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Judicial Watch • James S. Gwin – 2003

James S. Gwin – 2003

James S. Gwin – 2003

Page 1: James S. Gwin – 2003

Category:Federal Judges

Number of Pages:23

Date Created:February 3, 2005

Date Uploaded to the Library:October 26, 2014

Tags:James S Gwin, conference, travel, James, stock, Washington, district, court, 2003, Codes, dividend, disclosure, reporting, report, ICE, Federal Judge, financial, income, Judge


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UNITED STATES DISTRJCT COURT 
 
NORTHERN DISTRICT OHIO TELEPliONE 
510 U.S. COURTHOUSE. FEDERAL BUILDING (330) 375-5934 
AKRON, OHIO 44308 FAX 
(330) :375-5937 
 
October 25, 2004 :;o 
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Washington, D.C. 20544 rra 
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Dear Judge Lisi: response your letter August 2004, attach second amended financial apologize for not earlier responding you inquiry but thought your letter had not caught with the earlier amendment that had made. response your August 2004, letter, have set out the date the report have added the: information requested regarding Part VII and deleted the year end valuations iiicorrectly included invesiments that had liquidated during 2003. 
Jn: respmise paragraph five your August 2004, could not supply more specific dates that the Vanguard Total Stock Market Index Fund was purchased. -participates tax-deferred saving plan her employer. Under that plan, she makes contributions the Vanguard mutual fund and the employer makes accompanying partial match until 
she reaches the statutory maximum. believe she typically reaches the statutory maximum within the first quarte!.of each year. The funds are then deposited the index fund. She receives only querly 
 
R...}Jort Rcquird 1.:_c _Ethics 
 A0-1-0 Government Act ofl978 
Rev.. 1/2t.2 
Cuiendar Year 2003 lJ.S.C. app.  01-Jll) 
Reporting L.ast name, First name. Middle initial) Court Organization Date ofRco1t GWIN, .JAME::: N.D. OHIO 
5/7l2004 Title (An]cle Judges indicate active senior Status; ReportType (check appropriate type) Reporting Period 
magistrate judges indicate full-or part-time} Nomination. Date 
1/1/2003 
JUDGE, ACTIVE Initial @Annual Final 
12131/2()03 Chambers Office Address the basis the infomiation contained this Report and any modifications pertaining thereto, is, opinion, compliance 
 
510 U.S.. COURTHOUSE applicable laws and regulations. SOUTH MAIN STREET 
Date 
AKRON, 44308 
RTANT NOTES: Ihc: instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part tere you have report11iblle information. Sign last page POSlTIONS. (Reporting individual only; see pp. 9-l3 filing inslnictions) N(lNE -(No reportabfo positions.) Trustee Austin-Bailey Charitable Founda:tion 
II. AGJREE11ENTS. (Reporting individual only; see pp. 14-16offiling instructions) NONE -(No reportable agreements.) retir 
III. N_9N-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 filing instructions) NONE -(No repartablenon-investment income.} SOURCE AND TYPE STARK COUNTY BOARD EDUCATION2. INTER.NATIONAL BUSINESS MACHINES, INC . INCOME (yours. not spouses) 0.00 0.00 
 
 
rv. REilvIBURSEl.VIENTS -transportation, iouging, food. entertainment. (Includes those spouse anti dependent children. See pp. 25-27 ofinstructions.) 
 
