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Judicial Watch • James S Gwin Financial Disclosure Report for 2009

James S Gwin Financial Disclosure Report for 2009

James S Gwin Financial Disclosure Report for 2009

Page 1: James S Gwin Financial Disclosure Report for 2009

Category:Financial Disclosure

Number of Pages:7

Date Created:November 5, 2013

Date Uploaded to the Library:November 13, 2013

Tags:James S Gwin, James, vanguard, stock, 2009, Market, TRUSTS, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Rty)rt Required ly the Ethics
.ao0 FINANCIAL DISCLOSURE.. REPORT vet me~t 1978 
~ev. ~/~o~o FOR CALENDAR YEAR 2009 Person R~porting ~,lasl name, first, middle initiaI) Court Organiza~ion Date Report  
GWIN. JAMES  N.D. OIllO  05/10/2010 Title Anicle II1 judges indicate active senior stares;  5a. Report Type (check apprnpriate type) Reporting P~riod  
magist~le judges ind~cale filll- pad-time) Nomination.  Da~c  01/0112009  
JUDGE, ACTIVE Initial  
12~91/2~9  

5b. Amended Repoa Chambers Office Addrt~s the basis the information coneained this Report and any 
modilicatilms pertaining Iherelo, is, opinion, compliance~hh applicable la~s nod regulations.
CARl. STO~S COURT ttOUSE 801 WEST SUPERIOR AVENUE CLEVELAND, Oil 44113 
Reviewing Officer Date 
131PORTANT NOTES: The instructions accompanying this f!~rm must followed. Comphte all parts, cheeking the NONE box for each part where you reportable information. Sign last page. NONE (No repormbleposilions.) 
POSITION NAMg ORGANIZATIONi~NTITY 
NONE (No reportable agreements.) 
DAT~[ PARTIES TERMS retir~m STAT~ OHIO PUBLIC EMP~OYE~ R~TIR[MENT SYSTEM. RIGIIT REtIReMENT II~N~FI~S 
Gwin, James 

lIl. NON-INVESTMENT INCOME. ~R~por,i.g i,zi~ia~,~ ~,~po.s~; p,. tz-:~ ~ti,g Fliers Non-lnvestment Income NONE (No reportable non-investment income.) DATE SOURCE AND TYPE Fall Cleveland Slate University, Adjunct facul~ salary  (yours, not spouses) $2,000.00 Spotlsc~s Non-Investment Income -~f.~,,,, were married during any t~ortion the repor~ing year complete this sectio~ (Dollar amount not required ~xc~7~t for honoraria.) NONE reportable non-investment income.) DATE SOURCE AND TyPE Monthly INTERNATIONAL BUSINESS MACHINES, INC ~nsion Monthly salad, bonus, restfcted st~k  
IV. REIMBURSEMENTS -transportation, Iodl41ng, Jbod,  
---] NONE (No reportable reimbursements.) DATES American Conference 12;9 12/10Institute  I,OCAIION Nev, York City  PURPOSE Speak CLE progxam  ITEMS PAID PROtIDED Airfare. lodging FTS. a,,,.t,,a,,~, ,~,o,, ,,, spouse and ae~nan~ children see pp. 28-31 filing in.str#ctions.)  
NONE (No reportable g~/ts.)  
SOURCE  DESCRIPTION  V__ALUE  
VI. LIABILITIES. ct,,J,, ,~o.~, q.~p ...... a,p,.a,,, ,.~i~,~,: *,, rp. ~2-, oz~z ..... ,~,,,,,.~  
NONE (No r~Tortable liabilities.)  
CREI)ITOR  DESCRIPT]ON  ~rALUE CODE  

Nalne Person Reporting Dat R~pu INVESTMENTS TRUSTS 
NONE (No reportable income, assets, transactions.)
-A. .................... ................ 

