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Judicial Watch • Jan E Dubois Financial Disclosure Report for 2010

Jan E Dubois Financial Disclosure Report for 2010

Jan E Dubois Financial Disclosure Report for 2010

Page 1: Jan E Dubois Financial Disclosure Report for 2010

Category:Financial Disclosure

Number of Pages:8

Date Created:November 5, 2013

Date Uploaded to the Library:November 13, 2013

Tags:DUBOIS, Jan E Dubois, royal, Morgan, Stanley, 2010, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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Government Act ofl978
Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app..~.~ 101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 
DUBOIS, JAN U.S.D.C., E.D., 

07/28/2011 Title (Article Ill judges indicate active senior status; 	5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 JUDGE, U.S.D.C. Initial Annual Final 
12/31/2010 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, Is, opinion, ompliance 
12613 U.S. COURTHOUSE 

with applicable laws and regulations. 
601 MARKET STREET 
PHILADELPHIA, 19106 

Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must followeg Complete all parts, checMng the NONE box for each part where you have reportable information. Sign last page. POSITIONS. m,~,o.lng individual only; seepp. 9-I3 filing instructions.) 
NONE(No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 

II. AGREEMENTS. (Reporting individual only; seepp. I4-16 filing instructions.) 	NONE(No reportable agreements.) DATE PARTIES AND TERMS 
Dubois, Jane 
Name Person Reporting Date Report II. NON-INVESTMENT INCOME. tnepo,ing indi,idualandspouse; seepp. ~7-~ of~ling instructions.) Filers Non-Investment Income NONE (No reportable non-investment income.)  
DATE  SOURCE AND TYPE  INCOME (yours, not spouses) Spouses Non-lnvestment Income -If you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 

IV. REIMBURSEMENTS -transportation, lodging, food, entertalnmen~ 
(Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) 
SOURCE New York Intellectual Property Law Association  DATES March 25, 2010  LOCATION New York City, New York  PURPOSE Annual Dinner  ITEMS PAID PROVIDED The Waldorf-Astoria (meals, garage and hotel) GIFTS. ancludes those spouse and dependent children; see pp. 28-31 fillng instructions.)  
NONE (No reportable gifts.)  
SOURCE  DESCRIPTION  VALUE  
VI. LIABILITIES. a.cludes those o/spouse o.d dependent children; see pp. 32-33 filing instructions)  
NONE (No reportable liabilities.)  
CREDITOR  DESCRIPTION  VALUECODE  

Name Person Reporting 	Date Report
07/28/201

DUBOIS, JAN
VII. VESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) 
Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
Description Assets 	Income during 
(I) (2) (2) (2) (3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g.. Value Value Type (e.g., Date Value Gain Idenlity exempt from prior disclosure div., rent, Code Method
Code buy, sell, mm/dd!y~ Code2 Code buy~/sller (A-H) int.) 0-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 10. General Electric Co. Dividend 
58. Home Depot Inc. (5) IRA Dividend 	
59. Intel Corp. (5) IRA Dividend Buy IM/20/IO (addl) 	
69. Merck Co. (5) (42) IRA Dividend Buy 04120/I (addl) 
80. Emerson Electric Co. (9) Dividend 
88. South Jersey Ind. Inc. (9) None 	Sold 03/02110 
94. Wells Fargo (10) Interest 
99. NCR Corporation (51) 	None 	
102. CitiGroup (5) IRA None Buy 03104110 (addl) 

10. 
125.Citigroup(S)(9)(35) 	None 134. Oracle Corp. (5) IRA Dividend 
12. 
137. Cisco Sys Inc. (5) IRA 	None 

13. 
139. Visteon Corp.)(9)(36) None 	Redeemed 0/05110 

14. 
141. Zimmer Hldgs. Inc. (38) None 	Sold 12/21/10 

15. 
142. Zimmer Hldgs. Inc. (38) None 	Sold 12/21110 

16. 
145. HLTH FAS-A (07-01-10) Interest 	Redeemed 07/01110 

17. 	
152. Pfizer, Inc. (5) IRA Dividend Buy 04/20110 
(addl) Income Gain Codes: 51,000 le,,s :$1.001 52.500 =$2,501 $5,0~0 =$5,001 $15,000 =515.001 550,000 See Columns and ~$50.001 100,0(~ 100.001 1.0~O,0~0 =51,000,001 55.0~).0OO More than $5,0~0.00~
 Value Codes =$15,0~O less $15.0~1 $50.00~ =$50.0OI $100,090 =$100,0~1 $250,000 

