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Judicial Watch • James S Moody Jr Financial Disclosure Report for 2006

James S Moody Jr Financial Disclosure Report for 2006

James S Moody Jr Financial Disclosure Report for 2006

Page 1: James S Moody Jr Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:29

Date Created:September 10, 2007

Date Uploaded to the Library:November 13, 2013

Tags:James S Moody Jr, Moody, James, stock, 2006, INVESTMENTS, EPA, transactions, TRUSTS, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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MIDDLE DISTRICT FLORIDA 
SAM GIBBONS UNITED STATES COURTHOUSE 
801 NORTH FLORIDA AVENUE, SUITE 1330 
TAMPA, FLORIDA 33602-3800 

JAMES MOODY, JR. 
UNITED STATES DISTRICT JUDGE 

t::::l  .......  
May 23, 2007  (""') ,-.,o:;; """c:):;.;oz rri  __, ::s: c::>  ::u 
ol>-rir  
Ortrie Smith, Chair  I'll  
Committee Financial Disclosure  
One Columbus Circle, N.E.  
Washington, D.C.  20544  

:Rff 1'2006 Calendar Year 
Dear Chairman Smith: 
This letter confirms telephone conversation with your office today that further response required from regarding 2006 Amended Report. The items referenced your letter May 18, 2007, were fully disclosed and reported the aggregate the 
VII. Investments and Trusts section, item #102, April 23, 2007, Amended Report. 
Should you have any questions, please not hesitate contact me. Yours very truly, Government Act 197 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Penon Reporting Qast name, tint, middle initial) MOODY, JR, JAMES Court Organization U.S.DistCtMiddle Dist.FL Date Report 4/23/2007 Title (Article i:rrjudges indicate active senior status; magistrate judges indicate full-or part-time) U.S. Dist. Ct. Judge (Active)  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual Final Reporting Period 01101/2006 12/31/2006  
Sb. Amended Report Chambers Office Address District Court 801 North Florida Avenue #13A Tampa, 33602 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form must followed Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 ofinstructi.ons.) NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
Director Florida Blue Key Advisory Board (University Florida) 
Director Hillsborough County Bar Foundation 
Trustee rust 
Director University Florida Law School Advisory Board 
,.._, c.:> 
(.j) __, ::::0 
,,., 
::0
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) ::;:;::: L..J
c::t> 
-i--P'
[KJ NONE (No reportable agreements.) r;c=> 
..._
D:t>
-rir PARTIES AND TERMS 
-P. 
fT1 

Date Report 
4/23/2007MOODY,JR.,JAMESS 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-U instructions.) Filer's Non-Investment Income 
[Kl NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME (yours, not spouse's) 

AND TYPE Spouse's Non-Investment Income -lfyou were married during any portion the reporting year, complete this section. 
(Dollar amount not required except/or honoraria.) 
[Kl NONE (No reportable non-investment income.) 

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment (Includes those spouse and dependent children See pp. 25-27 instructions.) 
[Kl NONE (No reportable reimbursements.) SOURCE DESCRIPTION 

4/23/2007
MOODY, JR., JAMES GIFTS. (lncbuhs those spouse and dependmt children. See pp. 28-31 instructions.) 	NONE (No reportable gifts.) SOURCE Jim Whittlesey Ticket Lightning hockey game 226.75 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 ofinstrudions.) 
(K] NONE (No reportable liabilities.) 

Name Person Reporting Date Report 
MOODY, JR., JAMES 4123/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spollSe and thpendent children. See pp. 34-60 ofrding instnlctions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place  (X)" after each asset exempt from prior disclosure 
SUN TRUST ACCOUNTS --Individual checking  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (!)  (2)  (!)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Interest 
--Mcintosh Road Interest 
--Checking Interest 
--Savings Interest 

--Individual Interest 
EDWARD JONES ACCOUNTS 
--Polle County Interest 
---Trust Interest 

10. 
-...YM Interest --m:ondo Interest 
12. --Custodian Interest 
--Custodian Interest 
14. 
MERRILL LYNCH ACCOUNTS 

