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Judicial Watch • Janet B Arterton Financial Disclosure Report for 2006

Janet B Arterton Financial Disclosure Report for 2006

Janet B Arterton Financial Disclosure Report for 2006

Page 1: Janet B Arterton Financial Disclosure Report for 2006

Category:Financial Disclosure

Number of Pages:17

Date Created:September 13, 2007

Date Uploaded to the Library:November 13, 2013

Tags:ARTERTON, Janet B Arterton, Janet, American, vanguard, 2006, EPA, dividend, IRS, Financial Disclosure, ICE, CIA, financial, income, Judge


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UNITED STATES DISTRICT COURT 
DISTRICT CONNECTICUT 
141 CHURCH STREET 
NEW HAVEN, CONNECTICUT 06510 

CHAMBERS  
JANET BOND ARTERTON  
UNITED STATES DISTRICT JUDGE  TEL   
(AREA CODE 203)  

July 13, 2007 
Chairman Ortrie Smith Administrative Office the United States Courts One Columbus Circle, N.E. Suite 2-301 Washington, D.C. 20544 
Dear Chairman Smith: 
Thank you. Government Act 1978 
Rev. 1120 
FOR CALENDAR YEAR 2006 U.S.C. app.  1-111) Prson Reporting (last name, first, middle initial) Court Organization Date Report 
07/09/2007
ARTERTON, JANET U.S. DISTRICT COURT Title (Article III judges indicate active senior status; Sa. Report Type (check appropriate type) Reporting Period 
magistrate judges indicate full-or part-time) 
0110112006
Nomination, Date 
ARTICLE Ill JUDGE/ACTIVE
Initial Annual Final [81 
12/31/2006 
Sb. Amended Report 
[81 Chambers Office Address the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance 
with applicable laws and regulations. 
U.S. DISTRICT COURT 
141 CHURCH STREET 
NEW VEN, 06510 

Reviewing Officer Date 
IMPORT ANT 0TES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. Sign last page. POSJTJ ONS. (Reporting individual only; see pp. 9-13 instructions.) 
[20 NONE (No reportable positions.) 
POSITION NAME ORGANIZATION/ENTITY 

......., 
c.n 
__, ;rJ
r--r, 
c:::;::--::; c::: (_I,
r-CJc:: ;:JJ:;,:: 0-rn
JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 instructions.) 
r.; 
OS-'> 
c:7,0 NONE (No reportable agreements.) -11r-)> PAR TIES AND TERMS rri 05113195 Garrison, Levin-Epstein, Chimes Richardson, P.C.: Profit Sharing Plan/40 Plan. (No control.) 

Date Report 
Name Person Reporting 
 

07/09/2007
ARTERTON, JANET 
III. N-INVES TMENT INC ME. (Reporting individual and spouse; see pp. 17-24 instructions.) Filer's Non-Investment Income 
[Kl NONE (No reportable non-investment income.) 

SOURCE AND TYPE INCOME 
(yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete tlris section. 
(Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) 

SOURCE AND TYPE 2006  George Washington University--Salary; -Professor 2006  Royalties: Rowman and Littlefield Publishers 2006  Honoraria: Department State 

IV, REIMBURSEMENTS -transportation, /odging,food, entertainmenl 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE {No reportable reimbursements.) SOURCE DESCRIPTION 
American Law Institute/American Bar Association Participant Continuing Legal Education Program, Georgetown Law School, Washington, C., 2/9-2/10/06 (transportation, meals and hotel). 
U.S. Embassy, China Law school lectures, Beijing, Nanjing and Shanghai, 10/14-10/21/06 (transportation and per diem for food, lodging and expenses). 
U.S. Embassy, Cambodia Meetings with judiciary, court observations, 0/22-10/28/06 (transportation and per diem for food, lodging and expenses). GIFTS. (Includes those spouse and dependent children. See pp. 18-31 instructions.) IKJ NONE (No reportable gifts.) SOURCE DESCRIPTION  VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
IKJ NONE (No reportable liabilities.) 
CREDITOR DESCRIPTION VALUE CODE 

Name Person Reporting 
Date Report 
ARTERTON, JANET 
07/09/2007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  

(2) (1) 
(2) 
(2)
(1) 
(3)
(1) 
(4) 
Amount 
Type (e.g. Value 
Value
Place "(X)" after each asset 
Date 
Value
Type (e.g. 
Gain Identity 
Code 
div., rent, Code 
Method
exempt from prior disclosure 
buy, sell, 
Month-
Code 
Code buyer/seller 
(A-H) int.) (J-P) 
Code 
redemption) 
Day 
(if private 
(A-H) 
(Q-W) Janus Global and International Dividend 
Wells Fargo Adv. Opp. Fund (Formerly Dividend Strong Opp. Fund) 
Third Avenue Value Fund Dividend 
Vanguard Muni Bond Fund (Money Market Dividend Account) 
Garrison, Profit Sharing Plan/40lk: Dividend American Funds 
Vanguard Windsor Fund Dividend Buy/mo. 

