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Judicial Watch • James S. Gwin – 2008

James S. Gwin – 2008

James S. Gwin – 2008

Page 1: James S. Gwin – 2008

Category:Federal Judges

Number of Pages:8

Date Created:October 21, 2009

Date Uploaded to the Library:October 26, 2014

Tags:James S Gwin, James, vanguard, stock, Market, 2008, investment, spouse, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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III. NON-INVESTMENT COME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filers Non-Investment Income 
[Z] NONE (No reportable non-investment income.) 
 
(yours, not spouses) Spouses Non-Investment Income -Jjyou were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
Monthly 
Monthly 
 
 
 
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
 
 
VJ. LJABJLJTJES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[Z] NONE (No reportable liabilities.) 
 
 
 
 
 
Name Person Reporting 
Date Report 
GWIN, JAMES 
05/13/2009 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing mstructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(induding trust assets) reporting period reporting period 
 
(2) 
(2) (I) (2) 
(I) 
(I) 
(3) 
(5) 
Place (X) after each asset exempt from prior disclosure Amount Code (A-H) Type (e.g., div., rent, int.) Value .Code (J-P) Value Method Code (Q-W) IBM common stock (IBM) Dividend Galaxy mutual ftmds Dividend 
 
Type (e.g., .buy, sell, redemption) Identity buyer/seller (if private transaction) 
Date .Value Gain 
Month- Code Code 
Day (J-P) (A-H) 
 
Berkshire Hathaway common stock (BRKA Dividend Vanguard Total Stock Market Index Fund, Dividend ariou purch deferred 
Merrill Lynch money market fund Dividend 
T.Rowe Price Mid-Cap Mutual Fund (RP Dividend MGX) common stock, Dividend Buy 
(add!) 
stock, Buy 3/10 (add!) Fidelity Contra Fund, mutual fund (FCNTX) Dividend 
10. Lord Abbett MidCap Fund, mutual fund Dividend 
AVSZ) 
 
11. Davis New York Venture Fund, mutual fund Dividend 
(NYVTX) 
12. General Electric, common stock (GE) Dividend 
 
13. 
Exxon(XOM) Dividend 
 
14. 
Cameo Financial Coip., common stock (CA Dividend FI) 
 
15. 
Heinz, common stock (HNZ) Dividend 
 
16. 
Pfizer, common stock (PFE) Dividend 
 
 
Briston Myers, common stock (BMY) Dividend Income Gain Codes: =$1,000 less =Sl,001-$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 
(See Columns and D4) =$50,001  $100,000 =$100,001-$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001. $50,000 =$50,001  100,000 =SI00,001 -$250,000 
(See Colwnns and 03) =$250,00  $500,000 =$500,00 -$1,000,000 =$1,000,001, $5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 Value Method Codes Q=Appraisal =Cost (Real Estate Only) =Assessment =Cash Market 
(See Colwnn C2) U=Book Value V=Other W=Estimated 
 
 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP J4-6o filing instructions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: =$1,000 less 
 
(See Columns and D4) =$50,00 -$100,000 
2.Value Codes =$15,000 less 
(See Columns and DJ) =$250,001 -$500,000 =$25,000,001  $50,000,000 
3.Value Method Codes Q=Appraisal (See Column C2) U=BookValue 
 
Name Person Reporting Date Report 
GWIN, JAMES 05/13/2009 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate parto/ReporL) 
Regarding the investment the Vanguard Fund, this investment made through employer 401 plan sponsored atemployer. The yearly statutory maximum met the first quarter although not know the exact dates purchase. 
Regarding the lbrift Savings Plan Common Stock Index Fund, this investment made through employer 401 plan sponsored the U.S. Courts. Deductions of$1,375 are made monthly fund this investment. 
Regarding Schwab Money Market Fund (Part VII, 24) this investment money market fund which investments and withdraw! are made relatively frequently although withdrawls (checks paid) are relatively infrequent. 
Regarding the purchases 
 
stock March, (Part VII, 7-8), this involved common stock restricted stock vesting from  
employer. 
 
 
 
 
 
Name Person Reporting 
Date Report 
GWIN, JAMES 
05/13/2009 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., .S.C.  7353, and Judicial Conference regulations. 
 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CML AND CRIMINAL SANCTIONS U.S.C. app.  104) 
 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544