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Judicial Watch • James R. Browning – 2006

James R. Browning – 2006

James R. Browning – 2006

Page 1: James R. Browning – 2006

Category:Federal Judges

Number of Pages:8

Date Created:September 13, 2007

Date Uploaded to the Library:August 04, 2014

Tags:James R Browning, Varian, Browning, reported, James, Market, 2006, transactions, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Penim Reporting (last name, flnt, middle Initial) Browning, James Conrt Organization U.S. Court Appeals, 9th Cir Date Report 05/04/2007 Title (Article III judges indicate active senior stains; magistrate judges indicate foll-or part-time) Circuit Judge, Senior status Sa. Report Type (check appropriate type) Nomination, Date Initial Annual Final Reporting Period 01/0112006 12/31/2006 
Sb. Amended Report Chamben Office Address P.O. Box 193939 San Francisco, 99119-3939 the basis the information eontained this Report and any modifications pertaining thereto, Is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS, (Reporting individual only; pp. 913 ofintruction>.) NONE (No reportable positions.) 
NAME Board member Ninth Circuit Historical Society Director Board Western Justice Center Foundation 
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II. AGREEMENTS. (Reporting Individual only; see pp. 14-16 instructions.) a- 
(gJ NONE (No reportable agreements.) 
 
 
 
ID. NON-INVESTMENT COME. (Reporting individual and spouse; see PP n-u ins1ruct1ons.J Filers Non-Investment Income 
 NONE (No reportable non-investment income.) 
 
(yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 
IBJ NONE (No reportable non-investment income.) 
 
 
JV. REIMBURSEMENTS -transportation, lodging,food, entertainment 
(lnc/11des those spouse and dependent children. See PP-25-27 ofinstn1clions.) 
IBJ NONE (No reportable reimbursements.) GIFTS. (Includes those spouse aml depemlent childrm. See pp. 18-31 ofinstructions.) 
 NONE (No reportable gifts.) 
 
 
VI. LIABILITIES. (ltlcludes those spouse t1nd dependent children. See pp. 32-33 instructions.) 
 NONE (No reporlable liabilities.) 
 
 
 
 
vn. INVESTMENTS and TRUSTS -income, value, transactions (lndudes those the spouse and dependent children. See PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(I) Amount Code (A-H) (2) Type (e.g. div., rent, int) (I) Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g. buy, sell, redemption) (2) Date Month-Day (3) Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) U.S. Bank Inc. Interest Acreage Frederick County Maryland Rent House Billings Montana Rent House Billings Montana Rent Dreyfus Money Market Fund Interest Netopia Inc. (common) None sell 12/29 
Walmart Inc (common) Dividend 
West America Bank Interest 
 
 
Wells Fargo Bank Interest 
10. Advanced Digital Comp (common) None sell 8/25 Mill Valley Library Muni Bond Interest 
12. Fundamental Invest Inc. Dividend 
 
13. Mine Cascade County Montana None 
14. WedBush Morgan Securities/GBS Financial Inc. Interest 
15. Bancorp Dividend 
16. Vista Housing Muni Bond Interest 
17. Citigroup Global Markets Dividend Income Gain Codes: =$1,000 less $1,001 -$2,500 $2,501 -$5,000 s5,001 -S15,ooo $15,001 -$50,000 
(See Columns and D4) $50,001 -$100,000 $100,001 -$1,000,000 Sl,OOO,OOI -$5,000,000 More thao $5,000,000 Value Codes 15,000 less $15,001 -$50,000 $50,001 -$100,000 $100,001 -$250,000 
(See Colwnns and D3) $250,001 -$500,000 $500,001 -$1,000,000 s1,ooo,001 -$5,ooo,ooo $5,000,001 -$25,000,000 Value Method Codes $25,000,001 -$50,000,000 (Real Estate Only) More than $50,000,000 Cash Market 
(See Column CZ) =Appraisal Vther =Assessment =Book Value W=Estimated 
 
Name Person Reporting 
Date Report 
Browning, James 
05/04/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those the spouse and depen children. See PP. 14..r.o offtllng instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place (X) after each asset exempt from prior disclosure 
18. 	Morgan Hill Muni Bond 
Income during Gross value end Transactions during reporting period 
reporting period reporting period 
(1) (2) (1) (2) (I) (2) (3) (4) (5) 
Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
Code div., rent, Code2 Method buy, sell, Month Code2 Code buyer/seller 
(A-H) int) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) Interest 
19. 
Folsom Califsp. tax bond Interest 
 