15. 
--Individual Interest 

16. 
----Trust Interest 

17. ROWE PRICE FUND (Deferred comp) Dividend Income Gain Codes:  A=Sl,OOOor less =Sl,001-$2,500 =$2,501 -$5,000  D=S5,001 -$15,000 =Sl5,001-$50,000  
(See Colurnru1 and 04) =$50,001-$100,000  G=SI00,001-Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Codes  J=$15,000 leH =$15,001-$50,000 =$50,001 -SI00,000 =Sl00,001-$250,000  
(See Columns and D3) =$250,001-$500,000 =$500,001-$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001-$25,000,000  
3.Value Method Codeo =$25,000,001 -$50,000,000 =COii (Real Eotate Only) =More than $50,000,000 =Cuh Market  
(See Colwnn C2)  V=Other =Alses1111ent  
U=BookValue =Estimated  

4/23/2007MOODY,JR.,JAMESS 
VII. INVESTMENTS and TRUSTS -income, vable, transactions (lncbuks those the spouse and dq>endent children. See pp. 34-60 offiling inmuctions.) NONE (No reportable income, assets, transactions.) =Sl,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000 (See Columns and 04) F=S50,001 -$100,000 =$100,001 -$1,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 orles1 K=Sl5,001-$50,000 L=$50,001 -$100,000 =$100,001 -$250,000 (SeeColumrui and 03) =$250,001 -$500,000 =$500,001 -$1,000,000 =Sl,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,001 -$50,000,000 =More than $50,000,000 (See Column C2) V=Other Value Method Codes =Cost (Real E1!ate Only) =Cash Marl and DJ) =$250,001  SS00,000  0-S500,00l -Sl,000,000 =S!,000,001 -SS,000,000 =$5,000,001 -$25,000,000 Value Method Code1 =$25,000,001. $50,000,000 =Con (Real Estate Only) =More than $50,000,000 =Cash Maiket  
(See Column C2) =Appraioal  V=Other =A.11eument =Book Value  W=Eirtimated  

Date Report 
4123/2007
MOODY, JR., JAMES 
VII. INVESTMENTS and TRUSTS -income, vable, transactions (Includes those the spouse and dependent children. See pp. 34-60 offlling instnlctions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place  (X)' after each asset exempt from prior disclosure 
Income during  Gross value end  Transacti during porting period  
reporting period  reporting period  
(!)  (2)  (1)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value ain  Identity  
Code  div., rent.  Code2  Method  buy, sell,  Month Code2  Code  buyer/seller  
(A-H) int)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

103. 
--Altria stock 

sold 9-13 
104. 
--Allied Capital stock partial sale 11-17 

105. 
--Am South merge 11-06 Regions 

106. 
--Bank America stock 

107. 
--Calamos 

108. 
--Citi Group buy 2005 

109. 
--Cardinal stock 1-20 

llO. --CCE Spinco sold 12-15 
lll. --Clear Channel buy 2004 
ll2. --Clear Channel sold 12-15 
ll3. --Colonial Banc Group stock buy 6-21 
ll4. --CVS stock sold 8-18 
115. --Dollar Tree stock partial sale 11-17 
ll6. --Duke Realty stock sold 9-15 
ll7. --Eastman Chemical stock sold ll-17 
ll8. --Exxon buy 2-1 
ll9. 
buy 1-26 Income Gain Codes: =Sl,000 le11 =Sl,001 -$2,500 =S2,501 -$5,000 =SS,001 -$15,000 =Sl5,001 -$50,000  
(See Colmnns and 04) =S50,00I -$100,000  G=SI00,001-Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 Value Cod,. =Sl5,000 le11 =SIS,001 -$50,000 =S50,00I -SI00,000 =SI00,001 -$250,000  
(See Colwnm and DJ) =S250,00I -$500,000 =S500,00l -$1,000,000 =S!,000,001 -SS,000,000 =SS,000,001 -S2S,000,000 Value Method Codes =S25,000,001 -SS0,000,000 =COii (Real Eotate Only) =More than SS0,000,000 =Cuh Market  
(See Column Cl)  Q=Apptaioal  V=Other =An...,,,enl =Book Value =Estimated  

Name Person Reporting 
Date Report 
4/23/2007
MOODY, JR., JAMES 
VII. INVESTMENTS and TRUSTS -income, vahie, transactions (Induda those the spouse and dependmt children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Desc tion Assets (inclu ding trust assets 
Place  (X)' after each asset exem from prior disclosure  
Income ring  Grossvalue end  Transactions during repor ting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code2  Method  buy, sell,  Month Code2  Code  buyer/seller  
(A-H) int)  (J-P)  Code3  redem ption)  Day  (J-P  (A-H)  (ifprivate  
(Q-W)  transaction)  

