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Judicial Watch • Jan E Dubois Financial Disclosure Report for 2008

Jan E Dubois Financial Disclosure Report for 2008

Jan E Dubois Financial Disclosure Report for 2008

Page 1: Jan E Dubois Financial Disclosure Report for 2008

Category:Financial Disclosure

Number of Pages:9

Date Created:December 4, 2009

Date Uploaded to the Library:November 13, 2013

Tags:Dutch, DUBOIS, Jan E Dubois, Morgan, Stanley, 2008, EPA, transactions, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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II. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

Dubois, Jan 

III. NON-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-14 filing instructions.) Filer's Non-Investment Income 
[Z] NONE (No reportable non-investment income.) 

(yours, not spouse's) Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. 

(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 1987-Pres Corporate Alliance for Drug Education 

IV. REIMBURSEMENTS -transportation, lodging, food, entertainment. 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) New York Intellectual Property March 28, 2008 New York City, New York Annual Dinner The Waldorf-Astoria (meals, garage and Law Association hotel) 

Name Person Reporting 
Date Report 
DUBOIS, JAN 
08/12/2009 GIFTS. (Includes those spouse and dependent children; see pp. 18-31 filing instructions.) 
[{] NONE (No reportable gifts.) 

DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. JZ-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 

VALUE 

Nme Person Reporting 

Date Report 
DUBOIS, JAN 
08/12/2009 
VII. INVESTMENTS and TRUSTS -Income, value, tran10ctions r1nc1udes t1tose spouse and dependent c1tildun; see PP 1.s-60 fuing instrucnons.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(I) 
(2) (I) (2) (3)
(I) 
(4) 
Place "(X)" after each asset :Amount 
Value
Type(e.g., 
Value Type(e.g., Date Value 
Gain Identity Code 
div., rent, 
Code 
Method buy, sell, Month -Code Code
exempt from prior disclosure buyer/selleri (A-H) int.) Code redemption) Day (J-P) (A-H) (if private (Q-W) transaction) (J-P) 
10. General Electric Co. Dividend 
58. 
Home Depot Inc. (5) IRA Dividend 

59. 
Intel Corp. (5) IRA Dividend 

69. Merck Co. (5) (42) IRA Dividend 
80. Emerson Electric Co. (9) Dividend 
88. South Jersey Ind. Inc. (9) Dividend Wachovia Bank (10) Interest 
99. NCR Corporation (51) None 
102. CitiGroup (5) IRA Dividend 
123. Yahoo (6) (IRA) None Sold 02/01 
125 Citigroup(S)(9)(35) Dividend 
134. Oracle Corp. (5) IRA None Buy 1/10 
137. 
Cisco Sys Inc. (5) IRA None 

138. 
MorganStanleyDeanWitter (9) None Transferred 01/01 (to line 184) 

139. 
Visteon Corp. (9)(36) None 

141. Zimmer Hldgs. Inc. (38) None 
142. Zimmer Hldgs. Inc.  (38)  None Income Gain Codes: (5" Columns and 04) Value Codes (See Columns and 03) Value Method Codes (See Colwnn C2)  A=SI.OOOorleu =$50,00 -SI 00,000 415.000 le,. =$250,00  $500.000 =$25,000,001 -SS0,000,000 =Appraisal =Book Value =Sl,001 -$2,SOO =SI 00.00  1.000.000 15.00 -SS0,000 =$500.001 -Sl.000,000 =Cost (Real Estale Only) =Other =$2,50  $5, 000 =Sl,000.001 -$5.000,000 =$50,001-$100,000 =$1,000,001 -$5,000,000 =More Chan $50,000,000 =Assessment =Estimated =$5,00 -SI S,000 =More than SS.000.000 =$100.001-$250,000 =S5.ooo.001 -s2s,ooo.ooo =Cash Market =SIS.001  SS0.000  

Name Person Reporting 
Date Report 
DUBOIS, JAN 
08/12/2009
VII. INVESTMENTS and TRUSTS -income, vatue, transactions (Includes those spouse and dependent children; see pp. J4-6o filing ins1ruct1on11.J NONE (No reportable income, assets, transactions.) 
--,-- 
Desc ription Assets Inco during Gross value end Transactions ring reporting period (including trust assets) reporting period reporting period 
(I) (I) 
(2) 
(2)   
Date Value Gain Identity 
Type (e.g.,Value
Place"(X)" after each asset Amount 
Value 
Type(e.g.,

CodeI 
div., rent, Code2 
Method buy, sell,
exempt from prior disclosu MonthCode2 Code buyer/seller
(A-H) int.) (J-P) 
(J-P)
Code3 redemption) Day (A-H) (if private 

transaction)
(Q-W) 
145.IL HLTH FAS-A (07-01-10) Interest 
152. Pfizer, Inc. (5) IRA  Dividend  
153. Templeton Foreign Fund (6)  None  
159. Medco Health Solutions, Inc. (5)(42) IRA  None  

