Skip to content

Judicial Watch • James S Moody Jr Financial Disclosure Report for 2004

James S Moody Jr Financial Disclosure Report for 2004

James S Moody Jr Financial Disclosure Report for 2004

Page 1: James S Moody Jr Financial Disclosure Report for 2004

Category:Financial Disclosure

Number of Pages:25

Date Created:December 13, 2005

Date Uploaded to the Library:November 13, 2013

Tags:James S Moody Jr, Moody, Estimated, James, stock, 2004, EPA, TRUSTS, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!

  • demand_answers

See Generated Text   ˅

Autogenerated text from PDF

A0-10 Rev. 1/2004 Government Act 1978 FOR CALENDAR YEAR 2004 ll.S.C. app.  101-111) Person Rep ..,,-1ing (Last name, First name. Middle initial) MOODY, JR., JAMES Court Organization U.S.Dist.Ct.Middle Dit.FL Date Report 51612005 Title (Article lll Judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Dist. Ct. Judge (Active) ReportType (check approp1iate type) Nomination, Date Initial (!) Annual Final Reporting Period l/1/2004 12/31/2004 Chambers Office Address U.S. District Court 801 North Florida Avenue #13A Tampa, 33602 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. DateReviewing Officer  

Complete all parts, checking the NONE box for each part POSITIONS. (Reporting individuatonJf. see ppi 9-;i-3'of.fiting instructions) Custodian (bank account) . 
NAME ORGANIZATION/ENTITY 
for others 
Director Florida Blue Key Advisory Board (University Florida) 
Director Hillsborough County Bar Foundation Trustee rust 
'if?: 
r-.,,
........

c:: :::r:>;e 
n12 
(Reporting individual only; see pp. 14-16 filing instructions)
II. AGREEMENTS. "'ijr-:i:::...
::3:::
::!
 NONE -(No reportable agreements.)  PARTIES AND TERMS 

Date Report 
MOODY, JR., JAMES 
ID. ON-INVES Tl1ENT C011E.  (Reporting individual and spouse; see pp. 7-24 offiling instructions) Filer's Non-Investment Income J NONE -(No reporrable non-investment income.)  SOURCE AND TYPE  GROSS INCOME (yours, not spouse's) Spouse's Non-Investment Income -(If you were married during any portion the reporting year, please complete this section. Dollar amount not required except for honoraria.) 
 NONE (No reportable non-investment income.)
SOURCE AND TYPE 
IV.   REIMBURSEMENTS -transportation, lodging, food, ente1tainment. (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE -(No such reportable reimbursements.)  SOURCE  DESCRIPTION  

Date Report
MOODY, JR., JAMES GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
[;zJ  NONE  -(No such reportable gifts.)  
SOURCE  DESCRIPTION  

VALUE CODE LJABillTIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) NONE (No reportable liabilities.)
CREDITOR Merrill Lynch secured loan 
Date Repmt 
Name Person Reporting 
MOODY, JR., JAMES 
51612005 
.VII. I;NVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income dming Gross value end Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) not exempt from disclosure 
(1) 
(I) (2) (!) (2) 
{4) (5) 
Place "(X)" after each asset exempt 	Type
Amo wit Type (e.g. Value Value 
Date: Value Gain Identity 
from prior disclosure Code div. rent Code Method buy, sell, Month-Code Code buyer/seller 
(A-H) int.) (J-P) 	Code merger, Day (J-P) (A-(if private (Q-W) transaction)
redemption) NONE (No reportable income, assets, transactions) 
SUN TRUST ACCOUNTS 

Income/Gain Codes: 51,000 less $1,001-$2,500 $2,501-$5,000 =$5,00l-S15,000 $15,001-$50,000 (See c,)Jttmns and D4)  $50,001-$100,000 $100,001-$1,000,000 $1,000,001-$5,000,000 =More than $5,000,000 Value Codes:   ,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000  
(See Columns and D3) $250,000-$500,000  = $500,001-$1,000,000 $!,tl00,001-$5,000,000 $5,000,001-$25,000,000  
J>) $25,000,001-$50,000,000 $More than $50,000,000 Value Method Codes Appraisal Cost (Real Estate Only)  = Assessment Cash/Market  
(See Column C2) Book Value  =Other Estimated  