120. --Intel buy 2005 
121. 
--Johnson Johnson stock partial buy 1-26 

122. 
--General Motors stock sold 5-9 

123. 
--Merck stock sold 10-20 

124. 
--Mylan Lab stock sold 8-6 

125. 
--NVIDIA stock sold 1-20 

126. 
--Pfizer stock partial buy 1-23 

127. 
--Proctor Gamble buy 2005 

128. 
--Regions stock sold 4-26 

129. 
--St. Joe stock partial buy 1-19 

130. 
--Tupperware stock 

131. 
--UST stock partial sale 10-20 

132. 
--Washington Mutual stock partial buy 1-30 

133. 
--Wachovia stock partial buy 2-1 

134. 
--J. Smucker 

135. 
--Toyota stock sold 1-20 
136.  --AIG stock  buy  1-23 Income Gain Codeo: =$1,000 orleH  B-=Sl,001 -$2,500 =$2,501-$5,000 =$5,001 -$15,000 =$15,001-$50,000  
(See Columna and 04)  F-=$50,001 -$100,000  G-=l:I00,001-Sl,000,000 =$1,000,001-$5,000,000 =More than $5,000,000 Value Cod =$15,000 orleos  K=$15,001 -$50,000  L=$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and 03) =$250,001 -$500,000 =$500,001 -Sl,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codeo =$25,000,001 -$50,000,000 =Cort (Real E1mte Only) =More than $50,000,000  T=CuhMarli:et  
(See Column C2)  Q=Apprailal  V=Other  S=Anenment =Book Value  W=Ellfimated  

Date Report 
MOODY, JR., JAMES 
4/23/2007 
VII. INVESTMENTS and TRUSTS -income, val.Ile, transactions (lncbules those the i;poue and dependmt children. See pp. 34-60 filing inslrllctions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 

Place  (X)' after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month Code2  Code  buyer/seller  
(A-H) int)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

137. --AIG stock 
sold 11-17 
138. --DOW stock 
buy 5-19 
139. --DOW stock 
sold 11-17 
140. 
--Symantec stock buy 1-26 

141. 
--Symantec stock sold 10-20 

142. 
--Live Nation stock 

buy 2004 
143. 
--Live Nation stock sold 5-19 

144. 
--Valero stock buy 10-5 

145. 
--Colgate Palmolive stock buy 2005 

146. 
--Colgate Palmolive stock sold 5-19 Income Gain Cod  A=Sl,OOO less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001 -$50,000  
(See Columns and 04)  F=S50,00t -SIOO,OOO  G=SI00,001-$1,000,000 =Sl,000,001-$5,000,000 =More than $5,000,000 Value Codes =$15,000 lesr =$15,001  $50,000 =$50,001 -$100.000 =$100,001 -$250,000  
(See Columnr and 03) =$250,001  $500,000 =$500,001 -St,000,000 =St,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cort (Real E1tate Only) =More than $50,000,000 =Cuh Market  
(See Column C2)  Q=Apprailal  V=Other  S=Anemnenl =Book Value  W=Eotimated  

Date Report 
MOODY, JR., JAMES 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofReport.) 

4/23/2007
MOODY, JR., JAMES 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions of5 U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 POSITIONS. (Reporting individual only; see pp. 9-13 instructions.) NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY  Director  Florida Blue Key Advisory Board (University Florida)  Director  Hillsborough County Bar Foundation 
Trustee Marital Trust 
Director University Florida Law School Advisory Board 
!}[] NONE (No reportable agreements.) 

III. N-JNVESTMENT ME. (Reporting individllal and spouse; see pp. 17-U ofinstructionL) Filer's Non-Investment Income 
[RJ NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME (yours, not spouse's) Spouse's Non-Investment Income -lfyou were married dllring any portion the reporting year, complete this section. {Dollar amount not required except for honoraria.) 
[RJ NONE (No reportable non-investment income.) 

