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Judicial Watch • JDaniel Breen – 2012

JDaniel Breen – 2012

JDaniel Breen – 2012

Page 1: JDaniel Breen – 2012

Category:Federal Judges

Number of Pages:13

Date Created:January 3, 2014

Date Uploaded to the Library:May 22, 2014

Tags:JDaniel Breen, Assessment, Estate, 2012, Gross, Market, assets, INVESTMENTS, transactions, TRUSTS, Codes, dividend, reportable, reporting, Federal Judge, income, Judge


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FOR CALENDAR YEAR 2012 Person Reporting (last name, first, middle initial) Court Organization 
BREEN, JDANIEL WESTERN DISTRICT TENNESSEE Title (Article Ill judges indicate active senior status; Sa. Report Type (check appropriate type) 
magistrate judges indicate full-or part-time) Nomination Date 

U.S. DISTRICT JUDGE/ACTIVE 
Initial Annual Final Sb. Amended Report 

Repor/ Required !he Ethics Governmenl Act 1978 U.S.C. app.  101-111) Date Report 
5/14/2013 Reporting Period 
01/01/2012 
12/31/2012 Chambers Office Address 
444 UNITED STATES COURTHOUSE SOUTH HIGHLAND VENUE 
JACKSON, 38301 

IMPORT ANT NOTES: The instructions accompanying this form must followed. Complete all parts, checking the NONE box for each part where you have reportable information. POSIT!ONS. (Reporting individual only; see pp. 9-13 filing instructions.)  NONE (No reportable positions.)  
POSITION  NAME ORGANIZATION/ENTITY Executive Committee  National Conference Federal Trial Judges 
Board Directors Federal Judges' Association 
Trustee Trust 

II. AGREEMENTS. (Reporting individual.only; see pp. 14-16 filing instructions.) 

[ZJ NONE (No reportable agreements.) 

PARTIES AND TERMS 

III. N0N-INVESTMENT ME. (Reporting individual and spouse; see pp. 17-24 filing instructions.) Filer's Non-Investment Income 

[{] NONE (No reportable non-investment income.) SOURCE AND TYPE INCOME Spouse's Non-Investment Income -I/you were married during any portion the reporting year, complete this section. (Dollar amount not required except for honoraria.) 

[{] NONE (No reportable non-investment income.) 

SOURCE AND TYPE 

JV. REJMB URSEMENTS --transportation, lodging,food, entertainment. (Includes those spouse and dependent children; see pp. 25-27 filing instructions.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION American Bar Association 2/2/2012-2/5/2012 New Orleans, 
American Bar Association 51312012-51512012 National Harbor, 
Federal Judges Association 5/8/2012-5/10/2012 Washington, D.C. 
American Bar Association 8/2/2012-8/7/2012 Chicago, 
American Bar Association 9/12/2012-9/14/2012 Chicago, 

PURPOSE 
National Conference Federal Trial Judges 
Strategic Planning Meeting 
Section Officers Conference 

ITEMS PAID PROVIDED 
travel, lodging and meals 

travel, lodging and meals 
travel, lodging and meals GIFTS. (Includes those spouse and dependent children; see pp. 28-31 filing instructions.) [{] NONE (No reportable gifts.) SOURCE DESCRIPTION  VALUE 

VI. LIABILITIES. (Includes those spouse and dependent children; see pp. 32-33 filing instructions.) 
[{] NONE (No reportable liabilities.) 
DESCRIPTION VALUE CODE 

5/14/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes t1tose spouse and dependent c1tildren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (2) (I) (2) (3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Bancorp South Interest IRA -Fidelity Mag. Dividend Sold
11/15/12 
(part) Income Gain Codes: 41.000 less =$1,00 -$2.500 =$2.501 -$5.000 =$5,001 -$15,000 =$15,00 -$50,000  
(Sec Columns and 04) =$50.00 -$I 00.000 I00.00 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less  K=$15.001 -$50.000 =$50.00 -$I 00.000 I00.00 -$250.000  
(Sec Columns and D3) =$250.001 -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 fiting instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (I) (2) (4) Income Gain Codes: =$1.000 less =$1.00 -$2.500 =$2.501 -$5.000 =$5,001 -$15.000  E=$15.001 -$50,000  
(Sec Columns and 04) =$50.001 -$100.000 =$100.00 -$1.000.000 =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.001 -$!00.000 =$!00.001 -$250.000  
(See Columns and 03) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

5/14/2013

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent cl!itdren; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(2) (I) (I) (2) (3) (4) (5) 
Place "(X) after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: I.000 less =$1.001 -$2.500 =$2.501 -$5,000  0=$5.001 -$15.000 =$15.001 -$50.000  
(Sec Columns and 04) =$50.00 -$100.000 =$100.00 -$1.000.000  Ill =$1.000.001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less  K=$15.00l -$50.000 =$50.00 J00.000 =$100.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 1.000.000 =$1.000.001 -$5.000.000 =$5.000.00 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Mclhod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

511412013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period  

(I) (2) (2) (2) (3) (4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
exempt from prior disclosure 
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) (J-P) Code3 redemption) (A-H) (if private 
(Q-W) transaction) 
52. IRA-MERRILL LYNCH Income Gain Codes: 41.000 less =$1,00 -$2,500 =$2.501 -$5,000  0=$5.001 -$15,000 415.001 -$50.000  
(Sec Columns and 04)  F=$50.001 -$100.000 =$100.00 -$1,000.000 =$1.000,001 -$5.000.000 =More than $5.000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 00.000 =$I 00.00 -$250.000  
(Sec Columns and 03) =$250.001 -$500.000 =$500,00 -$1.000.000 =$1.000.001 -$5,000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value  V=Othcr =Estimated  