Dcscriptlon Assc~ Income during Gross value end Tnmsactions during reporting period (including ~st ~%ets) ~po~ing period reporting period 
Place "(X)" after each asset Amount Type (e.g., Value Value T)~e (e.g., Date Value Gain Identity exempt from prior disdmurc C~e diL, rent, C~c Method buy, sell, m~.d~yy Code Code buyer.:seller~ int.) (J-P) C~c3 redemplion) [j-P~ [AdO (ifpfvate ~Q-W) transaction) 	
IBM common slock (IBM) Dividend 	
Qalaxy mutual funds Dividend 	
Berkshire Hathaway common slock (BRKA Dividend 	
Vanguard Total Stock Market Index Fund, Di~,idend "I" Variou purch tax deferred 	
Merrill Lynch money market fund Di idend 	
T.Row Price Mid-Cap Mntual Fund Dividend (RPMGX) common .stt..u: Dividend 	
Fidelity Contra Fund, mutual fund (FCNTX Dividend 	
Lord Abbett MidCap Fund, mutual fund Dividend (LAVSZ) 

10. 	
Ba~is New York Vcnlurc Fund, mutual fund Dividend 
(NYV-rX) 

11. 	
General Electric, common stock (GE) I)i~:idcnd 

12. 	
Exxon (XOM) Dividend 

13. 	
Camco Financial Corp.,common stock DMdcnd 

(CAH) 

14. 	
Heio~,, common st~.k (IINZ) Dividend 

15. 	
Pfizct, common stock (II:E) Dividend 

16. 	
Briston Myers, common stock (BMY) Dividend 

17. 	
Cisco, comnaon slock (CSCO) Dividend .... Person Reporting
VII. INVESTM ENTS and TRUSTS ........... ........... .,io~., a,,.~a~,. ,/,o,., ,,? ...... ~,~.d~,,,~,i~,..; .,,,pp. ~4-~o 

NONE (No reportable income, assets, transactions.)  
Description Assct~ (including trust .... ts) Place qX)" afi~ each ~sel exempt from prior disclosure I~ome durtng rep~3.~..~riod [1) (2) Amoum  T)~e (e.g.Code div..rem. in~.)  G~OS~ ~Muc end ofrep,,~ing el) (2) Value Value C~de Method (J-PI C~c [Q-W)  (l) T)~ (e.g.. buy, sell, redemption)  Tnmsacrion~ during rc~rling (2~ (3) ~4) Date Value Gain ::m~d~"yy Code C~te (J-P) (A-H)  (5) Idcnti~ buycr~scllcr (if private ~ans~hon)  
18.  Wal~ Disney Co., conunon stock (DIS)  Di~dend  
19.  Microsoft Corp.,common stock (MSFT)  Dividend  
20. 21.  Farmers National Bank, common stock tFMNB) Intel Corporation, common stock (INTC)  Dividend Dividend  
22.  Schwab Money Market Fund  Dividcnd  
23. Corp., conunon stock (BBT)  Dividend  
24.  Ciligroup, common stock (C)  Dividend  
25.  Chevron Texaco Co.,common stock (CVX)  Dividend  
26.  Con,,wco Phillip.~  Dividend 
27.  Templcton Dragon Fund  Dividend  
28.  Fpa Capital Fund (FPPTX)  Dividend  
29,  Morgan Stanley Asia Fund (APF)  Dividend  
31).  JPMorgan Chase Co.IJPM)  Dividcnd  

G~ IN, JA/MES 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. 
Regarding Ihe inveslment the Vanguard Fund. this investment made through employer 401 plan sponsored --]employer. The ),early statutory 
rnaxirnum met the first quarter allhough ,,~e not know the exac~ dates purchase. 
Regarding the Thrill Savings Plan Common Stock lndex Fund, this investment made through art emplo.ver 401 plan sponsored the US. Courts. Maximum
allo~able deductions and purchases are made each month. 
Regarding Schwab Money Market Fund (Part VII, 24) this investment money market fund which investments are made relatively frequently arid infrequen!withdrawls (checks paid) occur. 

05/10.2010 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) isaccurate, true, and complete the best knu~ledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reporled arc incompliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Sigaatur! 
NOTE: ANY INDIVIDUAL VvHO KNOWINGLY AND VII.FULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copics to: 
Committee Fina,icial Disclosure Adminislrative Office thc Unitcd Statcs Courts Suite 2-301 One Columbus Circle, N.E. Washington. D.C. 20544



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