JV. REThfBURSEMENTS -transportation, lodging,jood, entertainment (Includes those spouse and dependent children. See pp. 2.5-27 instructions.) 
[2[J NONE (No reportable reimbursements.) 

DESCRIPTION Jim Whittlesey Ticket Lightning hockey game 226.75 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
 	NONE (No reportable liabilities.) CREDITOR 

Date Report 
3/1412007
MOODY, JR., JAl.'IES 
VII. INVESTMENTS and TRUSTS income, vallle, transactions (Inc111des those the spollSe and dependent children. See pp. 34-J filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) 
Place '(X)' after each asset exempt from prior disclosure 
SUN TRUST ACCOUNTS 
--Individual checking  
Income during  Gross value end  Transactions during reporting penod  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Interest 
--Mcintosh Road Interest 
-Checking Interest 
-Savings Interest 
--Individual Interest 

EDWARD JONES ACCOUNTS 
--Polle County Interest 
--Marital Trust Interest 

10. 
---YM Interest 

11. 
---Condo Interest 

12. 
--Custodian Interest 

--Custo Interest 
14. MERRILL LYNCH ACCOUNTS 
--Individual Interest 
16. --Marital Trust Interest ROWE PRICE FUND (Deferred comp) Dividend Income Gain Codeo: =Sl,000 leH =S!,001  Sl,500 =S2,50  $5,000  O=S5,00I -$15,000 =Sl5,00I -$50,000  
(See Colwnns and 04)  F=1:50,00I  SI00,000 =SI00,001-Sl,000,000 =Sl,000,001  S5,000,000 =More than $5,000,000 Value Codes =SIS,000 orle11  K=SIS,001-SSO,OOO =S50,001 -SI00,000 =SI00,001  $250,000  
(See Columns and 03) =$250,001 -$500,000 =S500,00I  Sl,000,000 =Sl,000,001  S5,000,000 =$5,000,001 -$25,000,000 Value Method Codet =$25,000,001  $50,000,000 =Cost (Real EJtate Only) =More than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal  V=Other =A.Jsessment =Book Value =Estimated  

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of/he spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

3/14/2007
MOODY, JR., JAMES 
VII. INVESTMENTS and TRUSTS -income, vabu, transactions (Jncluda those the spow;e and dependent children. Seepp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Descript ion Assets (inc luding trust assets) 
Place "(X)' after each asset exempt from prior disclosure 
--Condo, Tampa  
Inc ome during  Gros value end  Transactions during reporting period  
reporting period  reporting period  
{I) Amount Code (A-H)  (2) (e.g_ div., rent, int)  (1) Value Cod {J-P)  (2) Value Method Code3 (Q-W)  (I) Type (e.g. buy, sell, redem ption)  (2) Date Month-Day  (3) Value Code2 (J-P)  (4) Gain Code {A-H)  (5) Identity buyer/sel ler (if private transac tion)  

None 
--Rental property, Mcintosh, Hillsborough Interest Co., FL 
37. --Property #1, Celo, None 
--Celo, NC-Blue Tract None exchange 8-28 
39. 
-Property #3, Highlands, None 
40. --North Carolina condo Rent 
c 
Rental property, Plant City, Rent 
--Tampa/J condo None buy 2005 Ryan Hum phreys 
43. 
--Tampa/A condo None buy 3-27 Charles Romeo, trustee 

44. 
--Bilmar 745 Rent buy 2005 Resort 

-Bilmar747 Rent buy 2005 Resort 
46. --Gainesville condo None buy 2005 Fred Forrest Abbott 
INVESTMENT PARTNERSHIP Dividend 
48. -Agere 
--Bank America stock 
50. 
--Bank Granite stock 

51. 
--B Bank Stock Income Gain Codet: =Sl,000 leot =Sl,001  $2,500 =$2,501-$5,000  0=$5,001. $15,000 =$15,001  $50,000  
(See Colwn111 and 04) =$50,001 -SI00,000 =SI00,001  ,000,000 =Sl,OOO,OOl -S5,000,000 =More than $5,000,000 Value Codes  J-SU,000 leot =$15,001  $50,000 -$50,001  SI00,000 =SI00,001  $250,000  
(See Colwnll' and DJ) =$250,001 -$500,000 =$500,001  Sl,000,000 =Sl,000,001  S5,000,000 -SS,000,001  $25,000,000 Value Method Codes =$25,000,001  $50,000,000 =COit (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2)  Q=Appraisal =Other =Assessment  
U=Book Value  W=Eitimated  