(See Columns and D3) =$250.001 $500.000 =$500.0OI $1.00~.0~0 =$1,000.001 $5,00~,000 =$5,0~0,001 $25,000.000 -$25,00~.0~1 $50.00~.090 =More than $50,00~.0~0
 Value Method Codes =Appr-ai~l =Cost (Rcal E~,late Only) =Assessmcnl :Cash Market 
(See Column C2) =Book Value O~hcr =Estimated 

Name Person Reporting 	Date Report
DUBOIS, JAN 	07/28/2011 VESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; seepp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 	13. 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (2) (3) (4) (2) Place "(x)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure Code div., rent, Code Method buy, sell, mm/dd!yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 
18. 	
153. Templeton Foreign Fund (6) None Sold 11/29/10 

19. 	
159. Medco Health Solutions, Inc. (5)(42) None 
IRA 

20. 	
161. IShares MSCI Japan Index Fund (6) Dividend 
IRA 

21. 	
162. Ishares MSCI EAFE Fund (6) IRA Dividend 

22. 	
163. Allscripts Healthcare Shs Inc. (6) IRA None 

23. 	
165. BDP-Morgan Stanley Bank (47) Interest 

24. 	
166. Royal Dutch Shell PLC(43) Dividend 

25. 	
167. Norwin School Dist 5625 Interest Redeemed 04/01/10 

26. 	
171. Royal Dutch Shell PLC(9)(44) Dividend 

27. 	
173. BDP Morgan Stanley Bank (48) Interest 

28. 	
176. New York Community Bancorp, Inc. Dividend Sold 04/15/10 

(5) ~RA 

29. 	
178. Whole Foods Markets, Inc. (5) IRA None Sold 05/25/10 

30. 	
182. Nuveen Global VLE Opport Fund Dividend 

31. 	
183. Eaton Van Tax MNGD GLBL (9) Dividend Buy 03/04/10 
(addl) 

32. 	
184. Morgan Stanley Bank (9) (46) Interest 

33. 	
185. Nuveen Global VLE Opport Fund (9) Dividend 

34. 	
186. Morgan Stanley Bank Interest Income Gain Codes: ~$1,000 Ices =$1.0~1 $2,500 =$2,501 $5,0~O =$5.0OI $15,0~0 =$15,001 $50,000 (See Columns and D4I =$50.001 $100.000 =$1,000,001 $5.000.000 =$100.001 $1.000.000 =More than $5,000,000 Value Codes :$15.000 less =$15,001 $50,1D00 =$50,001 100.0~0 =$100.00l $250.00) 
[See Columns and D3} ~$250.001 $500.000 $500.001 $1,000.00~ =$1.0~0.001 $5,000,000 =$5,090.001 $25.000.0~0 Value Method CodL~. =$25.0~0,0~1 $50.000.000 =Appraisal =Cosl (Real Estate Only) =More than $50,0~).00~ =Assessment =Cash Market  
(See Column C21 =BookValuc =Other =Estimated  

