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Judicial Watch • Janet B. Arterton – 2006

Janet B. Arterton – 2006

Janet B. Arterton – 2006

Page 1: Janet B. Arterton – 2006

Category:Federal Judges

Number of Pages:11

Date Created:September 6, 2013

Date Uploaded to the Library:June 06, 2014

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UNITED STATES DISTRICT COURT 
DISTRICT CONNECTICUT 
141 CHURCH STREET 
NEW HAVEN, CONNECTICUT 06510 
 
CHAMBERS 
JANET BOND ARTERTON 
UNITED STATES DISTRICT JUDGE TEL  
(AREA CODE 203) 
 
July 13, 2007 
Chairman Ortrie Smith Administrative Office the United States Courts One Columbus Circle, N.E. Suite 2-301 
Washington, D.C. 20544 
Dear Chairman Smith: 
Thank you. Government Act 1978 
Rev. 1120 
FOR CALENDAR YEAR 2006 U.S.C. app.  1-111) Prson Reporting (last name, first, middle initial) Court Organization 
 Date Report 07/09/2007 ARTERTON, JANET U.S. DISTRICT COURT 
 Title (Article III judges indicate active senior status; Sa. Report Type (check appropriate type) 
 Reporting Period magistrate judges indicate full-or part-time) 0110112006 Nomination, Date ARTICLE Ill JUDGE/ACTIVE Initial Annual Final [81 12/31/2006 Sb. Amended Report [81 
 Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. 
 
 
U.S. DISTRICT COURT 141 CHURCH STREET NEW VEN, 06510 
Reviewing Officer Date IMPORT ANT 0TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ ONS. (Reporting individual only; see pp. 9-13 instructions.) 
[20 NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 
 
 
......., 
c.n 
__, ;rJ 
r--r, 
c:::;::--::; c::: (_I, 
r-CJc:: ;:JJ:;,:: 0-rn 
JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
r.; 
OS-> 
c:7,0 NONE (No reportable agreements.) -11r-)> PAR TIES AND TERMS rri 05113195 Garrison, Levin-Epstein, Chimes Richardson, P.C.: Profit Sharing Plan/40 Plan. (No control.) 
 
 
07/09/2007 ARTERTON, JANET 
III. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 instructions.) 
Filers Non-Investment Income 
[Kl NONE (No reportable non-investment income.) 
 
 
 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete tlris 
section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 
 
SOURCE AND TYPE 2006 George Washington University--Salary; -Professor 
 2006 Royalties: Rowman and Littlefield Publishers 
 2006 Honoraria: Department State 
IV, REIMBURSEMENTS -transportation, /odging,food, entertainmenl (Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE {No reportable reimbursements.) SOURCE DESCRIPTION American Law Institute/American Bar Association Participant Continuing Legal Education Program, Georgetown Law School, Washington, C., 2/9-2/10/06 (transportation, meals and hotel). 
U.S. Embassy, China Law school lectures, Beijing, Nanjing and Shanghai, 10/14-10/21/06 (transportation and per diem for food, lodging and expenses). 
U.S. Embassy, Cambodia Meetings with judiciary, court observations, 0/22-10/28/06 (transportation and per diem for food, lodging and expenses). GIFTS. (Includes those spouse and dependent children. See pp. 18-31 instructions.) IKJ NONE (No reportable 
gifts.) SOURCE DESCRIPTION VALUE 
 
 
 
VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
IKJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 
 
VII. 
INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. 
See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
 
 
 
(2) 
(1) 
 
 
(2) 
 
 
(2) 
 
 
(1) 
 
 
(3) 
 
 
(1) 
 
 
(4) 
 
Amount 
Type (e.g. Value 
Value 
Place (X) after each asset 
Date 
Value 
Type (e.g. 
Gain Identity 
Code 
div., rent, Code 
Method 
exempt from prior disclosure 
buy, sell, 
Month- 
Code 
Code buyer/seller 
(A-H) int.) (J-P) 
Code 
redemption) 
Day 
(if private 
(A-H) 
(Q-W) 
Janus Global and International Dividend 
 
Wells Fargo Adv. Opp. Fund (Formerly Dividend Strong Opp. Fund) 
 
 
Third Avenue Value Fund Dividend 
 
Vanguard Muni Bond Fund (Money Market Dividend Account) 
 
Garrison, Profit Sharing Plan/40lk: Dividend American Funds 
 
Vanguard Windsor Fund Dividend Buy/mo. 
 