3/14/2007
MOODY, JR., JAMES 
VII. INVESTMENTS and TRUSTS income, value, transactions (lnchllfu those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
(if private Income dur ing reporti period Gross value end reporting period Transac tions during repor ting period  
(I) Amount Code (A-H) exemp  (2) Type(e.g. div., rent, int)  (l) (2) Value Value Code2 Method (J-P) Code3 (Q-W)  (I) Type (e.g. buy, sell, redemp tion)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain CodeI (A-H)  (5) Ident ity buyer/sel ler transaction)  

Descri tion Assets (including trust assets) ace "(X)' after each asset from prior disclosure 
--Coastal Financial stock partial buy 3-31 
53. 
--Colonial Bancgroup stock 
54. 
--First Horizon stock 
55. --Calamos buy 5-2 
--Greer Bancshares 
partial buy 3-31 
57. --Johnson and Johnson 
--Sun Trust stock 
--Wachovia stock partial buy 6-13 
60.  --Altria Group stock  sold  9-13  
61.  --Dell stock  
62.  --Bristol Myers Squibb stock  
63.  --General Electric stock  sold  12-20  
64.  --Pfizer stock  
65.  --Tupperware  
66.  --Schering Plough stock  

--Valero Energy
buy 
68. --Motorola buy 1-20 lncome Oain Codes: =$1,000 orle11 -Sl,001.-S2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,001  $50,000  
(See Column< and 04) =$50,001 -$100,000  G=SI00,001-Sl,000,000 =Sl,000,001 -$5,000,000 =More than $5,000,000 alue Codea =$15,000 odets -Sl5,00I -$50,000 =$50,001 -SI00,000 =$100,001 -$250,000  
(See Columns and DJ) =$250,001 -$500,000 =$500,001 -Sl,000,000 =Sl,000,001  $5,000,000  P2=S5,000,001 -$25,000,000 alue Method Codes =$25,000,001 -$50,000,000 =Coll (Real E11llte Only) =More than $50,000,000  T=CuhMarlal  Y=Other =Assessment  
U=Book Value =Estimated  

3/1412007
MOODY, JR., JAMES 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Desc ription Assets (including trust assets) Income during reporting period oss value reporting period Transaction dUring reporting period  
Place (X)' after each asset exempt from prior disclosure  (I) ount Code (A-H)  (2) Type (e.g. div., rent. int)  (I) Value Code2 (J-P)  (2) Value Method Code3 (Q-W)  (I) Type (e.g. buy, sell, demption)  (2) Date Month-Day  (3) Value Code2 (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

69. 
EDWARD JONES ffiA Interest transfer 12-12 Jones retire acct 

70. 
-Bank America stock Dividend 

71. 
EDWARD JONES RETIREMENT Dividend ACCOUNT 

72. 
-American Growth Fund America 

--American New Perspective 
74. --American Washington Mutual Investors 
--American New Economy 
76. --American Smallcap World 
TRUST#! Dividend 
78. 
--Amsouth stock, now Regions merge 11-06 Regions 

79. 
--Bank America stock 

80. 
--Calamos buy 4-25 

81. 
--Coca Cola stock sol 11-22 

82. 
--Coastal Financial stock 

--Compass stock 
84. 
--Duke Energy stock 

85. 
--Energizer stock Income Gain Codet: =$1,000 le11  B-Sl,001 -S2,500 =$2,501 -SS,000 =$S,OOI -Sl5,000 =$15,001 -SS0,000  
(See Colom111 and 04)  F=SS0,001 -SI00,000  O-S!00,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 lea  K-SIS,001 -SS0,000 =SS0,001 -SI00,000 =$100,001 -$250,000  
(See Colum111 and 03) =$250,001 -$500,000  0-S500,00l -Sl,000,000 =$1,000,001-SS,000,000 =$5,000,001 -$25,000,000 Value Me1hod Codeo =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column Cl)  Q=Appnlilal  V=Other =Anesmtent  
U=BookValue =EJ!imated  

