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Judicial Watch • Janis L. Sammartino – 2012

Janis L. Sammartino – 2012

Janis L. Sammartino – 2012

Page 1: Janis L. Sammartino – 2012

Category:Federal Judges

Number of Pages:43

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:Janis L Sammartino, Appraisal, Assessment, Estimated, Estate, 2012, Gross, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, reporting, Federal Judge, income, Judge


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Rev. 112013 
FOR CALENDAR YEAR 2012 U.S.C. app. i1 101-111) Person Reporting (last name, rst, middle initial) Sammartino, Janis Court Organization Southern District California Date Report 05/14/2013 Title (Article III judges indicate active senior status; magistrate judges indicate full-or part-time) District Judge  Sa. Report Type (check appropriate type) Nomination Date Initial [{] Annual Sb. Amended Report Final Reporting Period 01/01/2012 12/3 1/2012 Chambers Office Address Broadway, Suite 4135 San Diego, 92101 
IMPORTANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSJTJ NS. (Reporting individual only; see pp. 9-13 filing instructions.) NONE (No reportable positions.) 

NAME ORGANIZATION/ENTITY Chair, Judicial Advisory Board Association Business Trial Lawyers San Diego 
President Louis Welsh Inn Court Chapter, American Inns Court 
Trustee Trust 

JJ. AGREEMENTS. (Reporting individual only; see pp. 14-16 filing instructions.) 
[{] NONE (No reportable agreements.) 

PARTIES AND TERMS 

Date Report 
Sammartino, Janis 
05/1 4/201 
III. N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income NONE (No reportable non-investment income.) 

SOURCE AND TYPE 	INCOME 
(yours, not spouse's) 2012 City San Diego Pension 	$23,937.00 Spouse's Non-Investment Income -If you were married during any portion the reporting year, complete this section. 
(Dollar amount not required except/or honoraria.) NONE (No reportable non-investment income.) SOURCE AND TYPE 201 	California State Judges Retirement 
201 	PDR Corp. -salary 
ITEMS PAID PROVIDED 	International Association 211 2-211 201 Ranco Mirage, Seminar speaker mileage, lodging Defense Counsel 

Date Report 
05/14/201 
Sammartino, Janis GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) 
[{] NONE (No reportable gifts.) 
DESCRIPTION VALUE 
VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE PARENT PLUS LOANS 

05/14/201 
Sammartino, Janis 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructitms.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period  ofreporting riod  

(I) 
(2) (2) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method sell,  mm/dd/y  Code  Code yer/seller A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1.000 less =$1,001 -$2,500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000 =$500.001 -$1.000.000 =$1.000.001 -$5,000.000 =$5,000.001 -$25,000.000  
1'3 =$25.000.001 -$50,000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Date Report 
Sammartino, Janis 
05/14/2013 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing ins1ruc1io11s.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions dming reporting period (including tmst assets) reporting period ofreporting period 
(I) (2) (I) (2) (2) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redempt ion)  (J-P)  (A-H)  (if ivate  
(Q-W)  tra nsaction)  

18. --CA St. Gen! Oblig Ser-2L  
19. --Banning Util Auth Wastew  
20. --CA Var Purp Gen Oblig  
21. --Galt Schs Pwrs Auth  
22. --Liberty Calif High Sch Dist Ref  
23. --CA Gen! Oblig Ref  Buy  12/6/12  
24. --CA Gen! Oblig Ser-I  
25. --CA Gen! Oblig Ref  Buy  12/6/12  
26. -MS Bank Acct  
27. TRUST (SPECTRUM ASSET MGMT  Int./Div.  
28. -MS Bank account  
29. -Preferred stocks:  
30. --Aegon  Buy (add'!)  07/19/12  
31. --Alexandria Real Estate  Buy  07/19/12  
32. --Arch Cap Grp  Buy (add'!)  3/27/12  
33.  Sold (part)  5/2/12  
34.  Buy (add'!)  7/19/12 Income Gain Codes: =$1 ,000 less =$1 .001 -$2.500 =$2.501 -$5.000  D=$5.00t -$1 5.000 15.001 -$50.000  
(Sec Columns and D4) =$50.001 -$1 00.000 =$100.00 -$1 .000.000  Ill =$1 .000.00 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5,001 -$50,000  L=$50.00t 100.000 =$!00.001 -$250.000  
{Sec Columns and =$250.00 -$500.000 =$500,00 -$1 .000.000 =$1 ,000.001 -$5.000.000 =$5.000.00 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/14/2013
Samm artino, Janis 

VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offiting instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (2) (I) (2) (I) (3) 
(4) (5) 
Place "(X)" after each asset 
Amoun Type (e.g., Value Value Type (e.g., Date Value entity 
Code
exemp from prior disclosure 
div., ren Code Method buy, sell, mm/dd/yy Code Code buyer/sel ler 

(A-H) int.) Code redemp tion) (J-P) (A-H) (if private (Q-W) transact ion) Income Gain Codes: =$1 .000 less 41,001 -$2.500 =$2.501 -$5.000 5.001 -$1 5.000 =$1 5.001 -$50.000  
(Sec Columns and 04) =$50.001 -$1 00.000 00.00 -$1 .000.000  Ill =$1 .000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5,001 -$50.000 =$50.001 -$1 00.000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1 .000.000  l'I =$1 .000.00 -$5.000.000  1'2 =$5.000.00 -$25.000.000 =$25.000.001 -$50.000,000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

05/14/2013
Sammartino, Janis 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes t1tose spouse and dependent c1tildren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Descrip tion Assets come during  Gross value end  Transactions during repor ting period  
(including trust asse ts)  repor ting period reporting period  