 
TIAA/CREF Growth Fund Dividend Buy/mo. Excelsior Value Restructuring Dividend Vanguard Morgan Growth Fund Dividend Buy/mo. IO. Schwab Treas. Money Fund Dividend Sell 01106 Vanguard 500 Index Fund Dividend Buy/mo. 
12. 
AYALA Dividend 
 
13. 
 
Peoples Bank (CD) Interest 
 
14. 
 
Gartmore GVIT Emerging Market III Dividend Buy 01/06 
 
15. 
 
Nationwide Annuity: Distribution 
 
16. 
 
-American Century VIP lnome Growth Dividend Sell 01/06 
 
17. 
 
-Wells Fargo Adv.Opp.Fund (Formerly Dividend 
 
 
transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 $50,000 (See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 
 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 (See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 
 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market (See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
VII. 
INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. 
See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets (including trust assets) Income during reporting period Gross value end reporting 
period Transactions during reporting period 
Place (X) after each asset exempt from prior disclosure (I) Amount Code (A-H) (2) Type (e.g. div., rent, int.) 
 
 
 
(I) 
Value Code (J-P) (2) Value Method Code (Q-W) (I) Type (e.g. buy, sell, redemption) (2) Date Month Day 
 
 
(3) 
Value Code (J-P) (4) Gain Code (A-H) (5) Identity buyer/seller (if private transaction) 
 
 
 
Strong VIP Opp. Fd) 
18. 
 
-Neuberger Berman Partners Portfolio Dividend 
 
19. 
 
-Gartmore GVIT Small Company Fund Dividend Sell 01/06 
 
20. 
 
Vanguard International Value Fund Dividend Buy/mo 
 
21. Higher Trust Dividend Buy/mo 03106 
 
22. 
 
Vanguard Muni Bond Fund Interest Buy 0106 
 
23. 
 
Vanguard Small Cap Growth Dividend Buy 01/06 
 
24. 
 
Peoples Bank Interest Buy 12/06 
 
25. 
 
Gartmore GVIT Int! III Dividend Buy 01/06 Income Gain Codes: =$I ,000 less =$I ,00 -$2,500 =$2,50I -$5,000 =$5,001 -$15,000 ,,,s15,001 $50,000 
(See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More 
than $5,000,000 
 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000 
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1 ,000,000 =$1,000,001 -$5,000,000 
=$5,000,001 -$25,000,000 
 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 
=Cash Market 
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated 
 
 
 
0710912007 
 
ARTERTON, JANET Page 7of8 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Report.) 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. Person Reporting (last name, first, middle initial) ARTERTON, JANET Court Organization U.S. DISTRICT COURT Date Report 05/3/2007 Title (Article 111 judges indicate active senior status; magistrate judges indicate full-or part-time) ARTICLE III JUDGE/ACTIVE Sa. Report Type (check appropriate type) Nomination, Date Initial Annual final Reporting Period 0110112006 12/31/2006 Sb. Amended Report Chambers Office Address U.S. DISTRICT COURT 141 CHURCH STREET NEW HAVEN, 06510 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date 
IMPORT ANT NOTES: The instructions accompanying this form mast followed. Complete all parts, checking the NONE box far each part where yaa lrave reportable information. Sign last page. POS ITI NS. (Reporting individual only; see pp. 9-13 instructions.) 
 NONE (No reportable positions.) POSITION NAME ORGANIZATION/ENTITY EME NTS. (Reporting individual only; see pp. 14-16 instructions.) 
NONE (No reportable agreements.) 
 