TIAA/CREF Growth Fund Dividend Buy/mo. Excelsior Value Restructuring Dividend 
Vanguard Morgan Growth Fund Dividend Buy/mo. 
IO. Schwab Treas. Money Fund Dividend Sell 01106 Vanguard 500 Index Fund Dividend Buy/mo. 
12. 
AYALA Dividend 
13. 
People's Bank (CD) Interest 

14. 
Gartmore GVIT Emerging Market III Dividend Buy 01/06 

15. 
Nationwide Annuity: Distribution 

16. 
-American Century VIP lnome Growth Dividend Sell 01/06 

17. 
-Wells Fargo Adv.Opp.Fund (Formerly Dividend 

transaction) Income Gain Codes: =$1,000 less =$1,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15,000 =$15,00 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -$1,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Name Person Reporting 
07/09/2007
ARTERTON, JANET 
VII. INVESTMENTS and TRUSTS income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets (including trust assets) Income during reporting period Gross value end reporting period Transactions during reporting period  
Place "(X)" after each asset exempt from prior disclosure  (I) Amount Code (A-H)  (2) Type (e.g. div., rent, int.)  (I) Value Code (J-P)  (2) Value Method Code (Q-W)  (I) Type (e.g. buy, sell, redemption)  (2) Date Month Day  (3) Value Code (J-P)  (4) Gain Code (A-H)  (5) Identity buyer/seller (if private transaction)  

Strong VIP Opp. Fd) 
18. 
-Neuberger Berman Partners Portfolio Dividend 

19. 
-Gartmore GVIT Small Company Fund Dividend Sell 01/06 

20. 
Vanguard International Value Fund Dividend Buy/mo 

21. Higher Trust Dividend Buy/mo 03106 

22. 
Vanguard Muni Bond Fund Interest Buy 0106 

23. 
Vanguard Small Cap Growth Dividend Buy 01/06 

24. 
People's Bank Interest Buy 12/06 

25. 
Gartmore GVIT Int'! III Dividend Buy 01/06 Income Gain Codes: =$I ,000 less =$I ,00 -$2,500 =$2,50I -$5,000 =$5,001 -$15,000 ,,,s15,001 -$50,000  
(See Columns and D4) =$50,001 -$100,000 =$100,001 -Sl,000,000 =$1,000,001 -$5,000,000 =More than $5,000,000 Value Codes =$15,000 less =$15,001 -$50,000 =$50,001 -$100,000 =$100,001 -$250,000  
(See Columns and D3) =$250,001 -$500,000 =$500,001 -$1 ,000,000 =$1,000,001 -$5,000,000 =$5,000,001 -$25,000,000 Value Method Codes =$25,000,001 -$50,000,000 =Cost (Real Estate Only) =More than $50,000,000 =Cash Market  
(See Column C2) =Appraisal =Other =Assessment =Book Value =Estimated  

Date Report 
Name Person Reporting 
0710912007
ARTERTON, JANET 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicateparto/Report.) 

Name Person Reporting Date Report 
ARTERTON, JANET 07/09/2007
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544 
AOlO Government Act 1978 
Rev. 112007 
FOR CALENDAR YEAR 2006 U.S.C. app.  101-111) Person Reporting (last name, first, middle initial) ARTERTON, JANET Court Organization U.S. DISTRICT COURT Date Report 05/3/2007 Title (Article 111 judges indicate active senior status; magistrate judges indicate full-or part-time) ARTICLE III JUDGE/ACTIVE  Sa. Report Type (check appropriate type) Nomination, Date Initial  Annual final Reporting Period 0110112006 12/31/2006  
Sb. Amended Report Chambers Office Address U.S. DISTRICT COURT 141 CHURCH STREET NEW HAVEN, 06510 the basis the information contained this Report and any modifications pertaining thereto, is, opinion, compliance with applicable laws and regulations. Reviewing Officer Date  

IMPORT ANT NOTES: The instructions accompanying this form mast followed. Complete all parts, checking the NONE box far each part where yaa lrave reportable information. Sign last page. POS ITI NS. (Reporting individual only; see pp. 9-13 instructions.) 
  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY EME NTS. (Reporting individual only; see pp. 14-16 instructions.) 
NONE (No reportable agreements.) 

PARTIES AND TERMS 05113/95 Garrison, Levin-Epstein, Chimes Richardson, P.C.: Profit Sharing Plan/401 Plan. 