(l) (l) (2) (3) 
Place "(X)" after asse 

Amount Type Value Value Type (e.g., Date Value Gain 
Code 
exempt from prior disclosure 
div ren Code Method buy, sell mm/dd/yy Code Code 
(5) entity 
buyer/seller 
(A-H) t.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transac tion) 
52. 53.  Buy (add'!) Buy (add'!)  1012112 10119112  
54. --Charles Schwab Corp Ser-B  Buy  05131112  
55.  Buy (add'!)  07119112  
56. --Common wealth REIT  Sold (part)  08/24/12  
57. --Credit Suisse  Buy (add'!)  02116112  
58.  Buy (add'!)  02/28/12  
59.  Buy (add'!)  07119112  
60. --Deutsche Bank  Buy (add'!)  02129112  
61.  Buy (add'!)  03115112  
62.  Buy (add'!)  07119112  
63. --Digital Realty  
64. --Duke Realty Corp  
65. --First Niagara Fin Grp  
66. --Goldman Sachs Group  
67. --Health Care REIT 6.500% SER Buy  311112  
68. --Hospitality Pptys PFD-D  Buy  1/13/12 Income Gain Codes: =$1 .000 less =$1 .001 -$2.500 =$2.501 -$5.000 =$5,001 -$1 5.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50.001 -$1 00,000 =$1 00.001 -$1 .000.000  Ill =$1 .000.001 -$5.000,000  112 =More than $5,000.000 Value Codes =$1 5.000 less =$15.001 -$50.000 =$50.001 -$1 00.000 =$100,001 -$250.000  
(Sec Columns and =$250.00 -$500.000 =$500.00 -$1 .000.000 =$1 .000.001 -$5,000, 000 =$5,000.001 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
Sammartino, Janis 
05/14/2 013 

VII. INVESTMENTS and TRUSTS --income, value, transactions (lnc/11des those ofspo.11se and dependent children; see PP 34-60 filing ins/ructions.) NONE (No reportable income, assets, transactions.)  
Descrip tion Asse  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period  ofreporting period  

(2) (2) (3) (5) 
Place "(X)" after each asse  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Value  Gain  Identi  
exemp from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) t.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

69.  Buy (add'l)  07/1 9/12  
70. --HSBC Holdings  Buy (add'l)  07119112  
71. --Ing Group 06.375  Buy (add 'l)  1/11/12  
72.  Buy (add'l)  3126112  
73.  Buy (add'I)  07/19/12  
74. --Ing Group 6.125  
75. --Ing Group 7.2  Buy (add'!)  07/19/12  
76. --Ing Group 7.375  
77. --Ing Group 7.05  Buy (add'I)  7119112  
78. --JPMorgan Chase 5.5%-0  Buy  9/05/12  
79.  Buy (add'l)  9/1 1/12  
80.  Buy (add'!)  9128112  
81.  Buy (add'l)  10119112  
82. --Kimco Realty  Buy (add'l)  319112  
83.  Buy (add'l)  3/15/12  
84.  Buy (add'I)  7/19/12  
85. --Metlife Inc.  Sold  7/30/12 Income Gain Codes: .000 less 41,001 -$2,500 42.501 -$5.000 =$5.001 -$1 5.000  E=$1 5,001 -$50,000  
(Sec Columns and 04) =$50.001 -$1 00.000 =$1 00,001 -$1 .000,000  Ill =$1 .000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5.001 -$50,000 =$50,001 -$1 00.000 =$100,001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1 .000,000 =$1 .000.00 -$5,000.000 =$5.000.00 -$25,000.000  
1'3 =$25.000.001 -$50,000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/ 4/2013 
Sammartino, Janis 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value  Transactions during reporting perio  
(inclu ding trust assets)  reporting perio reporti period  

{I) (2) 
(I) 
{I) (2) (3) (4) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) de3 redemption) (A-H) private 
(Q-W) transa ion) 
86.  -National Retail Prop 6.625%  Buy  2/15/12  
87.  Buy (add '!)  7/19/12  
88.  --Partnerre Ltd.  Buy (add '!)  7/19/12  
89.  --PNC Finl-P 6.125% FLTS  Buy  4/20/12  
90.  Buy (add'!)  4/26/12  
91.  Buy (add'!)  5/29/12  
92.  Buy (add'!)  6/25/12  
93.  Buy (add'!)  7/19/12  
94.  --Prudential PLC  Sold  8/17/12  
95.  --PS Business Park  Buy (add'!)  I/I 0/12  
96.  Buy (add'!)  513112  
97.  Buy (add'!)  7/19/12  
98.  Buy (add'!)  9/6/12  
99.  --Public Storage  Buy (add '!)  1/5/12  
JOO.  Buy (add '!)  03/06/12  Sold (part)  03112/12  
!02.  Buy (add'J)  617/12 Income Gain Codes: =$1 ,000 Jess  B=$1 ,00J -$2.500 =$2.501 -$5,000  045,001 -$1 5,000 =$15.001 -$50.000  
(Sec Columns and 04) =$50,001 -$100.000 00.001 -$1 .000.000 .000.001 -$5.000.000 =More than $5.000,000 Value Codes  J=$1 5.000 less =$1 5.001 -$50.000 =$50.001 -$1 00.000 =$100.001 -$250.000  
(Sec Columns and D3) =$250.00 -$500.000 =$500,00 -$1 .000.000 =$1 ,000.00 -$5.000.000 =$5,000.00  $25.000.000 =$25.000,001 -$50,000.000 =More than $50.000.000 Value Method Codes ppraisal =Cost (Real )':state Only) ssessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05114/2013 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instmctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value  Transactions dming reporting perio  
(inclu ding trust assets)  reporting perio reporting perio  