PARTIES AND TERMS 05113/95 Garrison, Levin-Epstein, Chimes Richardson, P.C.: Profit Sharing Plan/401 Plan. Filers Non-Investment Income [KJ NONE (No reportable non-investment income.) 
SOURCE AND TYPE INCOME (yours, not spouses) Spouses Non-Investment Income -If you were married during any portion the reporting year, complete this 
section. 
(Dollar amounf no/ required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2006 George Washington University--Salary; -Professor 
 
2006 Royalties: Rowman and Littlefield Publishers 
 
2006 Honoraria: Department State 
 
 
 
IV, IMB URSE MENTS -tramportation, lodging, food, entertainmenl 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION 
American Law Institute/ American Bar Association Participant Continuing Legal Education Program, 
Georgetown Law School, Washington, D.C., 219-2110106 (transportation, meals and hotel) 
 
U.S. 
 
Embassy, China Law school lectures, Beijing, Nanjin and Shanghai, 10/14-10/21/06 (transportation and per diem for 
food, lodging and expenses). 
 
U.S. 
 
Embassy, Cambodia Meetings with judiciary, court observations, 0/22-10/28/06 (transportation and per diem for 
food, lodging and expenses). GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) IBJ NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 
VI. 
LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) IBJ NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 
 
 
ARTERTON, JANET 051312007 
VII. 
INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent lhildren. 
See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period 
(including trust assets) reporting period reporting period 
(!) (2) (I) (2) (!) (2) (3) (4) (5) 
Place (X) after each asset Amount Type (e.g. Value Value Type (e.g. Date Value Gain Identity 
exempt from prior disclosure Code div., rent, Code Method buy, sell, Month -Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) Day (J-P) (A-H) (if private 
(Q-W) transaction) 
 Janus Global and International Dividend 
Wells Fargo Adv. Opp. Fund (Fonnerly Strong Opp. Fund) Dividend 
Third Avenue Value Fund Dividend 
Vanguard Muni Bond Fund (Money Market Account) Dividend 
Garrison, Profit Sharing Plan/401 American Funds Dividend 
Vanguard Windsor Fund Dividend Buy/mo. 
TIAA/CREF Growth Fund Dividend Buy/mo. 
Excelsior Value Restructuring Dividend 
Vanguard Morgan Growth Fund Dividend Buy/mo. 
 
10. 
Schwab Treas. Money Fund Dividend Sell 01/06 Vanguard 500 Index Fund Dividend Buy/mo 
 
 
12. 
AYALA Dividend 
 
13. 
Agere Systems Dividend 
 
14. 
Peoples Bank (CD) Interest 
 
15. 
Nationwide Annuity Distribution 
 
16. 
-American Century VIP lnome Growth Dividend 
 
17. 
-Wells Fargo Adv.Opp.Fund (Fonnerly Dividend Income Gain Codes: =$I ,000 less ,OO1 -$2,500 0$2.50 -$5,000 0$5,001 -$15,000 0$15.001  $50.000 (Sec Columns and 04) -$50,001  $100.000 00.00 -$1,000.000 111 $1,000,00 $5,000,000 More than $5,000,000 Value Codes $15,000 less 0$15,001. $50,000 $50,001 -$100,000 $100,001 -$250,000 (Sec Columns and DJ) $250.00  $500,000 -$500,00 $1,000,000 $1,000,00  $5.000,000 $5,000,001 -$25,000,000 Value Method Codes 0$25,000.001 -$50,000.000 =Cost (Real Estate Only) =More than S50.000,000 =Cash Market (Sec Column C2) Appraisal =Other =.Asscssmcm Book Value =Estimated 
VII. 
INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. 
See pp. 34-60 filing instrnctions.) NONE (No reportable income, assets, transactions.) 
Income Gain Codes: ,000 less =Sl,001 -$2,500 =S2.50  S5,0-00 =$5,00 -$15,000 
$I S,00 $50.000 
(Sec Columns and 04) =$50,0-0 -$100,000 =$I 00,00 1.00-0,000 =Sl,0-00,0-01. S5.000,000 
=More than $5,000,000 Value Codes 15,000 less =$15,001  SS0.0-00 =$50,0-0  
00,000 =SI0-0,001 -$250.000 
 
 
 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReporl} 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not 
reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have 
been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and 
Judicial Conference regulations. 
 
FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus 
Circle, .E. Washington, D.C. 20544