5/14/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see pp. 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) 
(I) 
(2) 
(I) 
(3) 
(4) (5) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code
div., rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) Code redemption) (J-P) (A-H) (if private (Q-W) transaction) Income Gain Codes: =$1.000 less 41,001 -$2.500  c=$2.501 -$5.000  0=$5.001-$15.000 =$15.001 -$50.000  
(See Colunms and D4)  F=$50.001 -$100.000 =$100.001 -$1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000orless  K=$15.00I -$50.000  L=$50.00 -$I 00.000  M=$100.001 -$250.000  
(See Columns and 03)  N=$250.001 -$500.000  0=$500.001 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25.000.000 =$25.000.001 -$50.000,000 =More than $50.000.000 Value Me1hod Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(See Column C2)  U=Book Value  V=Other  W=Estimated  

VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nc1udes those spouse and dependent children; see PP 34-60 filing instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (I) (2) (I) (3) (4) (5) 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 

I.Income Gain Codes:  A=$1,000 less =$1,001 -$2.500 =$2.501 -$5.000 =$5.001 -$15.000  E=$15.00 -$50.000  
(Sec Columns and 04) =$50.001 -$100.000 =$!00.001  $1.000.000  Ill =$1.000.001 -$5.000.000  112 =More than $5.000.000 Value Codes  J=$15.000 less =$15.001 -$50.000  L=$50.00 -$I 00.000 I00.00 -$250.000  
(See Columns and 03)  N=$250.00 -$500.000  0=$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000  P4=More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2)  U=Book Value  V=Othcr  W=Estimated  

5/14/2013 
VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes those spouse and dependent children; see PP 34-60 instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period  ofreporting period 
(2) (1) (2) (I) (2) (3) (4) 
Place "(X)" after each asset 
Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity 
Code 
div rent, Code Method buy, sell, mm/dd/yy Code Code buyer/seller 
(A-H) int.) 
Code redemption) (A-H) (if private 
(Q-W)  transaction)  
103.  MUTUALFUNDS  
104.  Columbia Acom Fd.  Dividend  Sold  1120112 Income Gain Codes: =$1.000 less 41,001 -$Z.500 =$Z.501 -$5,000 =$5.001 -$15,000 415.001 -$50.000  
(See Columns and D4) =$50.00 -$I 00.000 I00.00 -$1.000.000  Ill =$1.000.001 -$5.000,000 =More than $5,000.000 Value Codes =$15.000 less =$15.001 -$50.000 =$50.00 -$I 00.000 =$100.00 -$Z50.000  
(See Columns and D3) =$Z50.00 -$500.000 =$500,00 -$1.000.000 =$1,000.001 -$5,000.000 =$5.000.001 -$25,000.000 =$Z5.000.00I -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column CZ) =Book Value  V=Othcr =Eslimatcd  

BREEN, JDANIEL 
5/14/2013
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those spouse and dependent children; see pp. 34-60 offitinc instructions.) NONE (No reportable income, assets, transactions.)  
Description Assets  Income during  Gross value end  Transactions during reporting period  
(including trust assets)  reporting period reporting period  

(I) (2) (2) (I) (2) (5) 
Place "(X)" after each asset  Amount  Type (e.g.,  Value  Value  Type (e.g.,  Date  Value  Gain  Identity  
exempt from prior disclosure  Code  div., rent,  Code  Method  buy, sell,  mm/dd/yy  Code  Code  buyer/seller  
(A-H) int.)  (J-P)  Code  redemption)  (J-P)  (A-H)  (if private  

transaction) 
120.  Gold ARN Issuer, SEK  Dividend  Buy  7126112  
121.  SEK ARN RICIGLER  Dividend  
122.  Pennanent Portfolio Fd.  Dividend  Buy  01/20/12  
123.  Pimco All Asset Auth. Fd.  Dividend  Buy  01/20/12  
124.  Van Kampn Unit Trs 1176  Interest  Buy  01120112  
125.  Western Asset High Yield Fd.  Dividend  Buy  01/20/12  
126.  Yacktman Focused Fd.  Dividend  Buy  01/20/12 Income Gain Codes: =$1.000 less =$1.001 -$2,500 =$2,50 -$5.000 =$5.001 -$15.000 =$15.001 -$50,000  
(See Columns and 04) =$50.00 -$I 00.000 I00.00 -$1.000.000 =$1.000.001 -$5.000,000  112 =More than $5.000.000 Value Codes 415.000 less =$15,001 -$50.000 =$50.001 -$100.000 =$I 00.00 -$250.000  
(Sec Columns and 03) =$250.00 -$500.000 =$500.00 -$1.000.000 =$1.000.001 -$5.000.000 =$5.000.001 -$25,000.000 =$25.000.001 -$50.000.000 =More than $50.000.000 Value Method Codes =Appraisal =Cost (Real Estate Only) =Assessment =Cash Market  
(Sec Column C2) =Book Value =Other =Estimated  

Date Report 
BREEN, JDANIEL 
5/14/2013
VIII. ADDITIONAL INFORMATION EXPLANATIONS. (Jndicate partofreport.) 

511412013

IX. CERTIFICATION. certify that all information given above (including information pertaining spouse and minor dependent children, any) accurate, true, and complete the best knowledge and belief, and that any information not reported was withheld because met applicable statutory provisions permitting non-disclosure. further certify that earned income from outside employment and honoraria and the acceptance gifts which have been reported are compliance with the provisions U.S.C. app.  501 et. seq., U.S.C.  7353, and Judicial Conference regulations. 

Signature: JDANIEL BREEN 

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES FAILS FILE THIS REPORT MAY SUBJECT CIVIL AND CRIMINAL SANCTIONS U.S.C. app.  104) 

Committee Financial Disclosure Administrative Office the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544