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Judicial Watch • Jan E. Dubois – 2010

Jan E. Dubois – 2010

Jan E. Dubois – 2010

Page 1: Jan E. Dubois – 2010

Category:Federal Judges

Number of Pages:8

Date Created:September 10, 2013

Date Uploaded to the Library:October 12, 2014

Tags:DUBOIS, Jan E Dubois, Morgan, Stanley, account, 2010, assets, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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AOJO Rl?V. 112011 Report Required the Ethics Go1ernmen1 Ac/ 1978 FOR CALENDAR YEAR 2010 USC. app.  101-111) Person Reporting (last name, first, middle initial) DUBOIS, JAN Court Organization U.S.D.C., E.D., Date Report 07/28/2011 Title (Article 111 judges indicate actie senior status; magistrate judges indicate full-or pan-time) JUDGE, U.S.D.C. Sa. Report Type (check appropriate type) Nomination, Date Initial [{] Annual Sb. Amended Repon Final Reporting Period 01/01/2010 12/31/2010 Chambers Office Address 12613 U.S. COURTHOUSE 601 MARKET STREET PHILADELPHIA, 19106 the basis the information contained this Report and any modifications pertaining thereto, Is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date ANTN ES: The ins/rue/ions accompanying this form must followed. Complete all parts, checking the NONE box for each part where yo11 have reportable information. Sign last page. POSITIONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
 
II. AGREEMENTS. (Reporting individual only; see pp. U-16 filing instructions.) 
[{] NONE (No reportable agreements.) 
 
PARTIES AND TERMS 
Dubois. Jane 
 
 
 
 
Ill. NON-INVESTMENT ME. (Rtporting indfridual and spouse; supp. 17-U filing instructions.) Filers Non-Investment Income 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -I/you were married during any portion the reporting Jear, complete this section. 
(Dollar amount not required except/or honoraria.) 
[{] NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging.food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED New York Intellectual Property Law Association March 25, 2010 New York City, New York Annual Dinner The Waldorf-Astoria (meals, garage and hotel) 
 
 
Dale Report 
Name Person Reporting 
07/28/2011 GIFTS. (lnrludes //rose spouse and dependent children; see pp. 18-31 filing instructions.) 
[{] 	NONE (No reportable gifts.) SOURCE DESCRIPTION 
VALUE 
 
 
VI. LIABILITIES. (lnrludes those spouse and dependent children; see pp. 31-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 
 
VALUE CODE INVESTMENTS and TRUSTS -income, aiue, transactions r1nc1udes those spouse and dependent children; see PP J4-6o filing insrructions.J NONE (No reportable income, assets, transactions.) 13. 
Description Assets Income during Gross value end Transactions during reponing period 
(including trust assets) reponing period reponing period 
 
(I) (2) (I) (2) (I) (2) (4) (5) 
Place (X) after each asset eempt from prior disclosure Amount Code (A-H) Type (e.g div., rent, int.) Value Code (J-P) Value Method Code (Q-W) Type (e.g., buy, sell, redemption) Date mm/dd/yy Value Gain Code Code (J-P) (A-H) Identity buyer/seller (if private transaction) General Electric Co. Dividend 
58. Home Depot Inc. (5) IRA Dividend 59. Intel Corp. (5) IRA 69. Merck Co. (5) (42) IRA 80. Emerson Electric Co. (9) Dividend Dividend Dividend Buy (addI) Buy (addI) 04/20/10 04/20/10 88. South Jersey Ind. Inc. (9) 94. Wells Fargo (IO) None Interest Sold 03/02/10 99. NCR Corporation (51) None IO. 102. CitiGroup (5) IRA 25.Citigroup(S)(9)(35) None None Buy (addI) 03/04/10 
11. 134. Oracle Corp. (5) IRA Dividend 
12. 137. Cisco Sys Inc. (5) IRA None 
13. 14. 15. 16. 17. 139. Visteon Corp. )(9)(36) 141. Zimmer Hldgs. Inc. (38) 142. Zimmer Hldgs. Inc. (38) 145. HLTH FAS-A (07-01-10) 152. Pfizer, Inc. (5) IRA None None None Interest Dividend Redeemed Sold Sold Redeemed Buy (addI) 10/05/10 12/21/10 12/21/10 07/01/10 04/20/10 Income Gain Cod es: =Sl,000 orbs =$1.00 -$2,500 =$2.501 -$5,000 =$5,00  15,000 =S15.00I -S50.000 
(See Columns and D-t) =S50.00I -SI00.000 =St00.001 -Sl.000.000 111 1.000.00 -55.000.000 =More than S5.000.000 Value Codes 15.000 less =Sl5.00I -$50.000 =S50,00I 100,000 =SI 00,00 -S250,000 
(Sec Columns and DJ) =S250.00l -S500.000 =S500.00I -Sl,000.000 1.000.00 -S5,000,000 =S5.000.00l -$25,000.000 =$25.000.001 -SS0.000.000 =More than $50,000,000 Value Method Codes =ApprJiSi!I ::0(01 (Real b1::11c Only) =Asscs! JndD-1) =S50.00J -SI00.000 =SI00.001 -Sl.000.000 =Sl.000.001 -S5.000.000 =More than $5.000.000 Value Ccxks =S15.000orlcss =Sl5,00I -S50.000 =S50,00l -SI00.000 =SI00.001 -S250.000 
(Sec Column, and 03) =S250.00I -S500.000 =S500.00 1.000.000 =Sl.000.001 -S5.000,000 =S5,000.00I -S25.000.000 =S25.000.00I -S50.000.000 =More than $50.000.000 Value Method Cod Appraisal =Cot (Real E!>latc Only) =As:>Csmcnt =Cash Market 
(Sec Column ==Boolo..Valuc =Other =bt1matcd 
 
 
Dale Report 
Name Person Reporting 
07/28/2011 
DUBOIS, JAN II. EST MEN and -income, alue, transactions (Includes those spouse and dependent children; pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
(I) (2) (I) 
(2) (2) (3) 
Place (X) after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure Code div rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
(AH) int.) (J.P) Code redemption) (J-P) (A-H) (if private 
(Q-W) transaction) 
 
35. 188 Walgreen (5) IRA Dividend Inco Gain Code: 1,000 less 1.00 -S2,500 =S2.50 S5,000 =$5,001 -$15,000 15,00 -S50.000 
(See Columns and[).!) =S50.001-SI00.000 =SI00.001  Sl.000.000 1.000,00 -SS,000,000 =More than SS,000,000 Value Co