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Judicial Watch • James S Gwin Financial Disclosure Report for 2010

James S Gwin Financial Disclosure Report for 2010

James S Gwin Financial Disclosure Report for 2010

Page 1: James S Gwin Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:7

Date Created:November 5, 2013

Date Uploaded to the Library:November 13, 2013

Tags:James S Gwin, James, vanguard, stock, 2010, Market, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act 1978
Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Court Organization Date Report 
GWIN, JAMES N.D. OHIO Person Reporting (last name, first, middle initial) 05/06/2010 Title (Article III judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-6me) Nomination. Date 01/01/2010 
JUDGE, ACTIVE Initial Annual Final 12/31/2010 
5b. Amended Reporl Chamber~ Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 

with applicable laws and regulations. 
801 WEST SUPERIOR AVENUE 
CLEVELAND, 44113 

CARL STOKES COURT HOUSE 
Reviewing Officer 	Dale 
IMPORTANT TES: The instructions accompanying this form must followeg Complete all parts, checking the NONE box for each part where yoa have reportable informatiot~ Sign last page. POSITIONS. me~,or,~,g i,d~viaua~ on~y; s,, pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. m,po,in~ indlvidual only; see pp. 14-16 filing instructions.) 	NONE (No reportable agreements.) DATE PARTIES AND TERMS retirem 	STATE OHIO PUBLIC EMPLOYEE RETIREMENT SYSTEM. RIGHT RETIREMENT BENEFITS 

Gwin, James 
Name Person Reporting

IlL NON-INVESTMENT INCOME. (Reporting individual andspouse; seepp. 17-24 filing instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.) DATE SOURCE AND TYPE Fall 10 Cleveland State University, Adjunct faculty salary Spouses Non-Investment Income -tf yo. were married during any portion the reportlng year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE
 Monthly INTERNATIONAL BUSINESS MACHINES, INC ,F~-~ ~Tpension
 Monthly ".. _.~i~:~. .~i~~!. ~~!~] Inc. salary, bonus, restricted stock 

IV. REIMBURSEMENTS -,~a.s;o.a,lo,,, lodging, food, entertalnmen~ 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) ~-] NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE 

Date Report 
05/06/2010 
INCOME 
(yours, not spouses) 

$2,000.00 
ITEMS PAID PROVIDED  NONE (No reportable gifts.)  
SOURCE  DESCRIPTON  VALUE  
VI. ABILITIES. a,~,~,,,~o,, o/~eo~,  
NONE (No reportable liabilities.)  
CREDITOR  VALUECODE  

GWIN, JAMES 	05/06/2010

VII. VES TMEN and -inco,.e, ,atue, transa.ion$ andudes those s~,ouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Income during Gross value end 	Transactions during reporting periodDescription Assets reporting period
(including trust assets) reporting period 
(1) (2) (1) (2) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mtrddd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-w) transaction) 	IBM common stock (IBM) Dividend 	
Galaxy mutual funds Dividend 	
Berkshire Hathaway common stock (BRKA) Dividend 	
Vanguard Total Stock Market Index Fund, Dividend Variou purch tax deferred 	
Merrill Lynch money market fund Dividend 	
T.Rowe Price Mid-Cap Mutual Fund Dividend (RPMGX) common stock, Dividend 	
Fidelity Contra Fund, mutual fund (FCNTXIA Dividend 	
Lord Abbett MidCap Fund, mutual fund Dividend (LAVSZ) 