Date Report
Name Person Reporting 
MOODY, JR., JAMES 
51612005 
VIL INVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income during Gross value end Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) not exempt from disclosure (I) (2) (!) (2) (3) (4) 
Place "(X)" after each asset exempt Value Value Type (e.g. Date: Value Gain Identity Amo wit Type 
from prior disclosure Code Method buy, sell, Month-Code2 Code buyer/sellerCode div. renL 
merger, (Q-W) redemption) 1-1 transaction) (A-H) int.) (J-P) Code Day (J-P) (A-(if private 
19. --c Interest opened 5-7 xfer from 
Income/Gain Codes: 1,000 less 
$1,001-$2,500 
$5,001-$15,000 
$15,001-$50,000 
(See Columns and D4)  = $50,001-$100,000 $100,00J-$1,000,000 $!,000,001-$5,000,000 =More than $5,000,000 Value Codes: 15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000  
(See Columns and DJ)  '$250,000-$500,000 $500,001-$1,000,000 ,000,001-$5,000,000 $5,000,001-$25,000,000 S25,000,00 -$50,000,000  =$More than $50,000,000 Value Method Codes Apprnisnl  =Cost (Real Estnte Only) Assessment Cash/Market  
(See Column C2)  =Book Value  =Other  =Estimated  

Date Report 
MOODY, JR., JAMES 
51612005 
VII. INVESTMENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income during Gross value end Transactions during reporting period 
Description ofAssets JncomeiCiain Codes: 1,000 Jess $1,001-$2.500 $2,501-$5 ,000 $5,00J-Sl5,000 $15,001-$50,000  
{See C.)lumns and D4)   550.001-$100,000  '"$100,001-$1.000,000  $I ,000.001-$5,000,000 =More tlian $5,000,000 Value Codes:  "Sl5,000 less $15,001-$50,000 $50,001-$100.000 $100,001-$250,000  
{Sec Columns and D3) S250,000-S500,000 $500,001-$1,000,000 $1,000.00!-$5,000,000  = $5,000,001-$25,000,000  
p:;  "S25,000,001-$50,000,000  =$More than $50,000,000 Value Method Codes  '" lppraisal Cost (Real Estate Only) As$0ssmcnt CashiMarket  
(See Column C2)  =Book Value  '"Other  =Estimated  

Date Report 
MOODY, JR., JAMES 
51612005 
YII. JNVES.TMENTS and TRUSTS -income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing inshuctions.) 
Income during Gross value end Transactions duriJ1g reporting period 
Description Assets 
reporting period' reporting period 
(including trust assets) 
Ifnot exempt from disclosure 
(I) 
(I) (2) (I) 
(3) (4) 
Place "(X}" after each asset exempt Type
Amow1t Type (e.g. Value Value 
Date: Value Gain Identity 
from prior disclosure 
Code div. rent. Code2 Method buy, sell, Month
buyer/seller
Code Code 
int.) (J-P)
(A-H) Income/Gain Codes: $1,000 less  =$1,001-$2,500 $2,501-$5,000  =$5,001-$15,000 $15,001-$50,000  
(Sec Columns and D4) $50,001-$100,000 $100,001-$1,000,000 ,000,001-$5,000,000 =More than $5,000,000 Value Codes:   $15,000 less   $15,001-$50,000 $50,001-$100.000 $100,001-$250,000  
(See Columns and D3)  S250,000-$500,000 $500,001-$1,000,000 $1,000.001-$5,000,000  1'2 $5,000,001-$25,000,000  S25,000,00l-$50,000,000  =$More than $50,000,000 Value Method Codes  --Appraisal  -Cost (Real Estate Only)   Assessment Cash/Market 
 (See Column C2)  -Book Value  --Other  =Estimated  

