stock  None  
65.  Harris Corp common stock  None  buy  11/30  
66.  Hewlett Packard Co. common stock  Dividend  
67.  Home Depot common stock  Dividend  sale  6128  
68.  IBM common stock  Dividend  buy  9/11 Income Gain Codes: =$1,000 less ,00 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$t5,00I -$50,000  
(See Columns and 04)  F=$50,00! -$100,000 =$100,00 -$1,000,000 =$1,000,00 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 1oo,oo1 nso,ooo  
(See Columns and 03) =$250,00 -$500,000 =$500,001 -s1,000,000 =$1,000,00 -S5,000,000 =$5,000,001 -$25,000,000 =S25,000,00I -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Date Report 
Jones, James 

05/08/2008 
VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
(I)
(2) 
(3)
(2) 
(2)
(I) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1,000 less =$1,001  $2,500  c=$2,501. $5,000 =$5,001  $15,000  E=$15,00I  $50,000  
(See Columns and 04) =$50,00  00,000 =$100,001  $1,000,000 =$1,000,001  $5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less  K=$l5,001. s50_,ooo =$50,00  00,000 =$100,00  $250,000  
(See Columns and DJ)  N=$250,001  $500,000 =$500,001. $1,000,000 =$!,000,001-$5,000,000 =$5,000,001 $25,000,000 =$25,000,001  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) ===Book Value  V=Other  W=Estimated  

Date Report 
Jones, James 
05/08/2008 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 14-60 offiting instructions.J NONE (No reportable income, assets, transactions.) 
(1) 
(3)
(1) 
(2)
(I) (2) 
(2) 
(5) 
transaction) 
86. Nucor Corp common stock  Dividend  sale  3/8  
87. Patterson UT! Energy common stock  Dividend  sale l/21  
88. Pfizer Inc common stock  Dividend  sale  12/6  
89. Pitney Bowes common stock  Dividend  buy  6/28  
90.  sale  11/28  
91. PPL Corp common stock  Dividend  
92. Plum Creek Timber REIT  Dividend  sale  11/21  
93. Praxair, Inc common stock  Dividend  
94. Prictor Gamble common stock  Dividend  buy  4/4  
95. Prudential Financial common stock  Dividend  
96. Quest Diagnostic Inc common stock  Dividend  buy  8/1  
97. Republic Svcs Inc common stock  Dividend  
98. Rio Tinto PLC sponsored ADR  Dividend  
99. Rockwell Collins Inc common stock  Dividend  buy  8/8  
100. Sara Lee Corp common stock  Dividend  buy  4/4  
l01. Schlumberger Ltd common stock  Dividend  
102. Seagate Technology common stock  Dividend  sale  7/11  

Amount 
Value
Type (e.g.,
Place (X)" after each asset 
Code 
div., rent, 
Code
exempt from prior disclosure 
(A-H) int.) 
(J-P) 
Value 
Type (e.g., 
Method 
buy, sell, 
Code 
redemption) 
Gain
Date 
Value 
Month-
Code 
Code 
Day 
(A-H)
(J-P) Identity buyer/seller (if private 
Description Assets 
(including trust assets)  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period Income Gain Codes: =$I ,000 less =$1,001 -S2,500 =$2,501 -$5,000 =$5,00 -$15,000 =S15,001 -$50,000  
(See Columns and f?4) =$50,00 -$100,000 =$100,001 -$1,000,000 =SJ,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,00I -$100,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,001-$500,000 =$500,001 -$1,000,000 =$1,000,001-$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value =Other :::Estimated  

Date Report 
Jones, James 
05/08/2008 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place "(X)" after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(1)  (2)  (l)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

103.  Shire PLC ADR  Dividend  sale  6/8  
104.  Southern common stock  Dividend  
105.  Suntrust Banks Inc common stock  Dividend  
106,  Target Corp common stock  Dividend  
107.  Telefonaktiebolaget Ericsson sponsored ADR  Dividend  
108. Paul Travelers Companies common stock  Dividend  
109.  Terex Corp common stock  None  sale  9119  
110. Cos Inc common stcok  Dividend  
111.  Time Warner Inc common stock  Dividend  
112.  Total sponsored ADR  Dividend  
113.  Transocean Inc common stock  Distribution  merger  11/27  
114.  Verizon Comm. common stock  Dividend  buy  10/4  
115.  Wal-Mart Stores common stock  Dividend  
116.  Wells Fargo common stock  Dividend  
117.  Western Union common stock  None  buy  4/4  
118.  sale  8/7  
119.  Schwab cash reserve fund  Dividend Income Gain Codes: 1,000 less =$1,00  $2,500 =$2,501. $5,000 =S5,00I  $15,000 =$15,00  $50,000  
(See Columns and 04) =$50,00  00,000  G=$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 less =$15,001  $50,000 =$50,00  00,000 =$100,001  $250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001. $1,000,000 =$1,000,001  $5,000,000 =$5,000,001  $25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cos! (Real Estate Only) =Assessment "Cash Market  
(See Column C2) =Book Value =Other =Estimated  

Name Person Reporting 
Date Report 
Jones, James 
05/08/2008 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure Income during reporting period 
(1) 
(2) 
Amount 
Type (e.g., 
Code 
div., rent, 
Gross value end reporting period 
(2)(I) 
Value Code 
Value Method 
(I) 
Type (e.g., buy, sell, Transactions during reporting period 
(2)  (3)  (4)  (5)  
Date  Value  Gain  Identity  
Month- Code  Code  buyer/seller  

(A-H) 
Code 
redemption) 
Day int.) 
(J-P) 
(if private 
(A-H) 
transaction)
(Q-W) 
120.  Arlington muni bond  Interest  
121.  Bedford muni bond  Interest  
122.  Fairfax muni bond  Interest  
123.  Hampton muni bond  Interest  
124.  Henry muni bond  Interest  
125.  Orange muni bond  Interest  buy  9120  
126.  Prince William muni bond  Interest  
127.  Roanoke muni bond  Interest  
128.  Rutherford muni bond  Interest  
129.  Virgina Beach muni bond  Interest  
130.  Virginia Comwlth muni bond  Interest  
131.  Virginia Pub Rev muni bond  Interest Income Gain Codes: ,000 less =$1,001 -$2,500 =$2,501 -$5,000  D=$5.00J -$t5,000  E=$15,00t -$50,000  
(See Columns and 04) =$50,00 -$I 00,000 =$100,00 -SI ,000,000 1,000,00 -$5,000,000 =More than $5,oo.ooo Value Codes =$15,000 less  K=$15,00l -$50,000 =$50,00 -$I 00.000 =$100.00 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,00  $1,000.000 =$1,000,00 -$5,000,000 =$5,000,00 -$25 ,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment "'"Cash Market  
(See Column C2) =Book Value =Other ""Estimated  

Date Report 
Jones, James 
05/08/2008 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReport) Part VII Investments and Trusts, the following explanation: Part VII, the prior listing Horton common stock the 2006 report (line 70) was partly error. Horton common stock was sold 6/20/2006, Value Code Gain Code and thus was not held 2007. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353 and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544