Date Report 
Name Penon Reporting 
3/14/2007 
VII. INVESTMENTS and TRUSTS  income, value, transactions (Includa those the spouse and dependmt children. See pp. 34-60 offiling instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place  (X)' after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type (e.g. div., rent, int)  (I) Value Code (J-P)  (2) Value Method Code3 (Q-W)  (I) Type (e.g. buy. sell. redemption)  (2) Date Month-Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

86. --First Horizon stock 
87. --Flowers sold 
88. --Freescale Semiconductors sold 2-14 
--General Electric 
90. 
--Motorola stock 

91. 
--Ralcorp Holdings stock sold 8-14 

92. 
--SouthTrust stock sold 2004 Wachovia 

-SunTrust stock 
--Valero buy 9-15 
--Wachovia stock 
MORTGAGE REC. #2, Wimauma, Interest 
97. 
MARITAL TRUST/EDWARD JONES lnl/Div. 

98. 
--AIJied Capital 

99. --Am South stock, now Regions  merged  11-06  Regions  
100. --Bank America stock  
101. --Bristol Myers stock  
102. MARITAL TRUST/MERRILL LYNCH  Dividend Income Gain Codes:  A=$l,OOOorl.,1 =$1,00I -s2,soo =$2,501 -S5,000 =S5,00I -Sl5,000 =SIS,001 -$50,000 
(See Colum11.1 and 04) =$50,001  SI00,000 =SI00,001 -Sl,000,000 =$1,000,.I  $5,000,000 =More than SS,000,000 Value Codeo =SU,000 let =$15,001 -$50,000  L=$50,001-SIOO,OOO =SI 00,00  $250,000  
(See Column1 and 03) =$250,001 -SS00,000 =$500,001 -Sl,000,000 =$1,000,00  $5,000,000 =55,000,001 -$25,000,000 Value Melhod Codet =$25,000,001 -$50,000,000 =Coll (Real Esmte Only) =More than $50,000,000 =Cash Market  
(See Colwnn C2)  Q=AppraiJal =-Other =Asiessment  
U=Book Value =Estimated  

3/14/2007
MOODY, JR., JAMES 
VII. INVESTMENTS and TRUSTS income, value, /Tansactions (Inc/11des those the spollSe and dependent children. See pp. 34-60 filing inslnlctions.) NONE (No reportable income, assets, transactions.) 
Description Assets 
(including trust assets) 
Place '(X)' after each asset 
exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div.,rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int)  (J-P)  Code  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

103. 
-Altria stock sold 9-13 

104. 
--Allied Capital stock partial sale 11-17 

105. South merge 11-06 Regions 

106. 
--Bank America stock 

107. 
--Calamos 

108. 
--Citi Group buy 2005 

109.  -Cardinal stock  sold  1-20  
no.  --CCE Spinco  sold  12-15  
111.  --Clear Channel  buy  2004  
112.  --Clear Channel  sold  12-15  

113. 
--Colonial Banc Group stock buy 6-21 

114. 
--CVS stock sold 8-18 

115.  --Dollar Tree stock  partial sale  11-17  
116.  --Duke Reiilty stock  sold  9-15  
117.  -Eastman Chemical stock  sold  11-17  
118.  --Exxon  buy  2-1  
119.  --Gap  buy  1-26 Income Gain Codet: =Sl,000 lat =S1,001 -s2.5oo =$2,501 -$5,000 =SS,001  SIS,000 =SIS.001 -SS0,000  
(See Colwnru and 04)  F=SS0,001 -SI00,000  G=SI00,001-Sl,OOO.OOO --s1.ooo,001 -ss.000,000 =More than $5,000,000 aloe Codes =SIS,000 leo1  K=Sl5,00l -SSO.OOO  L=SS0,001 -$100,000 =$100,001 -S2S0,000  
(See Colwnru and DJ) =$250,001 -SS00,000  0=$500,001-Sl,000,000 =Sl,000,001 -SS,000,000  P2=SS,000,001 -$25,000,000  
3.Value Melhod Codes --S2S,000,001 -$50,000,000 =Con (Real Eotate Only) =More than $50,000,000 =Cuh Market  
(See Colwnn C2)  Q=Apprailal  V=Other =A.Nesnnent  
U=BookValue =Eotimated  