Date ofRepmt 
Name Person Reporting 
MOODY, JR., JAMES 
51612005 
:VII. INVESTlVIENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) Income during Gross value end Transactions during reporting periodDescription Assets 
reporting period reporting period 
(including: trust assets) not exempt from disclosure 
(I) (2) (I) (2) (I) 
(2) 
Place "(X)" after each asset exempt 	Type (e.g.
Amount Type (e.g. Value Value Date: 
(4) (5) 
Value Gain Identity 
from prior disclosure 
buy, sell, (A-H) int.) (J-P) Code Day (J-P} (A-(if private Code div. rent. Code2 Method Month-Code Code buyer/seller 
merger, (Q-W} transaction)
redemption) ncome/Gain Codes: 51,000 less $1,001-$2,500 $2,501-$5,000 $5,001-$15;000 $15,001-$50,000  
(See Columns and D4)  $50,001-$100,000   $100,001-$1,000,000 $1,000.001-$5,000,000 =More than $5,000,000 Value Codes:   15,000 less  $15,001-$50,000 $50,001-$100,000 $100,001-$150,000  
(See Columns and[):)  . $25tl,000-$500,000  $500,00 -$1.000,000 $1,000.001-$5,000,000  1'2 $5,000,001-$25,000,000 $25,(J00,001-$50,000,000  1'4  =$More than $50,000,000  
Value Method Codes  Appraisal  ... Cost (Real Estate Only)  -::-:-Assssment CashiMarket  
(See Column C2) Book Value  ''Other  ,V  =Estimated  

Date Report 
Name Person Reporting 
MOODY, JR., JAMES 
51612005 
VII. INVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income during Gross value end Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) 
(1) (1) (2) not exempt from disclosure 
(I) 
(2) (3) (4) (5) 
Place "(X)" after each.asset exempt Type
Amount Type (e.g. Value Value 
Date: Value Gain Idemity 
from prior disclosure 
Code div. 
rent. 
Code2 Method buy, sell, Month-Code Code buyer/seller T.ncomc/Gain Codes: $1,000 less $1,001-S2,500 $2,501-$5,000 $5,001-$15,000 $15,001-$50,000  
(See Columns and D4) $50,001-$100,000 $100,001-$1,000,000 $1,000,001-$5,000,000 =More than $5,000,000 Value Codes:  $15,000 less $15,001-$50,000 $50,001-$100,000 $100,001-$250,000  
(See Columns and 03) S250,000-S500,000 $500,001-$LOOO,OOO $1,000,001-$5,000,000 $5,000,001-$25,000,000  
p:; S2.00,00 i-$50,000,000  1'4 $More thtm S50,000,000  
Value Method Codes  Appraisal  C1Jst (Real Estate Only)  ::; Assessment CashiMarket  
1:Sce Column C2)  Hook Value  "'Other  ... Estimated  

Date Report 
Name Person Reporting 
MOODY, JR., JAMES 
5/6/2005 
Vil JNVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) 
Income during Gross value end Transactions during reporting period 
Description Assets 
reporting period reporting period 
(including trust assets) 
109. --Eastman Chemical stock 
buy 8-05 
110. --Hancock Partners 
buy 8-05 
--Johnson Johnson stock 
buy 7-20 K111. 
112. --Calamos Fund buy 8-06 
-General Motors stock 
10-20 K113. 
buy114. -Merck stock 
10-04 
buy115. --Mylan Lab stock 
8-06 
116. --NVIDIA stock buy 
K8-06 
7-20 
M117. --Pfizer stock buy 
118. -Regions stock buy 
K8-06 
--St. Joe stock buy 
9-01 K119. 
120. -Tupperware stock 
Kbuy 8-05
121. --UST stock 
buy 9-01 
122. --Buckeye Partners 
Kbuy 8-06 
123. --Washington Mutual stock 
buy 5-13 
--Wachovia stock 
buy 6-21 K124. 
125. --J. Smucker 
buy 8-06 not exempt from disclosure 
(I)
(2) (I) 
(2) (3) (5) 
Place "(X)" after each asset exempt Amow1t Type (e.g. Value Value Type (e.g. Date: Value Gain Identity Code div. rent. 
Code Code (A-H) int.) 
(J-P) 	Code merger, Day (J-P) (A-(if private (Q-W) redemption) 1-1 transaction) 
from prior disclosure 
buy, sell, Code Method Monthbuyer/seller 
126. --Toyota stock  buy 8-06 ncome/Gain Codes: (Sec Columns and 04) Value Codes: (Sec Columns and D3) Value Method Codes (See Column C2) Sl,000 less $50,001-$100,000 $15,000 less $250,000-$500,000 $25,000,001-$50,000,000 'Appraisal Book Value $1,001-$2,500 $100,001-$1,000,000 $15,001-$50,000 $500,001-$1,000,000 ''Cost (Real Estate Only) =Other $2,501-$5,000 $5,001-$15,000 $1,000,001-$5,000,000 =More than $5;000,000 $50,001-$100;000 $100,001-$250,000 $1,000,001-$5000,000 $5,000,001-$25,000,000 =$More thm1 $50,000,000 Assessment CashiMarket =Estimated $15,001-$50,000  

