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Judicial Watch • James S. Gwin – 2012

James S. Gwin – 2012

James S. Gwin – 2012

Page 1: James S. Gwin – 2012

Category:Federal Judges

Number of Pages:11

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:James S Gwin, Assessment, Estimated, James, Estate, 2012, Gross, Market, assets, INVESTMENTS, spouse, transactions, TRUSTS, Codes, reportable, reporting, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) GWIN, JAMES Court Organization N.D. OHIO Date Report 06/04/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) JUDGE, ACTIVE  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012  
CARL STOKES COURT HOUSE 801 WEST SUPERIOR AVENUE CLEVELAND, 44113 Chambers Office Address 
IMFO ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[Z]  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY 
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) NONE (No reportable agreements.) 

PAR TIES AND TERMS retirem OHIO PUBLIC EMPLOYEE RETIREMENT SYSTEM AND OHIO TEACHERS RETIREMENT SYSTEM. RIGHT RETIREMENT BENEFITS GWIN, JAMES 

06/04/2013

III. NON-INVESTMENT ME. (Reporting i11divid11al and spouse; see pp. 17-24 filing instr11ctio11s.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except for honoraria.) 

IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. 
(Includes those spouse and dependent children; see pp. 2527 o.ffiling instructions.) 
[{] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 

GWIN, JAMES 
06/04/201 GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing 
instructions.) 
[{] NONE (No reportable gifts.) 
SOURCE 
DESCRIPTION 
VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR 
DESCRIPTION 

VALUE CODE 

GWIN, JAMES 
06/04/2013
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des 111ose spouse and dependent children; see pp. 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  lncome during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) (2) (2) (5) Income Gain Codes: =$1.000 kss =$1,001 -$2.500  c=$2.501 -$5.000  D=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Colunms and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes  K=$15.001 -$50.000 =$50.001 -$100.000 =$100.00 -$250.000  
(Sec Columns and 03) =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) ""Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

06/04/2013 
GWIN, JAMES 

VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing 
instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

(I) (2) (2) (I) (2) (3) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller Income Gain Codes: =$1.000 less  ll=$1.00t. $2.500  c=$2.501 -$5.000  0=$5.001 -$15.000 =$15.001  $50.000  
(Sec Columns nnd 04) =$50.001 -$100.000 to0.00 t.000.000 l.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001  $100.000  M=$100.001 -$250.000  
(Sec Columns ond 03) =$250.00  $500.000  0=$500.00  t.000.000 =$1.000.001  $5.000.000 =$5.000.001  $25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes  Q=Apprnisnl Cost (Rcnl Estate Only)  S=Assessment =Cash Market  
(Sec Column C2) ::.:lJook Value =Other ""Estimated  

GWIN, JAMES 
06/04/2013
instr11c1ions.J 
VII. INVESTMENTS and TRUSTS --income, vat11e, transactions (1nc111des those ofspo11se and dependent children; see pp. 34-60 offiting NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
Gross value end Transactions dming reporting period 
(including trust assets) reporting period reporting period 
(2) (2) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less 41,001 -$2,500  c=$2,501 -$5.000  D=$5.001 -$15.000 =$1 5.001 -$50.000  
(Sec Columns and 04)  f=$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less  K=$15,001 -$50.000  L=$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns nnd DJ) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column Cl) =Book Value  V=Othcr =Estimated  

GWIN, JAMES 
06/04/2013

instructions.J 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  
(including trust assets)  reporting period  ofreporting period  

Transactions during reporting period Income Gain Codes: =$1.000 less =$1.001 -$2.500 =$2.50 -$5.000  D=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill=$1.000.001 -$5.000.000 =More than .000.000 Value Codes =$15.000 less =$15.001 -$5 0.000  L=$5 0.001 -$!00.000 =$100.001 -$250.000  
(Sec Columns and D3)  N=$25 0.00  00.000  0=$500.00 -$1.000.000 =$1. 000.001 -$5.000.000 =$5.000.001 -$25.000.000  
1'3 =$25.000.001 -$5 0.000. 000 =More than 0.000.000 Value Method Codes "'Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column Cl)  U=Book Value =Other  W=Estimated  

06/04/2013
GWIN, JAMES 
VII. INVESTMENTS and TRUSTS income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offitinc ins1r11ctions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trnst assets) reporting period reporting period 
(I) (I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

I.Income Gain Codes: =$1.000 less =$1.00 -$2.500  c=$2.501 -$5.000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000 =$1.000. 001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15,001 -$50.000  L=$50.001 -$100.000 I00.00 -$250,000  
(Sec Columns and 03) =$250.001 -$500.000  0=$500.00 -$1.000.000  Pl=$1.000.001 -$5.000.000  1'2 =$5.000.001 -$25.000.000  
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes ""Apprnisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Colmnn C2) =Book Value =Other =Estimated  

GWIN, JAMES 

06/04/2013
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc 
instructions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period  ofreporting period  

(2) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Valtie  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1,001  $2.500 =$2.501 -$5.000 =$5,001 -$15.000 =$15.001 -$50.000 (Sec Columns Ill and 04) =$50.00 -$I 00.000 =$I 00.00 -$1.000.000 =$1.000.001 -$5.000.000 112 =More than $5.000.000 Value Codes J=$15.000 less K=$15.001 -$50.000 L=$50.00 -$I 00.000 =$100.001 -$250.000 
(Sec Columns and 03) 	N=$250.001 -$500.000 =$500.00 -$1.000.000 =$1.000.001  $5.000.000 
1'3 =$25.000.001 -$50.000.000 =More than $50.000.000 Vnluc Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market (Sec Column C2) =Book Value =Other W=Estimated 

Date Report 
GWIN, JAMES 
06/04/2013
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate part ofreport.) 
Regarding the investment the Vanguard Fund, this investment made through employer 401 plan sponsored 
employer. The yearly statutory maximum met the first quarter although not know the exact dates purchase. 
Regarding the Thrift Savings Plan Common Stock Index Fund, this investment made through employer 401 plan sponsored the U.S. Courts. Maximum allowable deductions and purchases are made each month. 
Regarding Schwab Money Market Fund (Part VII, 24) this investment money market fund which investments are made relatively frequently and infrequent withdraw occur. The account used savings type account. 

GWIN, JAMES 
06/04/2013
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544