10. 	
Davis New York Venture Fund, mutual fundA Dividend 
(NYVTX) 

II. 	General Electric, common stock (GE) Dividend Sold 12/31/10 
12. 	
Exxon (XOM) Dividend 

13. 	
Cameo Financial Corp., common stock Dividend 
(CAFI) 

14. 	
Heinz, common stock (HNZ) Dividend 

15. 	
Pfizer, common stock (PFE) Dividend 

16. 	
Briston Myers, common stock (BMY) Dividend 

17. 	
Cisco, common stock (CSCO) Dividend
 Income Gain Codes: =$1,090 less =$1.001 $2.500 =$2.501 $5,000 =$5,001 =$15,001 $50,000 (See Colurrms and D4) =$50.0OI $100.O00 =$100.0OI $1,0~).0~) =$1,000.001 $5.0~O.0~O =More than $5.000.0~O
 Value Codes =$15,000 less =$15.001 $50,0~0 =$50.001 100,0~O =$100,001 $250,000 
(See Columns and D3) -$250.0OI $500.000 =$500.001 $1,000.0~0 =$1,000,001 $5,000,000 =$5,000,001 $25.000.000 =$25,000.091 $50.000.000 =More than $50,000,0~) Value Method Codes =Appraisal =Cost (Real Estate Only} =Asscssmcnl :Cash Market 
(See Column C2) =Book Valuc =Olhcr =Estimated 

GWIN, JAMES 	05/06/2010 INVESTMENTS and TRUSTS -i.co,.e, ,,otue, tro.~ac,io.s a.a.de~ 1hose spo.~e and aepe.dent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) 	(2) (i) (2) (2) (3) (4) 
Place "(X)" after each asset Amount Typ~ (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) uansaction) 
18. 	
Walt Disney Co., common stock (DIS) Dividend 

19. 	
Microsoft Corp.,common stock (MSFY) Dividend 

20. 	
Farmers National Bank, common stock Dividend (FMNB) 

21. 	
Intel Corporation, common stock (INTC) Dividend 

22. 	
Schwab Money Market Fund Dividend 

23. Corp., common stock (BBT) Dividend 

24. 	
Citigroup, common stock(C) Dividend 

25. 	
Chevron Texaco Co., common stock (CVX) Dividend 

26. 	
Conoco Phillips Dividend 

27. 	
Templeton Dragon Fund Dividend 

28. 	
Fpa Capital Fund (FPPTX) Dividend 

29. 	
Morgan Stanley Asia Fund(APF) Dividend 

30. 	
JPMorgan Chase Co.(JPM) Dividend 

31. 	
Public Square Partners, LLC Dividend Buy 01/05/10 

32. 	
Buy 09/12/10 (addl) 

33. 	
Buy 09/14/10 (addl) 

34. 	
Buy 12/20/I (addl) Income Gain Codes: =$1,000 less =$1.0~1 $2,500 =$2,501 $5,000 =$5.001 $15.00~ =$15.001 $50.000 (See Coluvans and D-l) =$50,001 $100,000 =$100,001 $1,00~.000 ~$1.000,001 $5,0~0.000 =More than $5.000.000 =$100,0~1 $250.000 
(See Columns and D3) =$250,001 $500.000 =$500,001 $1,090,0~9 =$1,000,001 $5.009,000 Value Codes =$15,000 less =$15,0~1 $50,00 =$50,001 $100.000 =$5.000.001 $25.000,000 =$25.000.001 $50.0~0,000 =More than $50,0~0,00~ Value Method Codes =Appraisal =Cost (Real Eslale Only) =Assessment =Ca,h Market 
(See Column C2) =Book Value =Estimated =Other 
Name Person Reporting
05/06/2010
GWIN, JAMES
VIII. ADDITIONAL INFORMATION EXPLANATIONS. an~ico,epar~o~r~po,.~ 
Regarding the investment the Vanguard Fund, this investment made through employer 401 plan sponsored.i ~i~ The yearly statutory maximum met the first quarter although not know the exact dates ofpurchasc. 
Regarding the Thrift Savings Plan Common Stock Index Fund, this investment made through employer 401 plan sponsored the U.S. Courts. Maximum allowable deductions and purchases are made each month. 
Regarding Schwab Money Market Fund (Part VII, 24) this investment money market fund which investments are made relatively frequently and infrequent withdrawls (checks paid) occur. 
Name Person Reporting Date Report

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was ~ithheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: S/JAMES GWIN 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One CoIumbus Circle, N.E. Washington, D.C. 20544