Date Report 

FINANCIAL DISCLOSURE REP ORT 
MOODY, JR., JAMES 
(lndicatepartofReport.)
VUL ADDITIONAL INFORMATION EXPLANATIONS 

Item numbers through and 91through113 from last reporting period (2003) were omitted because they were assets ofno longer dependents. 

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature 

NOTE: ANY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 

, 
MIDDLE DISTRICT FLORIDA 
SAM GIBBONS UNITED STATES COURTHOUSE 
801 NORTH FLORIDA AVENUE, SUITE 1330 
TAMPA, FLORIDA 33602-3800 

JAMES MOODY, JR. (813) 301-5680 UNITED STATES DISTRICT JUDGE 
August 16, 2005 
r--..>  
The Honorable Mary Lisi, Chair Committee Financial Disclosure  r:J "--  
One Columbus Circle, N.E.  ...  G"")  (")  
Washington, D.C.  20544  ...  rJ  rn .,......  
-::-)--  ""'  
Re:  Financial Disclosure  -Calendar Year 2004 '";>  
-  
Dear Judge Lisi:  

Thank you for your letter July 28, 2005, pointing out the portions Disclosure Report that need amendment explanation. Enclosed you will find amended Report. Certain items require explanation: Part VII, page lines and 23: These two funds are part deferred compensation account with the State Florida. was formerly held the State Florida Safeco fund but transferred Symetra and Nationwide January 14th. The funds are still held the State Florida. 
Part VII, page line 80: This stock was previously listed 2003 Report Part VII, page line 44. Part VII, page line 44: This item presently listed 2004 Report Part VII, page line 80. 
The other changes have made the enclosed amended 2004 Report. would appreciate notification any other problems. 
Yours very truly, 
es Moody, Jr., District Judge 
JSM:ln Enclosures 
A9-10 Rev. 112004 Government Act 1978 FOR CALENDAR YEAR 2004 U.S.C. app.  101-111) Person Reporting (Last name, First name, Middle initial) MOODY, JR., JAMES Court Organization U.S.Dist.Ct.Middle Dist.FL Date Report 8/15/2005 Title (Article llJ Judges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Dist. Ct. Judge (Active) ReportType (check approp1iate type) Nomination, Date Initial @Annual Final Reporting Period 1/1/2004 12/31/2004 Chambers Office Address District Court 801 North Florida Avenue #13A Tampa, 33602 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part POSIDONS. (Reporting individual only; see pp. 9-13 filing instructions) NONE  (No reportable positions.) 
POSITION NAME ORGANIZA TlON/ENTITY Custodian (bank account) for others 
Director Florida Blue Key Advisory Board (University Florida) 
Director Hillsborough County Bar Foundation 
Trustee "1"1rust 

