Skip to content

Judicial Watch • Jane R. Roth – 2010

Jane R. Roth – 2010

Jane R. Roth – 2010

Page 1: Jane R. Roth – 2010

Category:Federal Judges

Number of Pages:8

Date Created:September 13, 2013

Date Uploaded to the Library:December 11, 2014

Tags:Jane R Roth, trust, 2010, Market, Codes, dividend, reportable, disclosure, reporting, report, Federal Judge, financial, income, Judge


File Scanned for Malware

Donate now to keep these documents public!


See Generated Text   ∨

Autogenerated text from PDF

Government Act 1978 
Rev. 1/2011 
FOR CALENDAR YEAR 2010 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) Court Organization Date Report 08/10/2011 
THIRD CIRCUIT COURT APPEALSROTH, JANE Title (Article 111 judges indicate active senior status; 5a. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full- part-time) Nomination, Date 01/01/2010 
U.S. CIRCUIT JUDGE (Senior) Initial Annual Final 12/31/2010 
 
5b. Amended Report Chambers Office Address the basis the information contained this Report and any 
modifications pertaining thereto, is, opinion, compliance 18316 U.S. Courthouse 
with applicable laws and regulations. 
601 Market Street Philadelphia, 19106 
Reviewing Officer 	Date 
IMPORTANT NOTES: The instructions accompanying this form must folioweg Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. (Reporting individual only; see pp. 9-13 filing instructions.) 	NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY 
 
 
II. AGREEMENTS. (Repora.g individaal only; seepS. 14-16 filing instructions.) 	NONE(No reportable agreements.) DATE PARTIES AND TERMS 
Roth, Jane 
 
Name Person Reporting 	Date Report 
IlL NON-INVESTMENT INC OME. ~Repor~ng individual an~ spouse; see pp. 17-24 fillng instructions.) Fliers Non-Investment Income NONE (No reportable non-investment income.) 
DATE 	SOURCE AND TYPE INCOME 
(yours, not spouses) Spouses Non-Investment Income -lf you were married during any portion the reportingyear, complete this section. 
(Dollar amount not required except for honoraria.) 
 
NONE (No reportable non-investment income.) 
 
DATE 	SOURCE AND TYPE 
 
 
IV. REIMBURSEMENTS -transportation, lodging, food, e~tertainment 
(Includes those spouse and dependent children; see pp. 25-27 f!ling instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID PROVIDED 
Emory Univ School Law Oct. 7-9 	Atlanta, Georgia Moot Court Transportation and Lodging 	 
Center for the Constitution June 15-16 Montpelier Station, Conference Transportation and Lodging Virginia 
Name Person Reporting GIFTS. ancludes those spouse end dependent children; see pp. 28-31 filing instructions.) 
NONE (No reportable gifts.) SOURCE DESCRIPTION 
 
 
VI. LIABILITIES. ancludes those o:spouse end dependent children; see pp. 32-33 filing instructions.) NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION 
 Wells Fargo Mortgage, Seeley Lake, 
Wilmington Trust Co. Loan paid off sale~ 
 