Name Person Reporting Date Report

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) 
NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period (I) (2) Amount Type (e.g., Code div., rent, (A-H) int.) Gross value end reporting period (I) (2) Value Value Code Method (J-P) Code (Q-W)  (I) Type (e.g., buy, sell, redemption)  Transactions during reporting period (2) (3) (4) (5) Date Value Gain Identity mm/dd/yy Code Code buyer/seller (J-P) (A-H) (ifprivate transaction)  
35.  188. Walgreen (5) IRA  Dividend  
36.  189. Starbuck Corp. Washington (5) IRA  Dividend  
37.  191. Emerging Mkts Domestic Debt (9)  Dividend  
38.  192. Discover FinancialServices (49)(Trust)  Dividend  Sold  09/27/I  
39.  193. ATT(50)  Dividend  
40.  194. Teradata  None  
41.  196. The Financial Sel Sect Spdr. (5) IRA  Dividend  
42. 43.  197. Manitek Intl Inc. Com. (53) 198. Sirius Radio, Inc. (5) IRA (54)  None None  Buy (addl)  01/05/10  
44.  199. Ishares Real Estate Index (5) IRA  Dividend  Sold  09/27/I  
45.  200. Blackrock Real Asset Equity (6) IRA  Dividend  Sold  12/07/10  
46.  201. Blackrock GLBL OPP (6) (55) IRA  Dividend  
47.  202. Merge Healthcare, lnc. (6)  None  Buy  11/29/10  
48. 49.  203. Wisdom Tree lntl Large CAP (DOL) (6) 204. lshares MSCI Emerging Mkts FD(6)  Dividend Dividend  Buy Buy  11/29/10 01/07/10 Income Gain Codes: =$1,000 less =$1.001 $2,500 =$2,501 $5,000 =$5,001 $15,000 =$15.001 -$50.0(~  
(Se Columns and Value Codes =$50,001 100.000 $15,0~) less 100.001 1.000.0~ $15.001 50.000 ,~O,001 $5,000,000 $50.001 100,000 =More than $5,000,000 100,001 $250,000  
(See Columns and D3) =$250.001 $500,000 =$500.001 $1,000.000 =$1,000,001 $5,000,000 =$5,000,001 $25,000,000 =$25.000.001 $50.000.000 =More than $50,000,000 Value Method Codes =Appraisal =Cosl (Real Estale Only) =Assessment =Cash Market  
(Scc Column C2) =Book Value =Other =Estimated  

Name Person Reporting Date Report

VIII. ADDITIONAL INFORMATION EXPLANATIONS. 
(5)
 (Lines 58, 59, 64, 69, 102, 106, 120, 132, 134, 136, 137, 151, 152, 176, 177, 178, 179, 188, 189, 196, 198, 199)Securities IRA Account with Morgan Stanley. 

(6)
 (Lines 161,162, 163, 174. 200, 201,202, 203,204) Securities IRA Account with Morgan Stanley. 

(9)
 (Lines 80, 88, 125, 139, 171,182, 183, 184, 185, 191,192)Securities in~ Trust ofwhch~ .... :~--~:] co-trustee and income beneficiary. 

(10)
 (Line 94) Checking Account First Union changed name Wachovia. Wachovia changed name Wells Fargo. 

(35)
 (Line 125) i~ ! shares Associates First Cap exchanged for~ shares Citigroup. 

(36)
 (Line 139) Spin-off from Ford Motor Company. 

(38)
 (Lines 141 and 142) Spin-offfrom Bristol Myers-Squibb Company. 

(42)
 (Line 159) Stock dividend distributed Merck Shareholders (Line 69). 

(43)
 (Line166)~7:~:.~ shares Royal Dutch Pete exchanged fo~ shares Royal Dutch Shell PLC. 

(44)
 (Line 71)i" shares Royal Dutch Pete exchanged fo~ shares Royal Dutch Shell PLC. 

(46)
 (Line 186) Conversion from Active Assets Account Bank Deposit Program ("BDP") Morgan Stanley Bank. 

(47)
 (Line 165) Conversion from Active Assets Account Bank Deposit Program ("BDP") Morgan Stanley Bank. 

(48)
 (Line 173) Conversion from Active Assets Account Bank Deposit Program ("BDP") Morgan Stanley Bank. 

(49)
 (Line 192) Stock dividend distributed Morgan Stanley. 

(50)
 (Line 193) ATT acquired Bell South Corp. 

(51)
 (Lines and 194) Stock dividend distributed NCR. 

(52)
 (Line 195) Discover Bank name changed Morgan Stanley Trust Bank 

(53)
 (Lines 190 and 197) Ver-Tek Intl Corp., changed its name Manitek Intl Inc. Com. 

(54)
 (Lines 179 and 198) Satellite Radio Hldg. changed its name Sirius Radio, Inc. 

(55)
 (Lines 174 and Exchanged~] shares Blackrock World Invest Trust stock for~ shares Blackrock Global Oppoaunity Equity Trust stock. 

Name Person Reporting Date Report

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts ~vhich have been reported are compliance ~ith the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: S/JAN DUBOIS 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FALLS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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