(2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  div., rent,  Metho  buy, sell,  mm/dd/yy  buyer/seller  
(A-H) int.)  (J-P) de3 demption)  (J-P) A-H) private  
(Q-W)  transaction) Income Gain Cod es: =$1 .000 less .00 -$2,500 =$2,501 -$5,000 =$5, 001 -$15,000 =$15.001 -$50,000  
(Sec Columns and 04) =$50.001 -$! 00.000 =$I 00.00 -$1, 000,000  Ill =$1 .000.00 -$5.000,000  112 =More than $5,000.000 Value Cod =$1 5.000 less =$1 5.001 -$50,000 =$50.001 -$100,000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1 ,000.000 =$1 ,000,001 -$5,000, 000 =$5, 000.00 -$25,000.000  
1'3 =$25. 000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost {Real Estate Only) ssessment ""Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Desc ription Assets Income during Gross value end Transactions during reporting riod (including tmst assets) reporting riod repo rting period 
(I) (2) 
(2) 
(I) 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prio disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller A-H) int.)  (J-P)  code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  trans action) Income Gain Codes: .000 less ,001 -$2,500 $2.50 -$5,000 =$5.001 -$15.000 5.001 -$50,000  
(Sec Columns and 04) =$50,001 -$100,000 00,001 -$1 .000.000  Ill =$1 .000.001 -$5.000,000  112 =More than $5.000.000 Value Codes 5.000 less  K41 5,00I -$50,000 $50.00 -$I 00.000 I00.00 -$250.000  
(Sec Columns and 03) =$250,001 -$500.000 $500,00I -$1 .000,000 .000.00 -$5,000,000  1'2 =$5,000.00 -$25,000.000 425.000,001 -$50.000,000 More than $50.000.000 Value Method Codes =Appraisal ==Cost (Real Estate Only) =Assessment Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

05114/20 
VII. INVESTMENTS and TRUSTS --income, va1ue, transactions r1nc111des those spouse and dependent children; see PP 34-60 offiting instmctions.; NONE (No reportable income, assets, transactions.)  
Desc ription Assets  Income ring  Gross value end  Transactions dming reporting riod  
(including trnst assets)  repo rting riod repo rting riod  

(I) (2) (3) (4) (5) 
Place "(X)" afte each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.  Date  Value  Gain entity  
exempt from prior disclosu  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/selle  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H) private  
(Q-W)  transa ction)  

137.  Sold  6/15/12  --JP Morgan Chase Cap XIV  Sold  04/20/12  
139.  --BAC Capital Trust Ser  Sold  10/12/  
140.  --Prudential Financial Inc.  Buy (add'!)  7/19112  
141.  --Entergy Texas Inc.  
142.  --Ameriprise Financial Inc.  Buy (add'!)  7119112  
143.  --Vornado Rlty  Buy (add'!) 19/12  
144.  --JP Chase Cap XXVIII  Sold  03/27/  
145.  --Entergy Louisiana LLC  
146.  --JPMorgan Chase Capital XXIX  Sold (part)  071 18112  
147.  Buy (add'I)  07119/  --Entergy Arkansas Inc.  
149.  --Entergy Louisiana LLC  
150.  --Aegon  Buy  1/26112  
151.  Buy (add'I)  3/2 8/12  
152.  
 Buy (add'I)  7119/12  
153.  --Raymond James Financial  Buy  3/1112 Income Gain Codes: =$1 ,000 less 41,001 -$2 .500 =$2 .50 -$5 .000 =$5.001 -$15.000 415.001 -$50.000  
(Sec Columns and 04) =$50.001 -$1 00.000 4100.001 -$1 .000.000  Ill =$1 .000.001 -$5.000.000 =More than $5.000.000 Value Codes =$I 5_.000 less =$! 5,001 -$50.000 =$50.001 -$1 00.000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250,00 -$500.000 =$500,00 -$1 .000.000 =$1 .000.001 -$5.000.000  1'2 =$5.000.00 -$25.000.000 =$2 5.000.001 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column =Book Value  V=Othcr =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent c11udren; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(1) (2) (1) (2) (1) (3) (4) (5) 
Pla "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1 .000 less  8=$1.001 -$2.500 =$2.501 -$5.000 =$5,001 -$1 5.000 =$1 5.001 -$50.000  
(Sec Columns and 04) =$50.001 -$1 00.000 =$1 00,00 -$1 .000.000  111 =$1 .000.00 -$5.000.000  112 =More than $5.000,000 Value Codes 15.000or less =$15.001 -$50.000 450.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1 .000.000 =$1 .000.001 -$5.000,000 =$5,000.001 -$25,000.000 =$25.000.001 -$50.000.000  1'4 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05/14/2013 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including tmst assets) reporting period ofreporting period 
(I) (2) (I) (2) (3) (5) 
Pla "(X)" after asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain entity  
exempt from prior dis closure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  

transa ction) Income Gain Codes: .000 less .001 -$2,500 $2,501 -$5,000 $5.001 -$15.000 $15.001 -$50.000 (Sec Columns and 04) 450.001 -$100,000 4100,001 -$1,000.000 Ill =$1,000.001 -$5.000.000 
112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 $50.001 -$100.000 =$100.001 -$250.000 (Sec Columns and 03) =$250.00 -$500.000 =$500,001 -$1.000,000 =$1.000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000.00 -$50.000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment -=Cash Market (Sec Column C2) V=Othcr =Book Value =Estimated 

05/ 14/2013 
VII. INVESTMENTS and TRUSTS --income, va1ue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets come during  Gross value end  Transa ctions during reporting period  
(in cluding trnst assets)  reporting period reporting period  

(I) 
(I) 
(2) (3) (4) (5) 
Pla "(X)" after asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior dis closure  Code  div rent  Code  Method  buy, sell, /dd /yy  Code  Code yer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transa ction)  