161. 
!Shares MSCI Japan Index Fund (6) Dividend IRA 

162. 
!shares MSC! EAFE Fund .(6) IRA Dividend 

163. 
Allscripts Healthcare Shs Inc. (6) Dividend 

165. 
BOP-Morgan Stanley Bank (47) Interest 

166. 
Royal Dutch Shell PLC( 43} Dividend 

167. 
Noiwin School Dist 5625 Interest 

168. 
Pottsville Hosp. 5200 Interest 

170. 
Noble Intl Ltd. (9) Dividend 

171. 
Royal Dutch Shell PLC{9)(44) Dividend 

173. 
BOP Morgan Stanley Bank (48) Interest 

174. 
Blackrock World Invest Trust (6) Dividend IRA 

176. New York Community Bancorp, Inc. Dividend (S)IRA 
178. Whole Foods Markets, Inc. (5) IRA Dividend Income Gain Codes: A=Sl.OOOorlcss =$1,001-$2,500 =$2,501 -$5,000 D=$5,00 -SI 5,000 =$15,001 -$50.000 
(Sec Columns and 04) =$50.00 -SI 00,000 =SI 00,00 1,000,000 =S1.000.00 -$5,000.000 =More than SS.000,000 Value Codes =$15,000or lcu =$15.001 $50,000 =$50,00I -SI 00.000 =$I 00,00I -$250,000  
(Sec Colwnns and 03) =$250,00 -$500.000 =$500,00 1.000,000 1,000.001  S5.ooo.ooo =$5,000,001  $25,000.000 s25,ooo.001 -S5o.ooo.ooo =More than $50, 000.000 Value Method Codes =Appraisal =Cost (Real Estate Only)  S=Asscssment =Cash Market  
(See Column C2) =Book Value =Other =Esiimaled  

VII. INVESTMENTS and TRUSTS -income, votue, transactions  NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) IAmount Type(e.g., Code div., rent, (A-H int.) Gross value end reporting period (I) (2) Value Value Code Method (J-P) Code3 (Q-W)  (I) Type(e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) (5) Date Value Identity Month-Code buyer/seller Day (J-P) (A-H) (if private transaction)  

198. Sirius Radio, Inc. (5) IRA (54) None 
Uncome Gain Codes: =$1. 000 less 1,00 -$2,500 =$2,501 $5,000  0=$5,001-$15,000 =$15,001 -$50,000  
(See Colwnns and 04) =$50,001  $100,000 =$100,001 -$1,000,000 =Sl.000,001 -$5,000,000 =More lhan $5,000,000 Value Codes =$15, 000 less =$15,001 -$50,000 =$50,00  00.000 =$I 00,00  S250,000  
(See Colwnns and 03) =$250,00 -$500,000 =$500,00  1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 =$25,000,00  $50,000,000 =More than $50,000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2) =Book Value  V=Other =Estintated  

Name Penon Reporting 
Date Report 
DUBOIS, JAN 
08/12/2009 

VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicateparto/Report.) 
(I) 
(Line Originally included separate purchases units Pennsylvania Insured Municipal Bond Trusts for the years 1987 through 1991. Ten the groups units the Municipal Bond Trusts were sold 1993 loss. Purchases Pennsylvania Insured Municipal Bond Trusts 1992 are separately listed lines through 37, and 41, 1993 line 45, and 1994 line 55. The figures line are for the four remaining groups units Municipal Bond Trusts -Pennsylvania Insured Municipal B-ts 54M, 55M, 68M, and I17M. All units series 68M (5) and series 7(M) (4) were sold January 31, 1995, loss. resently own series 54M. 

(5) 
(Lines 58, 59, 64, 69, 102, 106, 120, 132, 134, 136, 137, 151, 152, 176, 177, 178, 179, 180, 188, 189, 196, 198)) Securities IRA Account with Morgan Stanley. 

(6) 
(Lines 65, 66, 123, 131, 161, 162, 163, 174) Securities -IRA Account with Morgan Stanley. 

(9) 
(Lines 80, 88, 125, 138, 139, 170, 171, 183, 184, 185, 191, 192) Securities ..Trust which -is co-trustee and income beneficiary. 10) (Line 94) Checking Account -First Union changed name Wachovia. 
(35) 
(Line 125) -Associates First Cap exchanged -Citigroup. 

(36) 
(Line 139) Spin-off from Ford Motor Company. 

(38) 
(Lines 141 and 142) Spin-off from Bristol Myers-Squibb Company. 

(42) 
(Line 159) Stock dividend distributed Merck Shareholders (Line 69). 

(43) 
(Linel66)-Royal Dutch Pete exchanged fRoyal Dutch Shell PLC. 

(44) 
(Line 171)-Royal Dutch Pete exchanged -ofRoyal Dutch Shell PLC.
46) (Line 185) Conversion from Active Assets Account Bank Deposit Program ("BOP") -Morgan Stanley Bank. 

(47) 
(Line 165) Conversion from Active Assets Account Bank Deposit Program ("BOP") -Morgan Stanley Bank. 

(48) 
(Line 173) Conversion from Active Assets Account Bank Deposit Program ("BOP") -Morgan Stanley Bank. 

(49) 
(Line 192) Stock dividend distributed Morgan Stanley. 

(50) 
(Line 193) ATT acquired Bell South Corp. 

(51) 
(Lines and 194) Stock dividend distributed NCR. 

(52) 
(Line 195) Discover Bank name changed Morgan Stanley Trust Bank 

(53) 
(Lines 190 and 197) Ver-Tek Int'! Corp., changed its name Manitek Int') Inc. Com. 

(54) 
(Lines 179 and 198) Satellite Radio Hldg. -changed its name Sirius Radio, Inc. 

Name Person Reporting 
Date Report 
08/12/2009
DUBOIS, JAN 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and bonoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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