20. 
Merced Irrigation Bond Interest 
 
21. 	 
Calvaras Cmmty Muni Bond Interest 
 
22. 	 
Tribeco Canyon Muni Bond Interest 
 
23. 	 
Varian Corp (common) None 
 
24. 	 
Smith Barney Muni Funds Money Dividend Market 
 
25. 	 
Alvarion Ltd (common) None 
 
26. 	 
UTStarcom Inc. (common) 
 
 
None 
sell 12/29 
sell 12/29 
 
Lakeland Industries Inc. (common) None 
sell 3/07 
28. Varian Medical Systems Inc. (common) None 
29. Varian Semi Conductor Equipment None 
(common) 
 
Harris Large Cap Value Fund Dividend 
Ready Mix Inc. (common) 	None 
1/30 
sell 
32. Romoland Sch Dist Calif Sp! Tax bond Interest 
33. Carlsbad Califlmpt bond Interest 
34. Powersahres Wilderhill Clean Energy Interest Income Gain Codes: $1,000 less (See Colwnns and D4) $50,001 -$100,000 Value Codes 15,000 less (Sec Columns and D3) N$250,001 -$500,000 Value Method Codes 25,000,001 -$50,000,000 (See Column C2) Q=Appraisal =Book Value B$1,001-S2,500 GSI00,001 -$1,000,000 =$15,001 -$50,000 $500,001 -$1,000,000 =Cost (Real Estate Only) V=Other $2,501 -$5,000 Sl,000,001-$5,000,000 L50,001-Sl00,000 s1,ooo,001 -S5,ooo,ooo =More than $50,000,000 =Assessment =Estimated 5,001 -$15,000 More than $5,000,000 =$100,001 -$250,000 P2$5,000,001 -$25,000,000 =Cash Market s15,001 -$50,000 
 
Name Person Reporting 
Date Report 
Browning, James 
05/04/2007 
vn. INVESTMENTS and TRUSTS -income, value, transactions (Includes those ofthe spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place (X) after each asset 
exempt from prior disclosure Income during reporting period Gross value end reporting period 
(I) Amount Code (A-H) (2) Type (e.g. div., rent, int) (I) Value Code (J-P) (2) Value Method Code (Q-W) 
Transactions during reporting period 
(I) Type(e.g. buy, sell, redemption) 
(3) 
(5) 
Date Value Gain Identity 
Month Code2 Code buyer/seller 
Day (J-P) (A-H) (if private 
transaction) 
 
Prtfolio 
35. Benchmark Electronics None buy 2/03 
36. selJ 4120 Income Gain Codes: $1,000 less $1,ClOl -$2,500 =12,501 -$5,000 $5,001 -$15,000 E$15,001-$50,000 
(See Columns and D4) $50,001 -$100,000 $100,001 -$1,000,000 =il,000,001 -$5,000,000 More than $5,000,000 Value Codes J$15,000 less K$15,001 -$50,000 L$50,001-$100,000 =il00,001 -$250,000 
(See Colwnns and D3) $250,001 -$500,000 $500,001 -$1,000,000 $1,000,001 -$5,000,000 $5,000,001 -$25,000,000 Value Method Codes $25,000,001 -$50,000,000 ost (Real Estate Only) More than $50,000,000 asb Market 
(See Column C2) QAppraisal Vther =Assessment =Book Value =Estimated 
 
 
Name ofPerson Reporting 
Date Report 
Browning, James 
05/04/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/RepoTL) 
Part VIII Swift Energy reported line 2005 disclosure was incorrectly reported disclosure-sold 2002 was below reporting value. -Roxio reported line 2005 disclosure was incorrectly reported disclosure -sold prior year was below reporting value. Semitool reported line 2005 disclosure was incorrect -sold 7/11/2003 value code gain code -Smith Barney Muni Fund Money market reported 2005 disclsoure line below reporting value. First Virtual common stock value reported 2005 disclosure line now below reporting value. Curon Medical common stock value reported 2005 disclosure line now below reporting value. 
All stock transactions are made b.Browning usinds inherited b-o These are totally hers and used for her personal use only. 
 
IX. CERTIFICATION. certify that IJ11fonu11tfD11 i:fvea llhove {lncludfag l11formatloa pertatlllni 111y spouse 11nd minor depeadeat children, aay) accurate, true, complete the best knowledge and bdfef, that any lnfOlJJUltfoa not reported was wtthleld becawre met applicable statutvry provisions permitting aoa-dlsdesttre. furW certify that earned Im:ome from oatsf4e employment aad lollOJAlUI alNI tile 11ttepta11ee gifts wlalch bve been reported are 
compla11ce with tlle provi11foa1 U.S.C. app.  501 et. seq., V.S.C!  7353, and Judlchtl Co11ferco11u rcoguhitioa11. 
 
WILFULLY FALSIFIES FAUS FILE TIDS REPORT MAY SUBJECT CIVIL 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts 
 
Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544