188.  Buy (add'!)  10/5/1  
189.  Buy (add'!)  101911  
190.  --Prudential Financial Inc 5.75  Buy  11/29/1  
191.  --Torchmark Corp 5.875  Buy  0912011  
192.  --Telephone and Data Systems  
193.  --Telephone and Data Systems Inc  
194.  --United States Cellular Corp  
195.  --Goldman Sachs Group Inc.  Buy (add'!)  03/01/1  
196.  Sold (part)  06/0111  
197.  Buy (add'!)  0711 911  
198.  --Goldman Sachs Group Inc.  Buy (add'!)  0110411  
199.  Buy (add'!)  0711 911  
200.  --DTE Energy Ser  --Comcast Corp  Buy  121511  --Merrill Lynch Cap 6.45  Buy (add'!)  711 911  
203.  --DTE Energy 25%  Buy 2611  
204.  --Dominion Resources Inc Ser  Buy (add'!)  0711 911 Income Gain Codes: .000 Jess .001 -$2.500 =$2.501 -$5.000  D45.001 -$1 5.000 =$1 5.001 -$50.000  
(Sec Columns and 04) =$50.001 -$1 00.000 00.001 -$1 .000.000  Ill .000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$1 5,001 -$50.000 =$50.001 -$1 00.000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1 .000.000 =$1.000.00 -$5,000.000 =$5.000.001 -$25.000.000 =$25.000,00 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/14/2013
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Des cription Assets come during  Gross value end  Transa ctions during reporting period  
(in cluding trust assets)  reporting period reporting period  

(2) 
(2) 
(2) (3) 
(5) 
Pla "(X)" after asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior dis closure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  trans action)  

205.  --Scana Corp 7.70%  
206.  --USB Capital VIII  Sold  02/22112  
207.  --Protective Life Corp  Sold  07/19112  
208.  --USB Capital  Sold  05/I 8/12  
209.  --Merrill Lynch Capital Trust  Buy (add'!)  07/I 9/I2  
210.  --USB Capital XII 6.30%  Sold  03/27112  --Wachovia Cap Trust  Sold  05103112  
212.  --Wells Fargo Cap 6.25%  Sold  06/15/12  
213.  --Fifth Third Cap Trust 7.250  Sold  08/08/12  
214.  --Fifth Third Capital Trust 7.25%  Sold  08/15/12  
215.  --Xcel Energy Inc.  Buy (add'!)  07/19/12  
216.  --MT Capital Trust 8.5%  Sold  01/30/12  
217.  --PNC Capital Trust  Sold  06/13/12  
218.  --Suntrust Cap 7.875%  Sold  02107112  
219.  --Nextera Energy Capital  Buy (add'I)  11/16/12  
220.  -Money Market Fund  
221.  TRUST (MS SELECT UMA BASIC SECURITIES ACCT)  Int./Div. Jncomc Gain Codes: =$1 .000 less =$1 .001 -$2.500 =$2,501 -$5.000 =$5,001 -$15.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50.001 -$1 00.000 =$100.001 -$1.000.000 =$1 .000.00 -$5,000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5,001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.001 -$1 .000.000 =$1 .000.00 -$5,000.000 =$5.000.00 -$25,000.000  
1'3 =$25,000.00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05114/2013 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions du1ing reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (I) (2) (I) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell /dd /yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  {A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1 ,000 less 4t,001 -$2.500 42.501 -$5.000 =$5.001 -$1 5.000 =$15.00 -$50.000  
(See Colmnns and D4) =$50,001 -$1 00,000 =$1 00.00 t.000.000 =$1 .000.00 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less  K=$15,00l -$50.000 =$50.00  00.000 =$1 00.001  $250.000  
(Sec Columns and D3) =$250.001 -$500,000  0=$500,00 -$1 .000.000 =$1 .000,001 -$5,000.000 =$5.000.001 -$25,000.000 =$25,000.00 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr ""Estimated  

05/14/201 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (I) (2) (3) 
(5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1 .000 less .001 -$2.500 $2.501 -$5.000 45,001  $15,000  E$15.001 -$50,000  
(Sec Columns and 04) $50.001 -$1 00.000 $100,001 -$1 ,000.000  Ill =$1 .000.001 -$5.000.000  112 More than $5,000,000 Value Codes 5.000 less 5,001 -$50.000 $50.001 -$1 00.000 =$100.001 -$250.000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,00 -$1 .000.000 =$1 .000.001 -$5.000.000 =$5,000.00 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000,000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/14/2013 

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instrintions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end (including trust assets) reporting period reporting period 
Transactions during reporting period 

(I) (2) (2) (2)
(1) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  

transaction) 

256. --DAI NIPPPN  
257. --DAIICHI Sankyo  
258. --Danaher Corp  Sold (part)  09/18112  
259. --Decker Outdoor Corp  
260. --Denbury Resources Inc  
261. --East Japan  
262. --Ecolab Inc  Buy  1217/12  
263. --Electricite France  
264. --Embraer  Sold  2/10/12  
265. --EMC Corp  Sold (part)  7/11/12  
266. --Ericsson Tel ADR  Buy  2113/12  
267. --Express Scripts Inc  
268. --Finmeccanica Spa Roma  
269. --Fujifilm Hldgs Corp  Buy (add'!)  9/18/12  
270. --Gazprom Spon ADR  
271. --Gilead Science  
272. --Glaxosmithkline PLC Jncomc Gain Codes: .000 less =$1 ,001 -$2.500 =$2.501 -$5.000  0=$5,001 -$15.000  
(Sec Columns and 04)  F=$50.00l 100.000 =$100.001 -$1 .000.000  Ill =$1 .000.00 -$5.000.000  ll2 =More than $5.000.000 Value Codes =$15.000 less =$15,001 -$50.000 =$50.001 -$1 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1 .000.000 =$1 .000.001 -$5.000.000 =$5,000.001 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50,000.000 Value Method Codes ==Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

E=$15.00l -$50.000 

05/ 14/2013 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during 
Gross value end Transactions dtuing reporting period 

(including trust assets) reporting period ofreporting period 
{I) 
(2) (I) (2) (1) (2) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1 .000 less =$1 ,001 -$2,500 $2,501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.001 -$1 00.000 =$1 00,001 -$1,000.000  Ill =$1 .000.00 -$5.000.000  I12 =More than $5.000.000 Value Codes =$1 5.000 Jess =$15.001 -$50.000 $50.001 -$1 00.000 =$100.001 -$250.000  
(Sec Columns and D3) =$250.00I -$500.000 =$500,00 -$1 .000,000 =$1 ,000.001 -$5.000.000  1'2 =$5.000.001 -$25,000.000  
1'3 =$25.000.001 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/ 14/20
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent c1tildren; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including tmst assets) reporting period reporting period 