 
Date Report 08/10/2011 
VALUE 
 
VALUE CODE 
None 
 
Date Report 
Name Person Reporting 
ROTH, JANE 08/10/2011 
VII. INVESTMENTS and TRUSTS -income, vol.e, ~ans.etions aneludes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE(No reportable income, assets, transactions.) Wilmington Trust Checking Acct Interest Wachovia Bank Checking Interest Waehovia Bank Savings Interest TRUST WITH~ TRUST PLC Dividend Sold 06/10/10 Exxon Common Stock Dividend Johnson Johnson Common Dividend Pepsico Common Stock Dividend Proctor Gamble Common Dividend 
10. Minnesota MM Common Dividend 
11. Hewlett-Packard Common Dividend 
12. Air Prod Chem Common Dividend 
13. 14. 15. WTC Common Funds Wilm. Prime Money Market Dividend Interest Sold (part) Sold (part) 05/14/10 08/26/10 
16. Genesis Fund Buy 05/21/10 
17. Credit Suisse Fund Interest Buy 08/26/10 =$2,501 $5,000 =$5,001 $15,000 =$15,001 $50,000 =$1 000 001 -$5 000 000 =More than $5,000,000 ..... Value Codes (See Columns and D3) =$15,000 less =$250,001 $500.000 =$15,001 $50,000 =$500,001 $1,000,000 =$50,001 $100,0~0 =$i:000;00i :s~,ooO;ooo M--~106!~i $2~01000 P2~$~ioooi001 ~!00~:o00 =$25,000.0~1 $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessraent ~ash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Date Report 
Name Person Reporting 
08/10/2011 
ROTH, JANE 
VII. INVEST MENTS TRU STS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE reportable income, assets, transactions.) 
18. 
WilmLarge-CapFund Interest 	Buy 08/26/10 
 
19. 
 Trust 
 
20. 
Municipal Bond Fun Interest 
 
21. 
Wilm Trust Corp. Common 
 
22. 	 
WTC Common Funds Dividend Sold 03/16/10 (part) 
 
23. 	 
Sold 01/19/10 (part) 
 
24. 
Wilm Prime Money Market Interest 
 
25. 
Wilm Trust IRA 
 
26. 
Guidance Cap Blue T.E. Fund 	None 
 
27. 
 Wilm Trust Intematl Strategic Fund Interest 	Sold 04/26/10 
 
28. 
Vanguard Emerging Markets Interest 	Sold 04/28/10 
 
29. 	 
Sold 05/14/10 (part) 
 
30. 	 
Pimco High Yield lnterest Buy 04/26/10 (addl) 
 
31. 	 
Buy 08/26/I0 (addl) 
 
32. 
Wilm Trust Mutual Fund Mid Cap Interest 
 
33. 
U.S. GovtFund Interest 
 
34. 	 
Wilm Real Asset Fund Interest Sold 04/27/10 (part) in~rm~ Gfiin C~Si =$L000 less =$L001 $2;500 C--$2,501 $5,000 =$5,001 $15,0~ =$15,001 $50,000 ~550~001 $100,000 .... ~$100 001:, 51,000,000 =More than $5,000,000 .2. Value Codes =$15.000 less =$15,00i $50,000 255oi061 $i601~6 --~iooiool g2~61~ =$250,001 $500.000 ~$500 001- 000:000 =$5,000,001 $25~000,000 
(See Columns and 03) =$25,000.001 $50,000,000 ...... ~Mor~ iha~ $~01000~000 Value Method Codes =Appraisal ~Cost (Real Estatc Only) ~-42ash Market 
(See Column C2) =Book Value =Other =Estimated 
 
Name Person Reporting 	Date Report 
ROTH, JANE 	08/10/2011 
VII. INVESTMENTS and TRU -income, value, ~runsactio,s (Includes those spou .... dependent children; see pp. 34-60 f!llng instructions.) 
[~] NONE (No reportable income, assets, transactions.) Place ,(x)l 
 
35. Sold 08/26/10 
(part) 
 
 
36. Sold 12/13/10 
(palt) 
 
 
37. 
 Ishares Interest 	Buy 04/28/10 
 
38. Sold 09/24/10 
(part) 
 
 
39. 
Fidelity High Income Fund 	Buy 05/21/10 
 
40. Buy 06/14/10 
(addl) 
 
 
41. 	Sold 12/13/10 
 
42. 	 
Wilm Trust Roth IRA Interest Spinoff 12/27/10 
(from line 25) 
 
 
 
Name Person Reporting Date Report 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofrepor~) 
Part VII, line 2009 Report, Shering-Plough Common, was sold May 2009, for amount Category This sale was inadvertently omited from the 2009 Report. Because there longer holding Shering-Plough Common, was not entered Part VII the 2010 Report. 
Name Person Reporting Date Report 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 
Signature: S/JANE ROTH 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544