....... [.':J c:::>
LJ"l
(.,') 
::::>
c:,.-., 
(Reporting individual only; see pp. 14-16 filing instructions) AGREE11ENTS. {,,"'"") 
(')
 :::: 
c::-:> 
-=>,:>'
 NONE  (No reportable agreements.)
... k,J ;.;:._ 
r::r 
PARTIES AND TERMS 
-ti;
:.t> 
Name Person Reporting 
Date Report 
MOODY, JR., JAMES 
III. ON-INVESTI1ENT COME.  (Reporting individual and spouse; see pp. 17-24 offiling instructions) Filer's Non-Investment Income  NONE -(No reportable non-investment income.)  SOURCE AND TYPE  GROSS INCOME (yours, not spouse's) Spouse's Non-Investment Income (If you were married during any portion the reporting year, please complete this section. Dollar amount
not required except for honoraria.) bl! NONE (No reportable non-investment income.)
SOURCE AND TYPE REil1BURSEl1ENTS transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) 
 NONE (No such reportable reimbursements.)
SOURCE DESCRIPTION 

Date Report 
MOODY, JR., JAMES 

(Includes those spouse and dependent children. See pp. 28-31 instructions.) (No such reportable gifts.) 
DESCRIPTION 

VI. 	LlABIIXfIES. (Includes those spouse and dependent children. See pp. 32-34 instructions.) NONE -(No reportable liabilities.) 
CREDITOR 	DESCRIPTION VALUE CODE Merrill Lynch 	secured loan 

Date Report 
Name Person Reporting 
8/15/2005 
vn. INVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) ne-0me/Gain Codes: ,000 less ,001-$2,500 $2,501-$5;000 $5,001-$15,000 $15;001-$50;00.0  
(Sec C1lumns and D4)   $5fJ,001-$100,000 $100,001-$1,000,000 $1,000.001-$5,000,000 More than $5,000,000 Value Codes:  '"$15,000 less $15,001-$50,000 $50,001-$100.000 $100,001-$250,000  
(See Columns and D3) $250,000-$500;000 $500,001-$1,000,000 $1,000.001-$5,000;000 $5,000,001-$25,000,000 $25,000,001-$50,000,000  =$More than $50,000,000 Value Method Codes  =Appraisal Cost (Real Estate Only) Assessment   CashiMarket  
(St>e Column  =Book Value  =Other  =Estimated  

Date Report 
Name Person Reporting 
8/15/2005 
VIL INVESTlVIENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) lne-0me/Gain Codes:  =SJ ,000 less  =$1;001-$2,500 $2,50 l-S5;000  =$5>1J01-Sl5;{JOO $l5;0015J/;OO,O  
(Sec Columns andD4) $50,001-$100,000 $100,001-$1;000,000 $1,000,001-$5,000,000 Morethan $5,000,000 Value Codes: $15,000 Jess $15,001-$50;000 $50001-HQ.Q;QOQ $100;001"$250,000  
(Sec Columns and D3) $250,000-$500,000 $500,00J-$1,000,000 $1,000.001-$5,000,000 $5;000,00M25;ooo,ooo $25.,000,00)-$5();000,000 $Morethan $50;000,000 Value Method Codes  "Appraisal Cost (Real Estate Only)  -::: Asessment CasbiMarket  
(See Column C2)  =Book Value  =Other  =Estimated  

Date Report 
P'age 36f7 
8/15/2005
VIL INVESTMENTS and TRUSTS --income, value, transcations (includes those the spouse and dependent children. See pp. 34-57 filing instructions.) Income/Gain Codes: S1, 000 orless  =0$1,001-$2;500 $2,501-$5;000  =$5;001:;$15,000  =$15;00Mi50;000  
(See Colmnns and D4) $50;00Nl>!OO;OOO  =$!:00,0H1'$1;QOQ;OOO $!,OOO;OOlo$5;oo();OOO More.!hail $$;000;000 Value Codes: $15,000 orless $15,001-$50,000 $50,001-$100;000  =$l00,001'$250,000  
(See Columns and D3) $250,000-$500;000 $500,001-$1,000,000 $1,000;00M5,000,000 $5;000;00M25;000,000 $25,000,001-$50,000,000  =$More th;mSS0,000;000  
Value Method Codes  =Appraisal Cost (Real Estate Only) Assessment CasbiMarket  
1.S



Sign Up for Updates!