(!) (2) (2) 

(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: .000 or. less  B=$1,00J -$2.500 =$2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50.001 -$1 00.000 =$I 00,00 -$1 ,000,000 =$1 .000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less  K=$1 5,00J -$50,000 =$50.001 -$1 00.000 =$1 00,001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00 -$1,000,000 =$1 ,000,00 -$5.000.000  1'2 =$5.000.001 -$25,000.000 =$25,000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Other =Estimated  

05/14/20 

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing ins1mc1io11s.J NONE (No reportable income, assets, transactions.) 
Description Assets 
Income during Gross value end Transactions during reporting period 

(including tmst assets) reporting pe1iod reporting period 
(I) (2) (I) 
(2) (I) 
(3) 
(4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller {A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private 
transaction) Income Gain Codes: =$1 .000 less =$1 ,001 -$2,500 =$2.501 -$5.000  D=$5,00I  5.000 =$15.00 -$50,000  
(Sec Columns and D4) =$50,001 -$1 00.000 =$1 00,001 -$1 ,000.000  Ill =$1 ,000.001 -$5.000.000  112 =More than $5,000.000 Value Codes =$15.000 less =$1 5.001 -$50.000 =$50.001 -$1 00.000 =$I 00.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1 .000,000 =$1 ,000.00 -$5,000.000 =$5.000.00 -$25.000.000  
1'3 =$25,000.001 -$50,000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, value, transactions (lncl11des those ofspo11se and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(2) (2) (I) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

290. --Johnson Controls Inc 
Sold 7119112 
291. --KB Financial Grp Inc Sons ADR 
Buy 12/20/12 
292. 
--Kinross Gold Corp 

293. 
--Korea Electric Power Corp 

294. 
--Kraft Foods Group Inc 

Buy 9/04/12 
295. --Linkedin Corp-A 
Buy 11/19/12 
296. --Manpowergroup INC COM 
Buy 9120112 
297. 
--Marine Harvest Asa 

298. 
--Mead Johnson Nutrition Company 

Buy 01/23/12 
299. 
Buy 01/27/12 (add'!) 
300. --Mondelez Intl Inc Com 
Buy 09104112 
301. 
--MSAD Ins Group 

302. 
--MSC Ind! Direct 

303. 
--Netapp Inc 

Sold 02/13/12 
304. --Netlogic Microsystems Inc 
JSold 02117112 
(I) (I) (2) (3) (4) (5) 
305.  --Newcrest Minining Ltd  
306.  --Nexen Inc  Sold  07/23112 Income Gain Codes: (Sec Columns and 04) Value Codes (Sec Columns and 03) Value Method Codes (Sec Column C2) =$1 .000 less =$50.001 -$1 00.000 =$15.000 less =$250.001 -$500.000 =$25.000.001 -$50.000.000 =Appraisal =Book Value =$1 .001 -$2 .500 I00,001 -$1 .000.000 K=$1 5,001 -$50.000 =$500,001 -$1 .000.000 =Cost (Real Estate Only) =Other =$2 .501 -$5.000 Ill =$1.000.001 -$5.000,000 =$50.001 -$! 00.000 =$1 .000.001 -$5,000,000 1'4 =More than $50.000,000 =Assessment =Estimated =$5.001 -$1 5.000 =Cash Market =$15.001 -$50.000  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing ins1mc1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period  ofreporting period  

(1) (1) (I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  
(Q-W)  transaction) Income Gain Codes: =$1 .000 less =$1 .001 -$2.500 $2.501 -$5.000  D$5,00l -$1 5.000  E41 5,00l -$50,000  
(See Columns and 04) =$50.001 -$! 00.000 00,001 -$1 .000.000  Ill =$1 .000.00 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5,000 Jess  K=$1 5,001 -$50.000 =$50.001 -$1 00.000 =$1 00.001 -$250.000  
(Sec Columns and D3) $250,001 -$500.000  0=$500,00 .000.000 =$1 .000.001 -$5,000.000  1'2 =$5,000.00 -$25,000.000 =$25,000.001 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value ::ooOthcr =Estinmtcd  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(I) (l) (2) (I) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

358.  Buy (add'!) 1/9/12  
359.  Sold (part) 1/26/12  
360.  Sold (part) 1/29/12  Sold (part) 1/30/12  
362.  --SPDR DJIA Trust  Sold  05/25/12  
363.  --SPDR Trust Series  Sold (part)  04/09/12  
364.  Sold (part)  04/23/12  
365.  Sold (part)  05109112  
366.  Sold (part)  512 1/12  
367.  Sold (part)  10/23/12  
368.  Sold (part)  1117/  
369.  Sold (part)  11/09/12  
370.  Buy (add'!) 1/26/12  --Starbucks Corp  Buy  12/20/12  
372.  --Stericycle Inc  
373.  --Sumitomo Mitsui Hldgs  
374.  --Swisscom ADR Income Gain Codes: 1.000 less =$1 ,001 -$2.500 =$2.501 -$5,000 =$5.001 -$1 5.000 =$1 5.001 -$50,000  
(Sec Columns and 04) =$50.00 -$1 00.000 =$1 00,001 -$1 .000.000  111 =$1 .000.001 -$5.000,000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5.001 -$50.000 =$50,001 -$1 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1 .000.000 =$1 .000.00 -$5,000.000  1'2 =$5.000.001 -$25,000.000  
1'3 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Co.lumn C2) =Book Value =Other =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions r1nc111aes those ofspo11se and dependent children; see PP 34-60 filing ins1r11c1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (I) (3) (5) 

Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1 .000 less =$1 ,001 -$2,500 =$2.501 -$5.000 =$5.001 -$1 5.000 5.001 -$50.000  
(Sec Columns and 04) =$50.001 -$1 00,000 00,00 -$1 ,000.000  Ill =$1 .000.00 -$5.000.000  112 =More than $5,000.000 Value Codes 5.000 less 5,.001 -$50.000 =$50,001 -$1 00.000 =$1 00.001 -$250.000  
{Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1 .000.000 =$1 .000.001 -$5.000:000  1'2 =$5,000.001 -$25.000.000 =$25.000.001 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment ""Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent c1tildren; see PP 34-60 filing ins1ruc1ions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period  ofreporting period  

(I) (I) (2) (2) (3) 
(4) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
exempt from prior disclosure 
Code 
div., rent, Code Method buy, sell, mm!dd!yy Code Code buyer/seller (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) 

392.  --Weatherford International Ltd  Buy  08/24/12  
393.  --Wolters Kluwer  
394.  -Preferred Stocks  
395.  --Centrais Elec Bras ADR  Buy  09/26/12  
396.  -Lazard Emerging Markets Open Mutual Fund  Buy (add'!)  1/31/12  
397.  Buy (add'!)  9/18/12  
398.  TRUST (MS FID SVCS ACTIVE ASSETS  Dividend  
399.  -MS Active Assets Money Trust  
400.  -Common Stocks:  --Amer Intl Inc New (AIG)  Buy  05/07/12  
402.  Buy (add'!)  05/08/12  
403.  Buy (add'!)  05/14/12  
404.  Buy (add'!)  05/15/12  
405.  Buy (add'!)  05/16/12  
406.  Buy (add'!)  08/03/12  
407.  Buy (add'!)  09/1 1112  
408.  Buy (add'!)  09/2 1/12 Income Gain Codes; =$1 .000 less  8=$1 .00 -$2.500 =$2.501 -$5.000 =$5,001 -$15.000 15.00 -$50.000  
(Sec Columns and D4) 450.001 -$1 00.000 100,001 -$1 .000.000  Ill ,000,00 -$5,000.000 =More than $5.000,000 Value Codes =$15.000 less 5.001 -$50.000 =$50,00 -$I 00.000 =$1 00.001 -$250.000  
(Sec Columns and D3) =$250,00 -$500.000 =$500,00 -$1 .000.000 =$1 ,000,001 -$5,000.000  1'2 =$5,000,00 -$25,000.000 =$25,000.00 -$50,000,000  1'4 =More than $50.000.000 Value Method Codes ===Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 

Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(1) (1) (2) 
(2) (4) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mmlddlyy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1 .000 less =$1 .00 -$2.500  C=$2.501 -$5.000  0=$5.001 -$1 5.000  E=$1 5.00I -$50.000  
(Sec Columns and D4) =$50.001 -$100.000 =$1 00,001 -$1 .000,000  Ill =$1 .000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5,001 -$50,000 =$50.00 -$I 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,001 -$1.000.000 =$1 .000.00 -$5,000.000 =$5.000.00 -$25.000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment :Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc111des those ofspo11se and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (I) (3) 
(4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
426.  Buy (add'!)  03/12/12  
427.  Buy (add'!)  03113112  
428.  Buy (add'!)  03/20/12  
429.  Buy (add'!)  04/23/12  
430.  Buy (add'!)  04/24/12  Buy (add'!)  12/071  
432.  Buy (add'!)  12/10/12  
433.  --Cisco Sys Inc  Buy (add'!)  02/10/12  
434.  --Citigroup Inc  
435.  --Convergys Corp  Sold (part)  06/19112  
436.  Sold (part)  09/14/12  
437.  --Delphi Automotive  Sold (part)  01/27/12  
438.  Sold (part)  01/30/12  
439.  Sold (part)  03/02/  
440.  --Denbury Resources Inc  --FBR  
442.  --GM  Buy (add'!)  2/01/12 Income Gain Codes: =$1 .000 less =$1 ,001 -$2.500 =$2.501 -$5.000 =$5.001 -$1 5.000  E=$1 5.001 -$50.000  
(See Columns and D4) =$50.001 -$100,000 =$1 00,001 -$1 .000,000  Ill =$1 .000.00 -$5.000.000  112 =More than $5.000.000 Value Codes =$1 5,000 less =$1 5.001 -$50.000 =$50.001 -$1 00.000 =$! 00.001 -$250.000  
(See Columns and D3) =$250,001 -$500.000  0=$500.001 1.000.000 =$1 .000.001 -$5.000.000  1'2 =$5.000.00 -$25.000.000 =$25.000.001 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Colmnn C2) =Book Value  V=Othcr =Estimated  

05/14/20 

VII. INVESTMENTS and TRUSTS --income, value, transactions (lnc/11des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (I) (I) (2) (3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: t.000 less =$1 .001 -$2.500 =$2.501 -$5.000 =$5.001-$1 5.000 =$1 5.001 -$50.000  
(Sec Columns and 04) =$50.001 -$1 00.000 =$100.001 -$1 .000.000  Ill =$1 .000.00 -$5.000.000  112 =More than $5.000.000 Value Codes 5.000 less =$1 5.001 -$50.000 =$50.001 -$100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1 .000.000 =$1 .000.001 -$5.000.000 =$5.000.00 -$25,000.000  
1'3 =$25.000.001 -$50,000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, va1ue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including tmst assets)  reporting period reporting period  

(2) 
(I) 