Date Report 
MOODY, JR., JAMES 
3/14/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place '(X)' after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (!)  (2)  (I)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type(e.g.  Date  Value  Gain  Identity  
Code!  div., rent,  Code2  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int)  (J-P)  Code3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

120. 
--Intel buy 2005 

121. 
--Johnson Johnson stock partial buy 1-26 

122. 
--General Motors stock 

sold 5-9 
123. 
--Merck stock 

sold 10-20 
124. 
--Mylan Lab stock sold 8-6 

125. 
--NVIDIA stock sold 1-20 

126. 
--Pfizer stock partial buy 1-23 

127. 
--Proctor Gamble buy 2005 

128. 
--Regions stock sold 4-26 

129. 
--SL Joe stock partial buy 1-19 

130. 
--Tupperware stock 

131. 
-UST stock partial sale 10-20 

132. 
--Washington Mutual stock partial buy 1-30 

133. 
--Wachovia stock partial buy 2-1 

134.  --J. Smucker  
135. 136.  --Toyota stock AIG  sold buy  1-20 1-23 Income Gain Cadet: =Sl,000 leo1 =St,001 -S2,500 =S2,50t -$5,000 =SS,001  $15,000 =$15.001 -$50,000  
(See Columns and 04)  F=S50,001 -Sl00,000 =SI00,001 -Sl,000.000 =Sl,000,001 -$5,000,000 =More than $5,000,000 aloe Codes =SIS,000 leH =St5,00I -SS0,000 =SS0,001  SI00,000 =SI00,001 -$250,000  
(See Colwnn1 and D3) =$250,001 -SS00,000  O-SSOO,OOl -Sl,000,000 =Sl,000,001  $5,000,000 =SS,000,00 -S25,000,000 elue Method Codes =S25,000,00I  $50,000,000 =Coat (Real Estlte Only) =More than $50,000,000 =Cuh Market  
(See Column C2)  Q=Apptaioal  V=Other  S=AP...ment  
U=Book Velue =Estimated  

Dute Report 
3/1412007
MOODY, JR., JAMES 
VII. INVESTMENTS and TRUSTS income, vahie, transactions (lncbldes those the spouse and dependent children. See pp. 34-60 offzling inslnlcJions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) 
Place "(X)" after each asset exempt from prior disclosure  
Income during  Gross value end  Transactions during reporting period  
reporting period  reporting period  
(I)  (2)  (I)  (2)  (1)  (2)  (3)  (4)  (5)  
Amount  Type (e.g.  Value  Value  Type (e.g.  Date  Value  Gain  Identity  
Code  div., rent,  Code  Method  buy, sell,  Month- Code  Code  buyer/seller  
(A-H) int)  (J-P)  Codc3  redemption)  Day  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

137. AIG 
sold 11-17 
138. DOW 
buy 5-19 
139. DOW 
sold 11-17 
140.  Symanteo  buy  1-26  
141.  Symanteo  sold  10-20  
142.  Live Nation  buy  2004  

143. Live Nation 
sold 5-19 
144. Valero 
buy 10-5 
145. 
Colgate Palmolive 

buy 2005 
146. 
Colgate Palmolive 	sold 5-19 
Income Gain COO..: =Sl,000or1 -Sl,001 -$2,SOO =Sl, 501 -SS,000 D=S5,001-Sl5,000 =SIS,001 -SS0,000 (See Columns and 04) F=S 50,001-Sl00,000 =SI00,001  Sl,000,000 =Sl,000,001-SS,OOO,OOO =More than SS,000,000 
Value Codes =SIS,000 le11 =SIS,001-$50,000 L=SS0,001 -$100,000 =Sl00,001  $250,000 (See Columns and DJ) =$250,001 -$500,000 0-SS00,001-Sl,000,000 =Sl,000,001 -SS,000,000 P2=SS,000,001 -$25,000,000 =1025,000,001 -SS0,000,000 =More than $50,000,000 
(See Column C2) V=Olher Value Me1hod Codes =Cost (Real Estate Only) =Cash Market 
Q=Apprai>al =Allesnnent =Book Value =Estimated 

MOODY, JR., JAMES 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. {JndicatepartofReport.) 

3/14/2007
MOODY, JR., JAMES 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gift! which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
FALSIFlES FAILS FlLE THIS REPORT MAY SUBJECT CIVIL 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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