 
 
i;zJ NONE -(No reportable liabilities.) Name Person Rcponing Dmc Report 
Pag GWIN, JAMES 517i2004 
-income. r.ilui:, mmsc:itious (inclut!.es (hose the JlOl.SelS reporti11g period reporting period (including trust assets) 
Ifnot exempt from disclosure 
(1) (2) (I) (I) 
(2) (4) (.5) Type (e.g. Date: 
Place (X) after each asset exempt Amotmt Type Value 
Value 
Value Gain Identity buy, sell, MonthfuJm prior disclosure 
Method 
Code2 
Cade div. rent COO.e Code buyer/seller 
merger, 
CodeJ Day 
iul) (J-P) 
(if private (AH) tJ-P) (A-H} 
redemption) 
(Q-W) 
trall!Klclion) NONE (No reportable inconu:, 1is1;ets, transactions) IBM corrnnon stock Dividend AIM Constellation mutual futId Dividend Glllaxy mutual fUJgls Be:rkshire Hathaway common stock Index Fund, taxV1mgiuard Total Stock Marice deferled Merrill Lynch money market fi.md Dividend Dividend Dividend Dividend Variou purch AIM International Growth mid Dividend Fund T.Rowe Price Mid.Cap Muni Dividend 10. mmoo stockA Corp, Liberty Media, c13 Dividend .Dividend Restr vestin 
11. Fidelity Contra Fund, mutual fund Dividend 
12. Lord Abbot MidCap Fund, tm.1tual fund Dividend 
13. Davis New York Venture md, mutual fund Dividend 
14. White Oak Growth,. tund Dividend Sale 10/20 
 
15. Ciem:ral Electric, common tock Dividend 
16. E common stock Dividend 
17. Merck, common stock Dividend 
18. Cameo Financial Corp., corm non stock Dividend Jw.:omc/Gair. Codes: ,000 urlcss SJ,OOl-SZ.500 $:!,501-S.5,000 =$5.001-SlS,OOO 5.001-$5t>.OOO 
(Seo Colml> and D4) $50,001-SlOO.OOO $1Qf.:.OO J-$ ,00,00l !.OOO.l10i-$5.00D,000 =More tilan $5,000,00;J V;.!ue Code.;.: :.:. $1.ono Jess  .OOJ-S:5U,00i:< SS0,001-$10.J.COfJ 1.-1 S1Cll,001-S:!5i.l.OOG 
($1.!e Coh.111111$ a1icJ D:: $2:;0.00US500.01)C S:2:S,00(.00l-530.0:.K:.OGU 
 
-FlNAllCL.:L DISCLOSURE REPORT 
Name Ierson Reporting Dnw: Repor: 
GWIN, JAMES 5i7/2004 -iulomc. val11e, transc:itions {inclut.les those the spouse nntl dependent diiid.-en. S.:e pp. 34-57 filing instructiun.j lncnme during Gross value end Transactions duriug reporijng !ll!riod 
19. 20. 21. 22. 23. 24. Description Assets (includiug trnst assets) Place (X) after eacl1 asset exempt from prior disclosure Hein common stock -Pfizer, common stock -Bristoo Myers, common stock -Com ing, common stock -AOL Time Warner, commor11 stock Cisca, common stock ICjl(lrting period Am01mt Code (A-Ii) (2) Type (e.g. div. rem.or int.) Dividend Dividend Dividend Dividend Dividend Dividend repnrting pLriod (I) Value Code2 (J-P) (2) Value McthoJ Codle.3 (Q-W) (1) Type (e.g.buy. sell. merger, mlemption) Dute: Month-Day OO! eM:mpValue Code (J-P) Imm disGain Code (A_-H) clos (5) Identity buyer/seller (iftlrivate tnmsaction} --- 
25. 26. 27. 28. 29. 30. 31. 32. 33. Sun Micmsystems, Inc., conm1on stock -Wal Disney Co., common stock Luce:nt Technologies, con11r.1011 stock -Micirosoft Corp., common Slto:k -Farmers National Bank, c:or:nmon stock InteII Corporation, common sti:>ek -Schwab Money Market Fund Agere Systems, Inc., comm1:m stock -BB Corp., common it.ock Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Pure ha/sale Vario  
34. group, common stock Dividend 
35. 36. ira--:-velers Group, common ,stock Del Monte Food, common 11tock Dividend Dividend Sale 2111 incomo!!Gain C 
:=s 
Tlr-........ fl!i, -c:  w1ct Court. N.D. Ohio Travel expenses associated with assignment with Sixtil Circuit, February S-7, 2003. $867.53 
 