(I) (2) (3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1 .000 less =$1 ,001 -$2.500 42.501 -$5.000  045.001 -$15.000 =$1 5.001 -$50.000  
(Sec Colmnns and 04) =$50.001 100.000 00.00 -$1 .000.000 =$1 .000.001 -$5.000.000  112 =More than $5.000.000 Value Codes 5.000 less 5.001 -$50.000 =$50.00 -$I 00.000 =$1 00.001 -$250,000  
(Sec Columns and 03) =$250.00 -$500.000 =$500,00 -$1 ,000,000 =$1 ,000.00 -$5.000.000 =$5.000.00 -$25,000,000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =,Other =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, va111e, transactions (1nc111des 11zose spouse and dependent c1tildren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions drning reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (1) (I) (3) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
477.  Sold (part)  01/25/12  
478.  --Redwood Trust Inc  
479.  --Reinsurance Group America  Buy (add'!)  10/18/12  
480.  Buy (add'!)  10/19/12  Buy (add'!)  10/22/12  
482.  --Salix Pharm Ltd  Sold (part)  02/28/12  
483.  Sold (part)  03/2 1/12  
484.  Sold (part)  10/02/12  
485.  Sold  10/03/  
486.  --Sanofi ADR  
487.  --Talisman Energy Inc  Buy (add'!)  02/0 1/12  
488.  Buy (add'!)  09/24112  
489.  Buy (add'!)  09/25/12  
490.  --Teva Pharmaceuticals  Buy (add'!)  06/26/12  --Trinity Ind Delaware  Sold  02113/12  
492.  --Tyson Foods Inc  Buy  10/18/12  
493.  Buy (add'!)  10/19/12 Income Gain Codes: =$1 .000 less =$1 ,00 -$2,500 =$2.501 -$5.000 =$5.001 -$1 5.000  E=$1 5.00l -$50,000  
(Sec Columns and 04) =$50.001 -$1 00.000 =$100,001 -$1 .000.000  111 =$1 .000.00 -$5.000,000  112 =More than $5.000,000 Value Codes =$1 5,000 less =$1 5,001 -$50.000 =$50.001 -$1 00.000 =$100,001 -$250.000  
(Sec Columns and D3) =$250,001 -$500,000 =$500,00 .000.000 =$1 ,000.00 -$5,000.000  1'2 =$5,000.00 -$25,000.000  
1'3 =$25.000,00 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Col mnn C2) =Book Value =Other =Estimated  

05/14/20 

VII. INVESTMENTS and TRUSTS --income, va1ue, transactions r1nc111des t1tose spo11se and dependent c1tildren; see PP 34-60 filing ins1r11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trnst assets)  reporting period reporting period  

(I) (2) (I) (2) (2) (3) (4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Jacome Gain Codes: =$1 .000 Jess =$1 ,00 -$2,500 =$2,501 -$5.000  0=$5.001 -$1 5.000 =$1 5.001 -$50,000  
(Sec Columns and 04) =$50.001 -$1 00.000 =$100,001 -$1 ,000,000 =$1 .000.001 -$5,000,000  112 =More than $5,000.000 Value Codes =$1 5.000 less =$1 5,001 -$50.000 =$50.001 100.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500,000 =$500,001 -$1 .000.000 =$1 ,000.00 -$5.000.000  1'2 =$5,000,00 -$25,000.000  
1'3 =$25,000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05/ 14/20 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc111des tt1ose spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trnst assets) reporting period reporting period 

(I) (2) (I) (2) (I) (2) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1 .000 less =$1 ,001 -$2.500 =$2.501 -$5.000 =$5.00 -$15.000 =$t 5.001 -$50.000  
(Sec Columns and 04) =$50.001 -$1 00,000 4100,001 -$1 ,000,000  Ill =$1 ,000,00 -$5.000,000  112 =More than $5,000,000 Value Codes =$15.000 less =$1 5,001 -$50.000 =$50.001 -$1 00.000 =$100.001 -$250.000  
(Sec Columns and 03) =$250,00 -$500,000 =$500,001 -$1 .000.000 =$1 ,000.00 -$5,000.000  1'2 =$5.000.00 -$25,000.000 =$25,000.001 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, value, transactions (Includes those spouse and dependent childre11; see PP 34-60 filing ins/ructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(!) 
(3) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (ifprivate  

transaction) 
528.  Sold  06/1 5/12  
529.  --Enterprise Prod Prtners  
530.  --GE  Buy (add'!)  04/25/12  --Glaxosmithkline PLC  
532.  --HJ Heinz  
533.  --HCP Inc  
534.  --Intel Cmp  
535.  --International Paper  
536.  --Johnson Johnson  
537.  --Kinder Morgan Energy  
538.  --Limited Brands Inc  Sold  02113112  
539.  --Maxim Integrated Products Inc  
540.  --Meadwestvaco Corp  Sold (part)  10/18112  
541.  Sold (part)  10119112  
542.  Sold (part) 119/12  
543.  Sold /20/12  
544.  --Merck Income Gain Codes: .000 less ,001 -$2.500 $2.501 -$5.000 $5.001 -$1 5.000 5.00 -$50.000  
(Sec Columns and 04)  F450.00I -$100,000 00,00 -$1 .000.000  Ill .000.001 -$5.000.000  112 More than $5.000.000 Value Codes $15.000 less 415,001 -$50.000 $50.001 -$1 00.000 00.001 -$250.000  
(Sec Columns and 03) 4250.001 -$500.000 $500,00 -$1 .000,000 ,000.001 -$5.000.000  1'2 45.000.00 -$25,000.000  
1'3 $25,000.001 -$50,000.000  1'4 More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value Other =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc111des those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.) Description Assets Income during Gross value end Transactions during reporting period 

(including trnst assets) reporting period reporting period 
(2) (I) (2) (I) (2) (4) 
(5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) Income Gain Codes: =$1 ,000 less =$1 ,00 -$2.500 =$2.501 -$5,000 =$5.001 -$15.000 =$15,001 -$50,000  
(Sec Columns and 04) =$50.001 -$! 00.000 I00,00 -$1 .000.000  Ill .000,00 -$5.000,000  112 =More than $5.000,000 Value Codes =$1 5,000 Jess =$1 5.001 -$50.000 =$50.001 -$100.000 100.00 -$250,000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1 .000.000 =$1 ,000.00 -$5,000.000  1'2 =$5,000.00 -$25,000.000 =$25,000.00 -$50,000,000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Colmnn C2) =Book Value =Other =Estimated  