Date Report 
ARTERTON, JANET 
05/3/2007 
Ill. N-INVESTMENT INC ME. (Reporting individual and spouse; see pp. 7-14 instructions.) Filer's Non-Investment Income [KJ NONE (No reportable non-investment income.)  
SOURCE AND TYPE  INCOME (yours, not spouse's) Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amounf no/ required except for honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 2006 	George Washington University--Salary; -Professor 
2006 	Royalties: Rowman and Littlefield Publishers 
2006 	Honoraria: Department State 

IV, IMB URSE MENTS -tramportation, lodging, food, entertainmenl 
(Includes those spouse and dependent children. See pp. 25-27 instructions.) NONE (No reportable reimbursements.) SOURCE DESCRIPTION 
American Law Institute/ American Bar Association 	Participant Continuing Legal Education Program, Georgetown Law School, Washington, D.C., 219-2110106 (transportation, meals and hotel) 

U.S. 
Embassy, China 	Law school lectures, Beijing, Nanjin and Shanghai, 10/14-10/21/06 (transportation and per diem for food, lodging and expenses). 

U.S. 
Embassy, Cambodia 	Meetings with judiciary, court observations, 0/22-10/28/06 (transportation and per diem for food, lodging and expenses). 

Department Justice/Department State (OPDA T), Judicial workshop 3/12-3/16/06 (transportation and reimbursement for food and lodging Suriname 

Date Report 
ARTERTON, JANET 
05/3/2007 GIFTS. (Includes those spouse and dependent children. See pp. 28-31 instructions.) 
IBJ 	NONE (No reportable gifts.) SOURCE DESCRIPTION VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children. See pp. 32-33 instructions.) 
IBJ 	NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE 

Date Report 

ARTERTON, JANET 
051312007 
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent l'hildren. See pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  reporting period  
(!) (2)  (I) (2)  (!)  (2) (3) (4)  (5)  
Place "(X)" after each asset  Amount Type (e.g.  Value Value  Type (e.g.  Date Value Gain  Identity  
exempt from prior disclosure  Code div., rent,  Code Method  buy, sell,  Month -Code Code  buyer/seller  
(A-H) int.)  (J-P) Code  redemption)  Day (J-P) (A-H)  (if private  
(Q-W)  transaction)  Janus Global and International  Dividend  Wells Fargo Adv. Opp. Fund (Fonnerly Strong Opp. Fund)  Dividend  Third Avenue Value Fund  Dividend  Vanguard Muni Bond Fund (Money Market Account)  Dividend  Garrison, Profit Sharing Plan/401 American Funds  Dividend  Vanguard Windsor Fund  Dividend  Buy/mo.  TIAA/CREF Growth Fund  Dividend  Buy/mo.  Excelsior Value Restructuring  Dividend  Vanguard Morgan Growth Fund  Dividend  Buy/mo.  
10.  Schwab Treas. Money Fund  Dividend  Sell  01/06  Vanguard 500 Index Fund  Dividend  Buy/mo  
12.  AYALA  Dividend  
13.  Agere Systems  Dividend  
14.  People's Bank (CD)  Interest  
15.  Nationwide Annuity  Distribution  
16.  -American Century VIP lnome Growth  Dividend  
17.  -Wells Fargo Adv.Opp.Fund (Fonnerly  Dividend  Income Gain Codes: =$I ,000 less ,OO1 -$2,500 0$2.50 -$5,000 0$5,001 -$15,000 0$15.001  $50.000  
(Sec Columns and 04) -$50,001  $100.000 00.00 -$1,000.000  111 $1,000,00 -$5,000,000 "More than $5,000,000 Value Codes $15,000 less 0$15,001. $50,000 "$50,001 -$100,000 "$100,001 -$250,000  
(Sec Columns and DJ) $250.00  $500,000 -$500,00 $1,000,000 "$1,000,00  $5.000,000 $5,000,001 -$25,000,000 Value Method Codes 0$25,000.001 -$50,000.000 '='Cost (Real Estate Only) =More than S50.000,000 =Cash Market  
(Sec Column C2) '""Appraisal =Other =.Asscssmcm "'Book Value =Estimated  

Name Person Reporting 
Date Report 

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those the spouse and dependent children. See pp. 34-60 filing instrnctions.) NONE (No reportable income, assets, transactions.) Income Gain Codes: ,000 less =Sl,001 -$2,500 =S2.50  S5,0-00 =$5,00 -$15,000 $I S,00 $50.000 
(Sec Columns and 04) =$50,0-0 -$100,000 =$I 00,00 1.00-0,000 =Sl,0-00,0-01. S5.000,000 =More than $5,000,000 Value Codes 15,000 less =$15,001  SS0.0-00 =$50,0-0  00,000 =SI0-0,001 -$250.000 

Date Report 
ARTERTON, JANET 
05/3/2007 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (lndicatepartofReporl} 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

FILING INSTRUCTIONS 
Mail signed original and additional copies to: 
Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, .E. Washington, D.C. 20544