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Judicial Watch • Jan E. Dubois – 2012

Jan E. Dubois – 2012

Jan E. Dubois – 2012

Page 1: Jan E. Dubois – 2012

Category:Federal Judges

Number of Pages:8

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:DUBOIS, Jan E Dubois, Morgan, Stanley, account, 2012, assets, spouse, transactions, Codes, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app.  101-11I) Person Reporting (last name, first, middle initial) DUBOIS, JAN Court Organization U.S.D.C., E.D., Date Report 03/26/2013 Title (Article Ill judges indicate active senior status; magistrate judges indicate full-or part-time) JUDGE, U.S.D.C.  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/31/2012 Chambers Office Address 
12613 U.S. COURTHOUSE 601 MARKET STREET PHILADELPHIA, 19106 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT! ONS. (Reporting individual only; see pp. 9-13 filing instructions.) 
[{] NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Ill. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income [{] NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income you were married during any portion the reporting year, complete this section.
(Dollar amount not required except for honoraria.) 
[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 
IV. REIMBURSEMENTS --transportation, lodging, food, entertainment. 

[{]  NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Date Report 
DUBOIS, JAN 
03/26/2013 
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 fiting 
instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

{I) {I) (2) {I) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value 
(4) 

Code
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller (A-H) int.) (J-P) Code3 redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$I .000 less  B41.00l -$2.500  c=$2.501 -$5.000  D=$5,001 -$15.000  E=$15.00  $50.000  
(Sec Columns and D4) =$50.001 -$100.000 =$I 00.00 -$1.000.000  Ill =$1.000.001. $5.000.000  ll2 =More than $5.000.000 Value Codes =$15.000 less  K=$15.001 -$50.000  L=$50.00 -$100.000 =$!00.001 -$250.000  
(Sec Columns and 03)  N=$250.00 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001  $25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr  W=Estimated  

Date Report 
DUBOIS, JAN 
03/26/2013 

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 14-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) 
(4) 

Amount Type (e.g., Value Value Type (e.g., Date Value 
Code 
(A-H) int.) Income Gain Codes: =$1.000 Jess  B41,001-$2.500  c=$2,501 -$5.000  D=$5.001 -$15.000 =$1 5.001 -$50.000  
(Sec Columns and D4)  f=$50.001-$100.000 =$100.001 -$1.000.000 =$1.000.001 -$5.000.000  112 =More lhan $5.000.000 Value Codes =$15.000 less  K=$15.001 -$50.000  L=$50.001 -$100.000 =$100.00 -$250.000  
(Sec Columns and D3)  N=$250.001 -$500.000  0=$500,00 -$1.000.000 =$1,000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost {Real Estate Only) =Assessment "'=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

Date Report 
DUBOIS, JAN 
03/26/2013 

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 fiting instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) 
(1) (2) (1) (2) (3) (4) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
(A-H) int.) (J-P) Code redemption) 
(A-H) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5.000  0=$5.001-$15.000  E=$15.001 -$50.000  
(See Columns and 04)  f=$50.001 -$100.000 =$100.00 -$1.000.000  Ill =$1.000.001  $5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15.001 -$50.000 =$50.001-$ 100.000  M=$ 100.001 -$250.000  
(Sec Columns and 03)  N=$250.001 -$500.000  0=$500.001  $1.000.000 =$1,000.001 -$5.000.000 45.000.001 -$25.000.000  
P3=$25.000.001  $50.000.000  P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment  T=Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

Date Report 
Name Person Reporting 
03/26/2013
DUBOIS, JAN 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicate partofreport.) 

(5) 
(Lines 58, 59, 69, 102, 134, 137, 152, 159, 186, 188, 189, 206, 207, 208, 209) Securities IRA Account with Morgan Stanley. 

(6) 
(Lines 162, 163, 200, 201, 202, 203, 204, 205, 210, 213) Securities 

(9) 
(Lines 80, 125, 171, 183, 184, 185, 191, 211, 214) Securities 	co-trustee and income beneficiary. 

(JO) 	(Line 94) Checking Account -First Union changed name Wachovia. Associates First Cap exchanged 
(43) 	
Royal Dutch Pete exchanged ;Royal Dutch Pete exchanged 

(46) 
(Line 186) Conversion from Active Assets Account Bank Deposit Program ("BOP") -Morgan Stanley Bank.
47) (Line 165) Conversion from Active Assets Account Bank Deposit Program ("BOP") -Morgan Stanley Bank. 

(48) 
(Line 173) Conversion from Active Assets Account Bank Deposit Program ("BOP") -Morgan Stanley Bank. 

(50) 
(Line 193) ATT acquired Bell South Corp. 

(51) 
(Lines and 194) Stock dividend distributed NCR. 

(53) 
(Line 197) Ver-Tek Int'! Corp., changed its name Manitek Int'! Inc. Com. 

ofBlackrock Global Opportunity Equity Trust stock. Express Scripts Hldg Com due merger with Medco Health Solutions, Inc. 
(57) (Line certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: JAN DUBOIS 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544