05/14/20 

VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent chitdren; see PP 34-60 offilinc instructions.) NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period ofreporting period 
(I) (2) (I) (2) (I) (2) (3) 
(5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
Code 
(A-H) int.) (J-P) Code redemption) (A-H) (if private 
(Q-W) transaction) Income Gain Codes: =$1 .000 less =$1 ,001 -$2.500 =$2 ,50 -$5 ,000  0=$5.001 -$1 5.000  E=$1 5.00J -$50.000  
(Sec Columns and 04)  f=$50.001 -$100.000 =$!00,001 -$1 ,000,000 =$1 .000.001 -$5.000.000  112 =More than $5,000.000 Value Codes =$1 5.000 less =$1 5,001 -$50.000 =$50.001 -$100.000 =$1 00.001 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000  0=$500,001 .000.000 =$1 ,000.001 -$5.000.000  1'2 =$5.000.001 -$25.000.000 =$25.000.00 -$50.000.000 .=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  Y=Othcr =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 ins1r11ctions.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(2) (!) (2) (3) (4) (5) 
Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity exempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code buyer/seller 
Code (A-H) int.) (J-P) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: 41.000 less  B41,00l -$2.500. =$2.501  $5,000 =$5,001 -$1 5.000 =$1 5,001 -$50,000  
(Sec Columns and 04) =$50,001 -$1 00.000 =$1 00,00 -$1 .000,000  Ill =$1 .000.00 -$5.000.000  112 =More than $5.000,000 Value Codes =$1 5.000 less  K=$15.001 -$50,000 =$50.001 -$1 00.000 =$1 00,001 -$250.000  
(Sec Columns and 03) =$250.00I -$500.000 =$500,00 -$1 .000.000 =$1 ,000.00 -$5.000,000 =$5,000.001 -$25.000,000 =$25.000,00 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V:=Othcr =Estimated  

051 14/20 
VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 offiting i11s1mctit>11s.J NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during  reporting period  
(including trust assets)  reporting period reporting period  
(!)  (2)  (!)  (2)  (!)  (2)  (3)  (4)  (5)  
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction)  

596. 
--Dell Inc 

597. 
--Rio Tinto finance USA Ltd 

598. 
--Morgan Stanleyllc: 

599. 
--Donnelley Sons 

600. 
--Morgan 

601. 
--Boston Scientific Corp 

602. 
--Comcast Corp 

603. 
--Barclays Bank PLC 

604. 
--Prologis Trust 

605. 
--Marathon Oil Corp 

606. 
--General Electric 

607. 
--Goldman Sachs Group Inc 

608. 
--ATT inc 

609. 
--Verizon Communications 

610. 
--Kraft Foods Inc --Frontier Communications 
612. --TYCO International Finan Income Gain Codes: =$1 .000 less =$1 ,001 -$2,500 =$2,501 -$5,000 =$5,001 -$15.000 =$15,001 -$50,000 (Sec Columns and D4) f=$50,001-$100.000 =$100,001 -$1.000.000 111 =$1.000,001 -$5.000.000 112 =More than $5.000.000 Value Codes =$1 5.000 less =$1 5,001 -$50,000 =$50.001 -$100.000 =$1 00.001 -$250.000  
(See Columns and 03) =$250,00 -$500.000 =$500,001 -$1 ,000.000 =$1 ,000.001 -$5,000.000 =$5.000.00 -$25.000.000 =$25.000,00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

051 14/20 

VII. INVESTMENTS and TRUSTS --income, value, transactions r1nc111des those spouse and dependent children; see PP 34-60 offilinr: ins1ructio11s.; NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) 
(I) (I) (2) 
(3) (4) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  
(Q-W)  transaction) Income Gain Codes: =$1,000 less =$1 .001 -$2.500 $2.501 -$5.000 =$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and D4) =$50.001 -$1 00,000 =$100.001 -$1 ,000.000 =$1 .000.001 -$5,000.000  112 =More than $5.000.000 Value Codes =$1 5,000 less =$1 5,001 -$50,000 $50.00 I00.000 =$100.00t -$250.000  
(Sec Columns and D3) =$250.00t -$500.000 =$500,00 -$1 ,000.000 =$1 .000.001 -$5,000.000 =$5,000.00 -$25,000.000 =$25.000.00 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

05/14/20 
VII. INVESTMENTS and TRUSTS --income, vatue, transactions r1nc1udes 11tose spouse and dependent c1tildren; see PP 34-60 filing ins1r11c1ions.J NONE (No reportable income, assets, transactions.) 
Description Assets Income during Gross value end Transactions during reporting period (including trust assets) reporting period reporting period 
(I) (I) (2) (3) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code redemption) (A-H) (if private 
(Q-W) transaction) 
630.  --Blackrock Energy Res  --Blackrock Strat Inc Opport  
632.  --Franklin Income  Buy  09/13112  
633.  --Invesco Balanced-Risk Alloc  Buy  04/27/12  
634.  --Oppenheimer Floating Rate  
635.  --Principal GLB Divers Inc  Buy  02/06/12  
636.  Buy (add'!)  04/27/12  
637.  Buy (add'!)  07/17/12  
638.  --Pyxis.Floating Rate (formerly Highland Floating Opport)  
639.  --Templeton Global Bond  
640.  -AIP Gib! LIS Hedge Fund  
641.  
642. Income Gain Codes: =$1 .000 less =$1 .001 -$2.500 =$2.501 -$5.000  045,001 -$15.000 =$15.001 -$50,000  
(Sec Columns and 04) =$50.001 -$1 00,000 !00.00 -$1 .000.000  Ill =$1 .000,00 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000or less =$1 5,001 -$50,000 =$50.001 -$!00.000 !00.001 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500.00I -$1 .000.000 =$1 .000.001 -$5.000.000  1'2 =$5.000.00 -$25.000.000  
1'3 =$25,000.00 -$50.000.000  1'4 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

Date Report 
Sammartino, Janis 
05/1 4/20 
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicatepart ofreport.) 

05/14/2013 
IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: Janis Sammartino 
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544



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