U.S.District Court, N.D. Ohfo 	Travel expenses associated with assignment with Sixth Circuit,. October 2021, 2Cl03. S953i.2S 
US.Dstrict Court, N.D. Ohio 	Travel expenses Palm Beach for MDL Judges Conference, October27-28, 2003. $1450.52 	 
U.:S.Dmrict Court. N.D. Ohfo Travel expenses associated with CM/ECF Seminar Wilmington, Ohio, for S.D.. Ohio 0111 May 2003. $199.83 	 
U.:S.District Court, N.D. Ohfo Travel expenses for intercircuit assigmnent the E.D. New York, September 22..29, 2001. $3733.78 
 
 
US.District Court. N.D. Ohfo 	Travel expenses associated with CM/ECF fonun Washington August 18-20, 21:)03. $1092.25 U.S.District Court, N.D. Ohfo 
Travel expenses associated with Bench/Bar Conference Columbus, October 2-3, 2003. $366.47 
U.:S.District Court, N.D. Ohfo Travel expenses associated with ECF working group meeting Washington, Oci:ober 8-9, 2003._$540.25 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
 NONE -(No such reportabl,e gifts.) 
 
.--- 
 
FINANCJAL DISCLOSURE REPORT NameofPersonReporting 
GWIN, JAMES 
Sn/04 
VI. WBILITIES. 	(Includes thoseof spouse and dependent children. See pp. 32-34 instructions.) NONl (No reportable liabilities.) 
Date 
Name Person Reporting 
GWIN, JAMES 
517104 -income, value. lranscations {includes those the spouse alld dependent children. See pp. 34-57 oftiling instruc:tions.) 
VIL INVESTMENTS and TRUSTS Description Assets (irn:tuding trust assets) Pia lio (X} afteuach asset eet prior disclosme -DNONE !No n:portable income. assets. transactions) IBM commonstock >nstellation mutual fimd AIMC Galaxy mutual funds Berlhfre Hathaway common ltclCk Vanguaro mutual fund Merrill Lynch money market fimd -7. AIMintcmational Growth Fund -8. T.R,11>wc Price Mid-Cap Mutuall Fund stock. options Income during reporting period (1) (2) Amount Type (e.g. Code div. mn.or (A-H) inL) Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Gross value end reportiiig period. (I) (2) Value Value Code2 Method (J-P) Codel C.QW) Transactions during reponing pesiod -(I) not exempt from disclosure (2) Type (e.g. Date: Value Gain Identity buy, sell, MonthCode2 CoUICh Restr 3/6 vcstin 
10. Anrcorp, Liberty Media, common stock 11. Fidclity Contra Fund, mutual il11i1d Dividend Dividend 
12. Loni bbot MidCap Fund, mutual fund Dividend 
13. Davis 1ew York Venture Fund, mutual fund 14. Whiite(>ak Growth, mutual :ti.md 15. GeneraII Electric, common sltock Dividend Dividend T._ Sale 10/20 
16. Exxon,.common stock Dividend 
17. Merclc, common stock 18. Cameo Financial Corp., common stock Dividend. Dividend lucomeiGain Codes: Sl,0001 less =$1,001-$2,500 $2,501-$5,000 =$5,001-$15,000 $15,001-$50,000 
(Sec Column. .Bl and 04) -sso,0011-s100.ooo =$100,001-$1,000,000 Sl,000,001-SS,000,000 =Mon: than $5,000,000 Value Codes: $l5;000 less S,001-$50,000 -=SS0,001-SIOO,OOO $100,001 -$250,000 
(See Columns and 03) =$250,000-$500,000 $500,001-S 1,000.000 =$1,000,001-SS.OOO,OOO =.$5,000,001-$25,000,000 =$25,000,001-SSO.OOO.OOO  =$Mon: Ihm SS